Trade Practices Act 1974
Act No. 51 of 1974 as amended
This compilation was prepared on 5 October 2007
taking into account amendments up to Act No. 159
of 2007
Volume 2 includes: Table
of Contents
Sections 10.01 – 173
Schedule
The text
of any of those amendments not in force
on that date is appended in the Notes section
The operation of amendments that have been incorporated may be
affected by application provisions that are set out in the Notes section
Contents
Part X—International liner cargo shipping 1
Division 1—Preliminary 1
10.01..... Objects of Part.................................................................................... 1
10.01A.. Simplified outline................................................................................ 2
10.02..... Interpretation...................................................................................... 3
10.02A.. Inland terminals................................................................................ 10
10.03..... Designated shipper bodies................................................................ 11
Division 2—Additional restrictive trade practice provisions applying to ocean carriers 13
10.04..... Application of section 46 in relation to conference agreements....... 13
Division 3—Minimum standards for conference agreements 14
10.06..... Application of Australian law to outwards conference agreements and withdrawal from agreements 14
10.07..... Minimum levels of shipping services to be specified in conference agreements 14
10.08..... Conference agreements may include only certain restrictive trade practice provisions 14
10.09..... Where may consequences of conference agreements not complying with minimum standards be found? 15
Division 4—Registers and files and public inspection of them 16
10.10..... Registers and conference agreement files open to public inspection 16
10.11..... What registers are to be kept by the Registrar?................................ 16
10.12..... What conference agreement files are to be kept by the Registrar?... 16
10.13..... What register is to be kept by the Commission?.............................. 17
Division 5—Exemptions from certain restrictive trade practice prohibitions 18
Subdivision A—Exemptions relating to conference agreements 18
10.14..... Exemptions apply only to certain activities..................................... 18
10.15..... When do exemptions commence to apply in relation to registered conference agreements? 18
10.16..... Exemptions do not apply to variations of conference agreement unless varying agreement registered 19
10.17..... Exemptions from section 45............................................................. 19
10.17A.. Exemptions from section 45 for freight rate agreements.................. 19
10.18..... Exemption from section 47............................................................... 21
10.18A.. Exemptions from section 47 for freight rate agreements.................. 21
Subdivision B—Exemptions relating to loyalty agreements 22
10.19..... Exemptions from section 45............................................................. 22
10.20..... Exemption from section 47............................................................... 22
10.21..... Exemptions cease to apply in relation to a shipper at the shipper’s option 22
Subdivision D—Other exemptions 23
10.24..... Exemptions from sections 45 and 47 in relation to certain negotiations 23
10.24A.. Exemptions from sections 45 and 47 in relation to stevedoring contracts 23
Division 6—Registration of conference agreements 25
Subdivision A—Provisional registration 25
10.25..... Application for provisional registration of conference agreement.... 25
10.26..... How application is to be made and verified..................................... 25
10.27..... Copy of agreement to be filed with application etc......................... 25
10.27A.. Copy of conference agreement to be given to designated peak shipper body 26
10.28..... Decision on application for provisional registration........................ 27
10.29..... Parties to conference agreement to negotiate minimum level of shipping services after provisional registration of agreement.......................................................................................... 28
Subdivision B—Final registration 30
10.30..... Application for final registration of conference agreement............... 30
10.31..... How application is to be made and verified..................................... 30
10.32..... Copy of agreement to be filed with application etc......................... 31
10.33..... Decision on application for final registration................................... 31
Subdivision C—Confidentiality requests 33
10.34..... Request for confidentiality............................................................... 33
10.35..... Abstract to accompany request for confidentiality.......................... 33
10.36..... Examination of abstract.................................................................... 33
10.37..... Decision on request for confidentiality............................................ 34
10.38..... Application for registration to be returned where request for confidentiality refused etc. 35
Subdivision D—Miscellaneous 35
10.39..... Application also to be made for registration of varying conference agreements 35
10.40..... Notification of happening of affecting events prior to final registration etc. 36
Division 7—Obligations of ocean carriers in relation to registered conference agreements 38
10.41..... Parties to registered conference agreement to negotiate with certain designated shipper bodies etc. 38
10.42..... Application to be made for registration of varying conference agreements 40
10.43..... Parties to registered conference agreement to notify happening of affecting events etc. 40
Division 8—Powers of Minister in relation to registered conference agreements 42
10.44..... Powers exercisable by Minister in relation to registered conference agreements etc. 42
10.45..... Circumstances in which Minister may exercise powers in relation to registered conference agreements 43
10.46..... Action to be taken where powers exercised by Minister without first obtaining Commission report 46
10.47..... Investigation and report by Commission on reference by Minister. 47
10.48..... Investigation and report by Commission on own initiative or on application by affected person 48
10.49..... Undertakings by parties to registered conference agreement............ 49
10.49A.. Enforcement of undertakings............................................................ 50
Division 9—Obligations of non‑conference ocean carriers with substantial market power 51
10.50..... Investigations by Commission into market power of ocean carriers 51
10.51..... Determination by Minister of market power of ocean carriers........ 51
10.52..... Non‑conference ocean carrier with substantial market power to negotiate with certain designated shipper bodies etc........................................................................................................... 52
10.53..... Non‑conference ocean carrier with substantial market power not to hinder Australian flag shipping operators etc........................................................................................................... 54
Division 10—Powers of Minister in relation to non‑conference ocean carriers with substantial market power 55
10.54..... Powers exercisable by Minister in relation to obligations of non‑conference ocean carriers with substantial market power................................................................................................ 55
10.55..... Circumstances in which Minister may exercise powers................... 55
10.56..... Action to be taken where powers exercised by Minister without first obtaining Commission report 56
10.57..... Investigation and report by Commission on reference by Minister. 57
10.58..... Investigation and report by Commission on application by affected person 57
10.59..... Undertakings by ocean carrier.......................................................... 58
10.60..... Enforcement of orders and undertakings.......................................... 58
Division 11—Unfair pricing practices 60
10.61..... Powers exercisable by Minister in relation to pricing practices etc. 60
10.62..... Circumstances in which Minister may exercise powers................... 60
10.63..... Investigation and report by Commission......................................... 61
10.64..... Undertakings not to engage in pricing practices............................... 61
10.65..... Enforcement of orders and undertakings.......................................... 62
10.66..... Determination of normal freight rates for shipping services............ 62
10.67..... Determination of whether practice contrary to national interest..... 63
Division 12—Registration of ocean carrier agents 64
10.68..... Ocean carrier who provides international liner cargo shipping services to have registered agent 64
10.69..... Representation of ocean carrier by registered agent......................... 64
10.70..... Application by ocean carrier for registration of agent...................... 65
10.71..... Registration of agent......................................................................... 65
10.72..... Change of agent etc........................................................................... 65
Division 12A—Exemption orders for inwards conference agreements etc. 67
10.72A.. Exemption orders for inwards conference agreements etc................ 67
10.72B.. Criteria for making exemption order................................................. 67
10.72C.. Duration of exemption order may be limited.................................... 68
10.72D.. Conditions of exemption order......................................................... 68
Division 13—General provisions relating to registers and conference agreement files 69
10.73..... Form of registers and conference agreement files............................. 69
10.74..... Deletion of entries wrongly existing in certain registers................... 69
10.75..... Deletion of obsolete entries in certain registers................................ 69
10.76..... Correction of clerical errors and other mistakes in certain registers etc. 69
Division 14—Administration 70
10.77..... Registrar of Liner Shipping............................................................... 70
10.78..... Appointment of Registrar etc........................................................... 70
10.79..... Acting Registrar................................................................................ 70
10.80..... Registrar and staff to be public servants.......................................... 70
10.81..... Delegation by Minister..................................................................... 70
10.82..... Delegation by Registrar.................................................................... 70
Division 14A—Review of decisions of Commission 71
10.82A.. Review by Tribunal.......................................................................... 71
10.82B.. Functions and powers of Tribunal................................................... 71
10.82C.. Provisions that do not apply in relation to a Tribunal review......... 72
Division 14B—Review of decisions of Minister 73
10.82D.. Review by Tribunal.......................................................................... 73
10.82E... Functions and powers of Tribunal................................................... 74
10.82F... Modifying register after Tribunal review......................................... 74
10.82G.. Provisions that do not apply in relation to a Tribunal review......... 75
Division 15—Miscellaneous 76
10.83..... Act not to affect rights under Freedom of Information Act............. 76
10.84..... Review of decisions of Registrar...................................................... 76
10.85..... Statement to accompany notices of Registrar.................................. 76
10.86..... Evidence............................................................................................ 77
10.87..... Notification by Commission of references etc................................. 77
10.88..... Exclusion of documents etc. from register of Commission investigations 77
10.89..... Disclosure of confidential information............................................. 79
10.90..... Fees................................................................................................... 80
10.91..... Application of Part XID and section 155 to investigations under Part.. 81
Part XIA—The Competition Code 82
150A..... Definitions........................................................................................ 82
150B..... Objects of this Part........................................................................... 83
150C..... The Competition Code..................................................................... 83
150D..... Federal Court may exercise jurisdiction under application laws of Territories 84
150E...... Exercise of jurisdiction under cross‑vesting provisions.................... 84
150F...... Commonwealth consent to conferral of functions etc. on Commonwealth entities 84
150FA... How duty is imposed....................................................................... 85
150FB... When an application law imposes a duty......................................... 86
150G..... Application laws may operate concurrently with this Act.............. 86
150H..... No doubling‑up of liabilities............................................................. 86
150I....... References in instruments to the Competition Code........................ 86
150J...... Authorisations etc. under this Act may relate also to Competition Code 87
150K..... Gazettal of jurisdictions that excessively modify the Code............. 87
Part XIAA—The New Tax System Price Exploitation Code 88
150L...... Definitions........................................................................................ 88
150M.... Object of this Part............................................................................ 89
150N..... The New Tax System Price Exploitation Code................................ 89
150O..... Federal Court may exercise jurisdiction under application laws of Territories 89
150P...... Exercise of jurisdiction under cross‑vesting provisions.................... 90
150Q..... Application laws may confer functions on Commonwealth authorities and officers 90
150R..... Application laws may operate concurrently with this Act.............. 90
150S...... No doubling‑up of liabilities............................................................. 90
150T..... References in instruments to the New Tax System Price Exploitation Code 90
Part XIB—The Telecommunications Industry: Anti‑competitive conduct and record‑keeping rules 92
Division 1—Introduction 92
151AA.. Simplified outline.............................................................................. 92
151AB.. Definitions........................................................................................ 93
151AC.. Extension to external Territories....................................................... 95
151AD.. Continuity of partnerships............................................................... 95
151AE... Additional operation of Part............................................................. 95
151AF... Telecommunications market............................................................. 96
151AG.. When a body corporate is related to a partnership.......................... 96
151AH.. Degree of power in a telecommunications market............................ 96
151AI.... Interpretation of Part IV or VII not affected by this Part................ 98
Division 2—Anti‑competitive conduct 99
151AJ... Anti‑competitive conduct................................................................. 99
151AK.. The competition rule...................................................................... 101
Division 3—Competition notices and exemption orders 102
Subdivision A—Competition notices 102
151AKA................................................................... Part A competition notices 102
151AL... Part B competition notices............................................................. 104
151AM. Competition notice to be given to carrier or carriage service provider 104
151AN.. Evidentiary effect of competition notice........................................ 105
151AO.. Duration of Part A competition notice........................................... 105
151AOA............................................................ Variation of competition notice 105
151AOB......................................................... Revocation of competition notice 106
151AP... Guidelines....................................................................................... 106
151AQ.. Commission to act expeditiously................................................... 106
151AQA............................. Stay of proceedings relating to competition notices 106
151AQB................................................................................... Advisory notices 107
151AR.. Register of competition notices...................................................... 108
Subdivision B—Exemption orders 109
151AS... Exemption orders............................................................................ 109
151AT.. Form of application........................................................................ 109
151AU.. Further information........................................................................ 110
151AV.. Withdrawal of application.............................................................. 110
151AW. Commission must publicise receipt of applications....................... 110
151AX.. Commission may refuse to consider application if it relates to the same conduct as an authorisation application........................................................................................................ 110
151AY.. Commission may refuse to consider application if it relates to the same conduct as a Part VII notification 111
151AZ.. Commission may convene conference to discuss application........ 111
151BA.. Commission must grant or reject application................................. 112
151BB... Commission to give opportunity for submissions......................... 112
151BC... Criteria for making exemption order............................................... 112
151BD.. Notification of decision.................................................................. 114
151BE... Duration of exemption order may be limited.................................. 114
151BF... Conditions of exemption order....................................................... 114
151BG.. Revocation of exemption order....................................................... 114
151BH.. Register of exemption orders.......................................................... 115
Subdivision C—Miscellaneous 116
151BJ.... Conduct includes proposed conduct............................................... 116
Division 4—Tariff filing 117
151BK.. Tariff filing directions..................................................................... 117
151BL... Specification of goods and services................................................ 119
151BM. Notification of reasons................................................................... 119
151BN.. Duration of direction may be limited.............................................. 119
151BO.. Revocation of direction................................................................... 119
151BP... Variation of direction...................................................................... 120
151BQ.. Public access to tariff information.................................................. 120
151BR... Register of tariff filing directions.................................................... 121
151BT... Meaning of terms and conditions................................................... 122
Division 5—Tariff filing by Telstra 123
151BTA Tariff filing by Telstra.................................................................... 123
Division 6—Record‑keeping rules and disclosure directions 125
151BU.. Commission may make record‑keeping rules................................. 125
151BUAAMinister may give directions to Commission.............................. 126
151BUAAAMinister to give direction to Commission about
Telstra’s wholesale operations and retail operations..................... 127
151BUABRequest for disclosure.................................................................. 128
151BUA..................................................... Commission gives access to reports 129
151BUB Carrier or carriage service provider gives access to reports............ 131
151BUC Carrier or carriage service provider gives access to periodic reports 134
151BUD................................... Exemption of reports from access requirements 137
151BUDACommission gives access to Ministerially‑directed reports........ 138
151BUDBCarrier or carriage service provider gives access to
Ministerially‑directed reports........................................................ 140
151BUDCCarrier or carriage service provider gives access to
Ministerially‑directed periodic reports.......................................... 142
151BUE Access via the Internet................................................................... 144
151BUF Self‑incrimination............................................................................ 145
151BV... Incorrect records............................................................................. 145
Division 7—Enforcement of the competition rule, tariff filing directions, record‑keeping rules and disclosure directions 146
151BW.. Person involved in a contravention of the competition rule, a tariff filing direction, a record‑keeping rule or a disclosure direction.......................................................................................... 146
151BX.. Pecuniary penalties for breach of the competition rule, a tariff filing direction, a record‑keeping rule or a disclosure direction.......................................................................................... 146
151BY... Civil action for recovery of pecuniary penalties............................ 148
151BZ... Criminal proceedings not to be brought for contraventions of the competition rule, tariff filing directions, record‑keeping rules or disclosure directions.................................. 149
151CA.. Injunctions...................................................................................... 149
151CB... Orders to disclose information or publish an advertisement—breach of the competition rule 151
151CC... Actions for damages—breach of the competition rule................... 152
151CD.. Finding of fact in proceedings to be evidence................................. 152
151CE... Other orders—compensation for breach of the competition rule... 152
151CF... Conduct by directors, employees or agents................................... 154
Division 8—Disclosure of documents by Commission 155
151CG.. Disclosure of documents by Commission...................................... 155
Division 9—Treatment of partnerships 157
151CH.. Treatment of partnerships.............................................................. 157
Division 10—Review of decisions 158
151CI.... Review by Tribunal........................................................................ 158
151CJ.... Functions and powers of Tribunal................................................. 159
151CK.. Provisions that do not apply in relation to a Tribunal review....... 160
Division 11—Reviews of competitive safeguards within the telecommunications industry 161
151CL... Reviews of competitive safeguards within the telecommunications industry 161
Division 12—Monitoring of telecommunications charges paid by consumers 162
151CM. Monitoring of telecommunications charges paid by consumers..... 162
Division 12A—Reports about competition in the telecommunications industry 164
151CMAPublic reports about competition in the
telecommunications
industry.......................................................................................... 164
151CMB Confidential reports about competition in the telecommunications industry 165
151CMC Examples of matters that may be specified in a determination under section 151CMA or 151CMB 165
Division 13—Review of operation of this Part 167
151CN.. Review of operation of this Part.................................................... 167
Division 14—Operational separation for Telstra 168
151CP... Operational separation for Telstra................................................. 168
Part XIC—Telecommunications access regime 169
Division 1—Introduction 169
152AA.. Simplified outline............................................................................ 169
152AB.. Object of this Part.......................................................................... 170
152AC.. Definitions...................................................................................... 172
152AD.. This Part binds the Crown............................................................. 174
152AE... Extension to external Territories..................................................... 175
152AF... Access............................................................................................. 175
152AG.. Access seeker.................................................................................. 175
152AH.. Reasonableness—terms and conditions.......................................... 175
152AJ... Interpretation of Part IIIA not affected by this Part...................... 176
152AK.. Operation of Parts IV and VII not affected by this Part................ 176
Division 2—Declared services 177
152AL... Declared services............................................................................ 177
152ALA Duration of declaration................................................................... 178
152AM. Inquiries about proposals to declare services................................. 180
152AN.. Combined inquiries about proposals to declare services................ 180
152AO.. Variation or revocation of declaration............................................. 181
152AQ.. Register of declared services........................................................... 181
152AQA.................................................................................. Pricing principles 182
152AQB............ Model terms and conditions relating to access to core services 184
Division 3—Standard access obligations 187
152AR.. Standard access obligations............................................................. 187
152AS... Ordinary class exemptions from standard access obligations......... 191
152ASA Anticipatory class exemptions from standard access obligations.. 192
152AT.. Ordinary individual exemptions from standard access obligations. 193
152ATA. Anticipatory individual exemptions from standard access obligations 196
152AU.. Individual exemptions—request for further information................ 199
152AV.. Review by Tribunal of exemption order decision........................... 200
152AW. Functions and powers of Tribunal................................................. 200
152AX.. Provisions that do not apply in relation to a Tribunal review....... 203
152AXA Statement of reasons for reviewable decision—specification of documents 204
152AY.. Compliance with standard access obligations................................. 204
152AYA................................... Ancillary obligations—confidential information 205
152AZ.. Carrier licence condition................................................................. 205
152BA.. Service provider rule....................................................................... 206
152BB... Judicial enforcement of standard access obligations....................... 206
152BBAAJudicial enforcement of conditions and limitations of
exemption determinations and orders............................................. 207
152BBA Commission may give directions in relation to negotiations.......... 207
152BBB Enforcement of directions............................................................... 209
152BBC Commission’s role in negotiations.................................................. 210
152BBD Reaching agreement on terms and conditions of access.................. 211
Division 4—Telecommunications access code 212
152BJ.... Telecommunications access code.................................................... 212
152BK.. Content of telecommunications access code................................... 212
152BL... Commission must invite public submissions on telecommunications access code 213
152BM. Commission must consult the ACMA about code........................ 213
152BN.. Copy of code to be given to the ACMA........................................ 213
152BR... Register of telecommunications access codes................................. 213
Division 5—Access undertakings 215
Subdivision A—Ordinary access undertakings 215
152BS... What is an ordinary access undertaking?....................................... 215
152BT... Further information about undertaking........................................... 216
152BU.. Commission to accept or reject access undertaking........................ 217
152BV... Acceptance of access undertaking—model terms and conditions in access code not adopted 218
152BW.. Acceptance of access undertaking—model terms and conditions in access code adopted 219
152BX.. Duration of access undertaking....................................................... 219
152BY... Variation of access undertakings..................................................... 220
152BZ... Further information about variation of access undertaking............ 222
152CA.. Voluntary withdrawal of undertaking............................................. 222
152CB... Replacement of access undertaking................................................ 223
Subdivision B—Special access undertakings 223
152CBA What is a special access undertaking?............................................ 223
152CBB Further information about undertaking........................................... 225
152CBC Commission to accept or reject access undertaking........................ 226
152CBD Criteria for accepting access undertaking........................................ 227
152CBE Extension of access undertaking..................................................... 228
152CBF Duration of access undertaking....................................................... 229
152CBG Variation of access undertakings..................................................... 229
152CBH Further information about variation of access undertaking............ 231
152CBI. Voluntary withdrawal of undertaking............................................. 232
152CBJ. Proposed service............................................................................. 232
Subdivision C—General provisions 232
152CC... Register of access undertakings...................................................... 232
152CD.. Enforcement of access undertakings............................................... 233
152CDA........................ Deferral of consideration of an access undertaking etc. 233
152CE... Review by Tribunal........................................................................ 234
152CF... Functions and powers of Tribunal................................................. 234
152CG.. Provisions that do not apply in relation to a Tribunal review....... 237
152CGA Statement of reasons for reviewable decision—specification of documents 237
152CGB Access undertakings prevail over inconsistent arbitral determinations 237
Division 6—Ministerial pricing determinations 238
152CH.. Ministerial pricing determinations.................................................. 238
152CI.... Undertakings and codes that are inconsistent with Ministerial pricing determinations 239
152CJ.... Register of Ministerial pricing determinations............................... 239
Division 7—Relationship between this Part and Part IIIA 240
152CK.. Relationship between this Part and Part IIIA................................ 240
Division 8—Resolution of disputes about access 241
Subdivision A—Introduction 241
152CL... Definitions...................................................................................... 241
152CLA Resolution of access disputes......................................................... 241
Subdivision B—Notification of access disputes 243
152CM. Notification of access disputes....................................................... 243
152CN.. Withdrawal of notifications............................................................ 244
Subdivision C—Arbitration of access disputes 245
152CO.. Parties to the arbitration........................