An Act about the law of evidence, and for related purposes
Chapter 1—Preliminary
INTRODUCTORY NOTE
Outline of this Act
This
Act sets out the federal rules of evidence. Generally speaking, the Act applies
to proceedings in federal courts and ACT courts (see section 4), but some
provisions extend beyond such proceedings (see Note 2 to subsection 4(1)).
Chapter 2
is about how evidence is adduced in proceedings.
Chapter 3
is about admissibility of evidence in proceedings.
Chapter 4
is about proof of matters in proceedings.
Chapter 5
deals with miscellaneous matters.
The
Dictionary at the end of this Act defines terms and expressions used in this
Act.
Related legislation
This
Act is in most respects uniform with the Evidence Act 1995 of New South Wales.
The 2 Acts are drafted in identical terms except so far as differences are
identified in the Acts by appropriate annotations to the texts, and except so
far as minor drafting variations are required because one Act is a Commonwealth
Act and one Act is a New South Wales Act.
If
one Act contains a provision that is not included in the other Act, the
numbering of the other Act has a gap in the numbering in order to maintain
consistent numbering for the other provisions.
Part 1.1—Formal matters
1
Short title [see
Note 1]
This Act may be cited as the Evidence
Act 1995.
2
Commencement [see
Note 1]
(1) This Part and the Dictionary at the end
of this Act commence on the day on which this Act receives the Royal Assent.
(2) Subject to subsection (3), the
remaining provisions of this Act commence on a day or days to be fixed by
Proclamation.
(3) If a provision referred to in subsection (2)
does not commence under that subsection before 18 April 1995, it commences
on that day.
3
Definitions
(1) Expressions used in this Act (or in a
particular provision of this Act) that are defined in the Dictionary at the end
of this Act have the meanings given to them in the Dictionary.
Note: Some expressions used in this Act are defined
in the Acts Interpretation Act 1901, and have the meanings given to them
in that Act.
(2) Notes included in this Act are
explanatory notes and do not form part of this Act.
(3) Definitions in this Act of expressions
used in this Act apply to its construction except insofar as the context or
subject matter otherwise indicates or requires.
Note: Subsection (3) does not appear in section 3
of the NSW Act, because it is covered by section 6 of the Interpretation
Act 1987 of New South Wales.
Part 1.2—Application of this Act
4
Courts and proceedings to which Act applies
(1) This Act applies to all proceedings in a
federal court or an ACT court, including proceedings that:
(a) relate to bail; or
(b) are interlocutory proceedings or
proceedings of a similar kind; or
(c) are heard in chambers; or
(d) subject to subsection (2),
relate to sentencing.
Note 1: Section 4 of the NSW Act differs from this
section. It applies that Act to proceedings in NSW courts.
Note 2: ACT court and federal court
are defined in the Dictionary. The definitions include persons or bodies
required to apply the laws of evidence.
Note 3: Some provisions of this Act extend beyond
proceedings in federal courts or ACT courts. These provisions deal with:
·
extension of specified provisions to cover proceedings in all
Australian courts (section 5);
·
faith and credit to be given to documents properly authenticated
(section 185);
·
swearing of affidavits for use in Australian courts exercising
federal jurisdiction or similar jurisdiction (section 186);
·
abolition of the privilege against self‑incrimination for bodies
corporate (section 187).
Note 4: See section 79 of the Judiciary Act
1903 for the application of this Act to proceedings in a State court
exercising federal jurisdiction.
(2) If such a proceeding relates to
sentencing:
(a) this Act applies only if the court
directs that the law of evidence applies in the proceeding; and
(b) if the court specifies in the
direction that the law of evidence applies only in relation to specified
matters—the direction has effect accordingly.
(3) The court must make a direction if:
(a) a party to the proceeding applies
for such a direction in relation to the proof of a fact; and
(b) in the court’s opinion, the
proceeding involves proof of that fact, and that fact is or will be significant
in determining a sentence to be imposed in the proceeding.
(4) The court must make a direction if the
court considers it appropriate to make such a direction in the interests of
justice.
(5) Subject to subsection (5A), the
provisions of this Act (other than sections 185, 186 and 187) do not apply
to:
(a) an appeal from a court of a State,
including an appeal from a court of a State exercising federal jurisdiction; or
(b) an appeal from a court of the Northern Territory or an external Territory; or
(c) on or after the day fixed by
Proclamation under subsection (6)—an appeal from an ACT court; or
(d) until the day fixed by
Proclamation under subsection (6)—a review of a decision or order of a
magistrate (other than a review of a decision or order of a magistrate of the
Australian Capital Territory) and any appeal from such a review; or
(e) on or after that day—a review of a
decision or order of a magistrate and any appeal from such a review;
except so far as the provisions apply to proceedings in
all Australian courts.
(5A) Despite subsection (5), this Act
applies to an appeal to the Family Court of Australia from a court of summary
jurisdiction of a State or Territory exercising jurisdiction under the Family
Law Act 1975.
(6) On a day fixed by Proclamation, the
provisions of this Act (other than sections 185, 186 and 187) cease to
apply to proceedings in an ACT court, except so far as the provisions apply to
proceedings in all Australian courts.
Note: Subsections (5), (5A) and (6) are not
included in section 4 of the NSW Act.
5
Extended application of certain provisions
The provisions of this Act referred to
in the Table apply to all proceedings in an Australian court, including
proceedings that:
(a) relate to bail; or
(b) are interlocutory proceedings or
proceedings of a similar kind; or
(c) are heard in chambers; or
(d) relate to sentencing.
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TABLE
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Provisions of this Act
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Subject matter
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Subsection 70(2)
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Evidence of tags and
labels in Customs prosecutions and Excise prosecutions
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Section 143
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Matters of law
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Section 150
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Seals and signatures
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Section 153
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Gazettes and other
official documents
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Section 154
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Documents published
by authority of Parliaments etc.
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Section 155
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Official records
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Section 155A
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Commonwealth
documents
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Section 157
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Public documents
relating to court processes
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Section 158
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Evidence of certain
public documents
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Section 159
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Official statistics
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Section 163
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Proof of letters
having been sent by Commonwealth agencies
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Section 182
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Commonwealth records,
postal articles sent by Commonwealth agencies and certain Commonwealth
documents
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Note 1: Australian court is defined in
the Dictionary to cover all courts in Australia. The definition extends to
persons and bodies that take evidence or that are required to apply the laws of
evidence.
Note 2: The NSW Act has no equivalent provision for
section 5.
6
Territories
This Act extends to each external
Territory.
Note: The NSW Act has no equivalent provision for
section 6.
7 Act
binds Crown
This Act binds the Crown in all its
capacities.
Note: This section differs from section 7 of
the NSW Act.
8
Operation of other Acts etc.
(1) This Act does not affect the operation of
the provisions of any other Act, other than sections 68, 79, 80 and 80A of
the Judiciary Act 1903.
(2) This Act does not affect the operation of
regulations that:
(a) are made under an Act other than
this Act; and
(b) are in force on the commencement
of this section.
However, this subsection ceases to apply to a regulation
once it is amended after that commencement.
(3) This Act has effect subject to the Corporations
Act 2001 and the Australian Securities and Investments Commission Act
2001.
(4) Until the day fixed by Proclamation under
subsection 4(6), this Act does not affect the operation of the following:
(a) provisions of the Evidence Act
1971 of the Australian Capital Territory that are specified in the regulations;
(b) any other Act of the Australian Capital Territory;
(c) an Ordinance of the Australian Capital Territory;
(d) an Imperial Act or State Act in
force in the Australian Capital Territory;
(e) regulations that:
(i) are made under an Act
or Ordinance of the Australian Capital Territory or under an Imperial Act or
State Act in force in the Australian Capital Territory; and
(ii) are in force on the
commencement of this section.
(5) Paragraph (4)(e) ceases to apply to
a regulation once it is amended after the commencement of this section.
(6) Subsection (4) does not apply:
(a) in relation to provisions of this
Act that apply to proceedings in all Australian courts; or
(b) so far as the regulations provide
otherwise.
Note: Subsection (1) differs from section 8
of the NSW Act. Subsections (2), (3), (4), (5) and (6) are not included in
section 8 of the NSW Act.
8A
Application of the Criminal Code
Chapter 2 of the Criminal Code
applies to all offences against this Act.
Note 1: Chapter 2 of the Criminal Code sets
out the general principles of criminal responsibility.
Note 2: Section 8A does not appear in the NSW Act,
because Chapter 2 of the Criminal Code applies only to this Act.
9
Effect of Act on other laws
(1) For the avoidance of doubt, this Act does
not affect an Australian law so far as the law relates to a court’s power to
dispense with the operation of a rule of evidence or procedure in an
interlocutory proceeding.
(2) For the avoidance of doubt, this Act does
not affect a law of a State or Territory so far as the law relates to:
(a) admission or use of evidence of
reasons for a decision of a member of a jury, or of the deliberations of a
member of a jury in relation to such a decision, in a proceeding by way of
appeal from a judgment, decree, order or sentence of the relevant court; or
(b) bail; or
(c) any requirement for admission of
evidence in support of an alibi.
(3) For the avoidance of doubt, this Act does
not affect a law of a State or Territory so far as the law provides for:
(a) the operation of a legal or
evidential presumption (except so far as this Act is, expressly or by necessary
intendment, inconsistent with the presumption); or
(b) the admissibility of a document to
depend on whether stamp duty has been paid; or
(c) a requirement that notice must be
given before evidence may be adduced; or
(d) evidentiary effect to be given to
a certificate or other document issued under that or any other law of the State
or Territory; or
(e) proof
of title to property (other than by a means provided for by this Act that is
applicable to proof of title to property).
Note: This section
differs from section 9 of the NSW Act.
10
Parliamentary privilege preserved
(1) This Act does not affect the law relating
to the privileges of any Australian Parliament or any House of any Australian
Parliament.
(2) In particular, subsection 15(2) does not
affect, and is in addition to, the law relating to such privileges.
11
General powers of a court
(1) The power of a court to control the
conduct of a proceeding is not affected by this Act, except so far as this Act
provides otherwise expressly or by necessary intendment.
(2) In particular, the powers of a court with
respect to abuse of process in a proceeding are not affected.
Chapter 2—Adducing evidence
INTRODUCTORY NOTE
Outline of this Chapter
This
Chapter is about ways in which evidence is adduced.
Part 2.1
is about adducing evidence from witnesses.
Part 2.2
is about adducing documentary evidence.
Part 2.3
is about adducing other forms of evidence.
Part 2.1—Witnesses
Division 1—Competence and compellability of witnesses
12
Competence and compellability
Except as otherwise provided by this
Act:
(a) every person is competent to give
evidence; and
(b) a person who is competent to give
evidence about a fact is compellable to give that evidence.
13
Competence: lack of capacity
(1) A person is not competent to give
evidence about a fact if, for any reason (including a mental, intellectual or
physical disability):
(a) the person does not have the
capacity to understand a question about the fact; or
(b) the person does not have the
capacity to give an answer that can be understood to a question about the fact;
and that incapacity cannot be overcome.
Note: See sections 30 and 31 for examples of
assistance that may be provided to enable witnesses to overcome disabilities.
(2) A person who, because of subsection (1),
is not competent to give evidence about a fact may be competent to give
evidence about other facts.
(3) A person who is competent to give
evidence about a fact is not competent to give sworn evidence about the fact if
the person does not have the capacity to understand that, in giving evidence,
he or she is under an obligation to give truthful evidence.
(4) A person who is not competent to give
sworn evidence about a fact may, subject to subsection (5), be competent
to give unsworn evidence about the fact.
(5) A person who, because of subsection (3),
is not competent to give sworn evidence is competent to give unsworn evidence
if the court has told the person:
(a) that it is important to tell the
truth; and
(b) that he or she may be asked
questions that he or she does not know, or cannot remember, the answer to, and
that he or she should tell the court if this occurs; and
(c) that he or she may be asked
questions that suggest certain statements are true or untrue and that he or she
should agree with the statements that he or she believes are true and should
feel no pressure to agree with statements that he or she believes are untrue.
(6) It is presumed, unless the contrary is
proved, that a person is not incompetent because of this section.
(7) Evidence that has been given by a witness
does not become inadmissible merely because, before the witness finishes giving
evidence, he or she dies or ceases to be competent to give evidence.
(8) For the purpose of determining a question
arising under this section, the court may inform itself as it thinks fit,
including by obtaining information from a person who has relevant specialised
knowledge based on the person’s training, study or experience.
14
Compellability: reduced capacity
A person is not compellable to give
evidence on a particular matter if the court is satisfied that:
(a) substantial cost or delay would be
incurred in ensuring that the person would have the capacity to understand a
question about the matter or to give an answer that can be understood to a
question about the matter; and
(b) adequate evidence on that matter
has been given, or will be able to be given, from one or more other persons or
sources.
15
Compellability: Sovereign and others
(1) None of the following is compellable to
give evidence:
(a) the Sovereign;
(b) the Governor‑General;
(c) the Governor of a State;
(d) the Administrator of a Territory;
(e) a foreign sovereign or the Head of
State of a foreign country.
(2) A member of a House of an Australian
Parliament is not compellable to give evidence if the member would, if
compelled to give evidence, be prevented from attending:
(a) a sitting of that House or a joint
sitting of that Parliament; or
(b) a meeting of a committee of that
House or that Parliament, being a committee of which he or she is a member.
16
Competence and compellability: judges and jurors
(1) A person who is a judge or juror in a
proceeding is not competent to give evidence in that proceeding. However, a
juror is competent to give evidence in the proceeding about matters affecting
conduct of the proceeding.
(2) A person who is or was a judge in an
Australian or overseas proceeding is not compellable to give evidence about
that proceeding unless the court gives leave.
17
Competence and compellability: defendants in criminal proceedings
(1) This section applies only in a criminal
proceeding.
(2) A defendant is not competent to give
evidence as a witness for the prosecution.
(3) An associated defendant is not
compellable to give evidence for or against a defendant in a criminal
proceeding, unless the associated defendant is being tried separately from the
defendant.
(4) If a witness is an associated defendant
who is being tried jointly with the defendant in the proceeding, the court is
to satisfy itself (if there is a jury, in the jury’s absence) that the witness
is aware of the effect of subsection (3).
Note: Associated defendant is defined
in the Dictionary.
18
Compellability of spouses and others in criminal proceedings generally
(1) This section applies only in a criminal
proceeding.
(2) A person who, when required to give
evidence, is the spouse, de facto partner, parent or child of a defendant may
object to being required:
(a) to give evidence; or
(b) to give evidence of a
communication between the person and the defendant;
as a witness for the prosecution.
(3) The objection is to be made before the
person gives the evidence or as soon as practicable after the person becomes
aware of the right so to object, whichever is the later.
(4) If it appears to the court that a person
may have a right to make an objection under this section, the court is to
satisfy itself that the person is aware of the effect of this section as it may
apply to the person.
(5) If there is a jury, the court is to hear
and determine any objection under this section in the absence of the jury.
(6) A person who makes an objection under
this section to giving evidence or giving evidence of a communication must not
be required to give the evidence if the court finds that:
(a) there is a likelihood that harm
would or might be caused (whether directly or indirectly) to the person, or to
the relationship between the person and the defendant, if the person gives the
evidence; and
(b) the nature and extent of that harm
outweighs the desirability of having the evidence given.
(7) Without limiting the matters that may be
taken into account by the court for the purposes of subsection (6), it
must take into account the following:
(a) the nature and gravity of the
offence for which the defendant is being prosecuted;
(b) the substance and importance of
any evidence that the person might give and the weight that is likely to be
attached to it;
(c) whether any other evidence concerning
the matters to which the evidence of the person would relate is reasonably
available to the prosecutor;
(d) the nature of the relationship
between the defendant and the person;
(e) whether, in giving the evidence,
the person would have to disclose matter that was received by the person in
confidence from the defendant.
(8) If an objection under this section has
been determined, the prosecutor may not comment on:
(a) the objection; or
(b) the decision of the court in
relation to the objection; or
(c) the failure of the person to give
evidence.
19
Compellability of spouses and others in certain criminal proceedings
Section 18 does not apply in
proceedings for an offence against or referred to in the following provisions:
(a) an offence against a provision of Part 2,
2A, 3, 4 or 5 of the Crimes Act 1900 of the Australian Capital Territory, being
an offence against a person under the age of 16 years;
(b) an offence against section 374,
375, 376 or 389 of the Children and Young People Act 1999 of the Australian Capital Territory;
(c) an offence that is a domestic
violence offence within the meaning of the Domestic Violence and Protection
Orders Act 2001 of the Australian Capital Territory.
Note: This section differs from section 19 of
the NSW Act.
20
Comment on failure to give evidence
(1) This section applies only in a criminal
proceeding for an indictable offence.
(2) The judge or any party (other than the
prosecutor) may comment on a failure of the defendant to give evidence.
However, unless the comment is made by another defendant in the proceeding, the
comment must not suggest that the defendant failed to give evidence because the
defendant was, or believed that he or she was, guilty of the offence concerned.
(3) The judge or any party (other than the
prosecutor) may comment on a failure to give evidence by a person who, at the
time of the failure, was:
(a) the defendant’s spouse or de facto
partner; or
(b) a parent or child of the
defendant.
(4) However, unless the comment is made by
another defendant in the proceeding, a comment of a kind referred to in subsection (3)
must not suggest that the spouse, de facto partner, parent or child failed to
give evidence because:
(a) the defendant was guilty of the
offence concerned; or
(b) the spouse, de facto partner,
parent or child believed that the defendant was guilty of the offence
concerned.
(5) If:
(a) 2 or more persons are being tried
together for an indictable offence; and
(b) comment is made by any of those
persons on the failure of any of those persons or of the spouse or de facto
partner, or a parent or child, of any of those persons to give evidence;
the judge may, in addition to commenting on the failure to
give evidence, comment on any comment of a kind referred to in paragraph (b).
Division 2—Oaths and affirmations
21
Sworn evidence of witnesses to be on oath or affirmation
(1) A witness in a proceeding must either
take an oath, or make an affirmation, before giving evidence.
(2) Subsection (1) does not apply to a
person who gives unsworn evidence under section 13.
(3) A person who is called merely to produce
a document or thing to the court need not take an oath or make an affirmation
before doing so.
(4) The witness is to take the oath, or make
the affirmation, in accordance with the appropriate form in the Schedule or in
a similar form.
(5) Such an affirmation has the same effect
for all purposes as an oath.
22
Interpreters to act on oath or affirmation
(1) A person must either take an oath, or
make an affirmation, before acting as an interpreter in a proceeding.
(2) The person is to take the oath, or make
the affirmation, in accordance with the appropriate form in the Schedule or in
a similar form.
(3) Such an affirmation has the same effect
for all purposes as an oath.
23
Choice of oath or affirmation
(1) A person who is to be a witness or act as
an interpreter in a proceeding may choose whether to take an oath or make an
affirmation.
(2) The court is to inform the person that he
or she has this choice.
(3) The court may direct a person who is to
be a witness to make an affirmation if:
(a) the person refuses to choose
whether to take an oath or make an affirmation; or
(b) it is not reasonably practicable
for the person to take an appropriate oath.
24
Requirements for oaths
(1) It is not necessary that a religious text
be used in taking an oath.
(2) An oath is effective for the purposes of
this Division even if the person who took it:
(a) did not have a religious belief or
did not have a religious belief of a particular kind; or
(b) did not understand the nature and
consequences of the oath.
Division 3—General rules about giving evidence
26
Court’s control over questioning of witnesses
The court may make such orders as it
considers just in relation to:
(a) the way in which witnesses are to
be questioned; and
(b) the production and use of
documents and things in connection with the questioning of witnesses; and
(c) the order in which parties may
question a witness; and
(d) the presence and behaviour of any
person in connection with the questioning of witnesses.
27
Parties may question witnesses
A party may question any witness, except
as provided by this Act.
28
Order of examination in chief, cross‑examination and re‑examination
Unless the court otherwise directs:
(a) cross‑examination of a witness is
not to take place before the examination in chief of the witness; and
(b) re‑examination of a witness is not
to take place before all other parties who wish to do so have cross‑examined
the witness.
29
Manner and form of questioning witnesses and their responses
(1) A party may question a witness in any way
the party thinks fit, except as provided by this Chapter or as directed by the
court.
(2) A court may, on its own motion or on the
application of the party that called the witness, direct that the witness give
evidence wholly or partly in narrative form.
(3) Such a direction may include directions
about the way in which evidence is to be given in that form.
(4) Evidence
may be given in the form of charts, summaries or other explanatory material if
it appears to the court that the material would be likely to aid its
comprehension of other evidence that has been given or is to be given.
30
Interpreters
A witness may give evidence about a fact
through an interpreter unless the witness can understand and speak the English
language sufficiently to enable the witness to understand, and to make an
adequate reply to, questions that may be put about the fact.
31
Deaf and mute witnesses
(1) A witness who cannot hear adequately may
be questioned in any appropriate way.
(2) A witness who cannot speak adequately may
give evidence by any appropriate means.
(3) The court may give directions concerning
either or both of the following:
(a) the way in which a witness may be
questioned under subsection (1);
(b) the means by which a witness may
give evidence under subsection (2).
(4) This section does not affect the right of
a witness to whom this section applies to give evidence about a fact through an
interpreter under section 30.
32
Attempts to revive memory in court
(1) A witness must not, in the course of
giving evidence, use a document to try to revive his or her memory about a fact
or opinion unless the court gives leave.
(2) Without limiting the matters that the
court may take into account in deciding whether to give leave, it is to take
into account:
(a) whether the witness will be able
to recall the fact or opinion adequately without using the document; and
(b) whether
so much of the document as the witness proposes to use is, or is a copy of, a
document that:
(i) was written or made by
the witness when the events recorded in it were fresh in his or her memory; or
(ii) was, at such a time,
found by the witness to be accurate.
(3) If a witness has, while giving evidence,
used a document to try to revive his or her memory about a fact or opinion, the
witness may, with the leave of the court, read aloud, as part of his or her
evidence, so much of the document as relates to that fact or opinion.
(4) The court is, on the request of a party,
to give such directions as the court thinks fit to ensure that so much of the
document as relates to the proceeding is produced to that party.
33
Evidence given by police officers
(1) Despite section 32, in any criminal
proceeding, a police officer may give evidence in chief for the prosecution by
reading or being led through a written statement previously made by the police
officer.
(2) Evidence may not be so given unless:
(a) the statement was made by the police
officer at the time of or soon after the occurrence of the events to which it
refers; and
(b) the police officer signed the
statement when it was made; and
(c) a copy of the statement had been
given to the person charged or to his or her Australian legal practitioner or
legal counsel a reasonable time before the hearing of the evidence for the
prosecution.
(3) A reference in this section to a police
officer includes a reference to a person who, at the time the statement
concerned was made, was a police officer.
34
Attempts to revive memory out of court
(1) The court may, on the request of a party,
give such directions as are appropriate to ensure that specified documents and
things used by a witness otherwise than while giving evidence to try to revive
his or her memory are produced to the party for the purposes of the proceeding.
(2) The court may refuse to admit the
evidence given by the witness so far as it concerns a fact as to which the
witness so tried to revive his or her memory if, without reasonable excuse, the
directions have not been complied with.
35
Effect of calling for production of documents
(1) A party is not to be required to tender a
document only because the party, whether under this Act or otherwise:
(a) called for the document to be
produced to the party; or
(b) inspected it when it was so
produced.
(2) The party who produces a document so
called for is not entitled to tender it only because the party to whom it was
produced, or who inspected it, fails to tender it.
36
Person may be examined without subpoena or other process
(1) The court may order a person who:
(a) is present at the hearing of a
proceeding; and
(b) is compellable to give evidence in
the proceeding;
to give evidence and to produce documents or things even
if a subpoena or other process requiring the person to attend for that purpose
has not been duly served on the person.
(2) A person so ordered to give evidence or
to produce documents or things is subject to the same penalties and liabilities
as if the person had been duly served with such a subpoena or other process.
(3) A party who inspects a document or thing
produced to the court because of subsection (1) need not use the document
in evidence.
Division 4—Examination in chief and re‑examination
37 Leading
questions
(1) A leading question must not be put to a
witness in examination in chief or in re‑examination unless:
(a) the court gives leave; or
(b) the question relates to a matter
introductory to the witness’s evidence; or
(c) no objection is made to the
question and (leaving aside the party conducting the examination in chief or re‑examination)
each other party to the proceeding is represented by an Australian legal
practitioner, legal counsel or prosecutor; or
(d) the question relates to a matter
that is not in dispute; or
(e) if the witness has specialised
knowledge based on the witness’s training, study or experience—the question is
asked for the purpose of obtaining the witness’s opinion about a hypothetical
statement of facts, being facts in respect of which evidence has been, or is
intended to be, given.
(2) Unless the court otherwise directs, subsection (1)
does not apply in civil proceedings to a question that relates to an
investigation, inspection or report that the witness made in the course of
carrying out public or official duties.
(3) Subsection (1) does not prevent a
court from exercising power under rules of court to allow a written statement
or report to be tendered or treated as evidence in chief of its maker.
Note: Leading question is defined in
the Dictionary.
38
Unfavourable witnesses
(1) A party who called a witness may, with
the leave of the court, question the witness, as though the party were cross‑examining
the witness, about:
(a) evidence given by the witness that
is unfavourable to the party; or
(b) a matter of which the witness may
reasonably be supposed to have knowledge and about which it appears to the
court the witness is not, in examination in chief, making a genuine attempt to
give evidence; or
(c) whether the witness has, at any
time, made a prior inconsistent statement.
(2) Questioning a witness under this section
is taken to be cross‑examination for the purposes of this Act (other than
section 39).
(3) The party questioning the witness under
this section may, with the leave of the court, question the witness about
matters relevant only to the witness’s credibility.
Note: The rules about admissibility of evidence
relevant only to credibility are set out in Part 3.7.
(4) Questioning under this section is to take
place before the other parties cross‑examine the witness, unless the court
otherwise directs.
(5) If the court so directs, the order in
which the parties question the witness is to be as the court directs.
(6) Without limiting the matters that the
court may take into account in determining whether to give leave or a direction
under this section, it is to take into account:
(a) whether the party gave notice at
the earliest opportunity of his or her intention to seek leave; and
(b) the matters on which, and the
extent to which, the witness has been, or is likely to be, questioned by
another party.
(7) A party is subject to the same liability
to be cross‑examined under this section as any other witness if:
(a) a proceeding is being conducted in
the name of the party by or on behalf of an insurer or other person; and
(b) the party is a witness in the
proceeding.
39
Limits on re‑examination
On re‑examination:
(a) a
witness may be questioned about matters arising out of evidence given by the witness
in cross‑examination; and
(b) other questions may not be put to
the witness unless the court gives leave.
Division 5—Cross‑examination
40
Witness called in error
A party is not to cross‑examine a
witness who has been called in error by another party and has not been
questioned by that other party about a matter relevant to a question to be
determined in the proceeding.
41
Improper questions
(1) The court must disallow a question put to
a witness in cross‑examination, or inform the witness that it need not be
answered, if the court is of the opinion that the question (referred to as a disallowable
question):
(a) is misleading or confusing; or
(b) is unduly annoying, harassing,
intimidating, offensive, oppressive, humiliating or repetitive; or
(c) is put to the witness in a manner
or tone that is belittling, insulting or otherwise inappropriate; or
(d) has no basis other than a
stereotype (for example, a stereotype based on the witness’s sex, race,
culture, ethnicity, age or mental, intellectual or physical disability).
(2) Without limiting the matters the court
may take into account for the purposes of subsection (1), it is to take
into account:
(a) any relevant condition or
characteristic of the witness of which the court is, or is made, aware,
including age, education, ethnic and cultural background, gender, language
background and skills, level of maturity and understanding and personality; and
(b) any mental, intellectual or
physical disability of which the court is, or is made, aware and to which the
witness is, or appears to be, subject; and
(c) the context in which the question
is put, including:
(i) the nature of the
proceeding; and
(ii) in a criminal
proceeding—the nature of the offence to which the proceeding relates; and
(iii) the relationship (if
any) between the witness and any other party to the proceeding.
(3) A question is not a disallowable question
merely because:
(a) the question challenges the
truthfulness of the witness or the consistency or accuracy of any statement
made by the witness; or
(b) the question requires the witness
to discuss a subject that could be considered distasteful to, or private by,
the witness.
(4) A party may object to a question put to a
witness on the ground that it is a disallowable question.
(5) However, the duty imposed on the court by
this section applies whether or not an objection is raised to a particular
question.
(6) A failure by the court to disallow a
question under this section, or to inform the witness that it need not be answered,
does not affect the admissibility in evidence of any answer given by the
witness in response to the question.
Note: A person must not, without the express
permission of a court, print or publish any question that the court has
disallowed under this section: see section 195.
42
Leading questions
(1) A party may put a leading question to a
witness in cross‑examination unless the court disallows the question or directs
the witness not to answer it.
(2) Without limiting the matters that the
court may take into account in deciding whether to disallow the question or
give such a direction, it is to take into account the extent to which:
(a) evidence that has been given by
the witness in examination in chief is unfavourable to the party who called the
witness; and
(b) the witness has an interest
consistent with an interest of the cross‑examiner; and
(c) the witness is sympathetic to the
party conducting the cross‑examination, either generally or about a particular
matter; and
(d) the witness’s age, or any mental,
intellectual or physical disability to which the witness is subject, may affect
the witness’s answers.
(3) The court is to disallow the question, or
direct the witness not to answer it, if the court is satisfied that the facts
concerned would be better ascertained if leading questions were not used.
(4) This section does not limit the court’s
power to control leading questions.
Note: Leading question is defined in
the Dictionary.
43
Prior inconsistent statements of witnesses
(1) A witness may be cross‑examined about a
prior inconsistent statement alleged to have been made by the witness whether
or not:
(a) complete particulars of the
statement have been given to the witness; or
(b) a document containing a record of
the statement has been shown to the witness.
(2) If, in cross‑examination, a witness does
not admit that he or she has made a prior inconsistent statement, the cross‑examiner
is not to adduce evidence of the statement otherwise than from the witness
unless, in the cross‑examination, the cross‑examiner:
(a) informed the witness of enough of
the circumstances of the making of the statement to enable the witness to
identify the statement; and
(b) drew the witness’s attention to so
much of the statement as is inconsistent with the witness’s evidence.
(3) For the purpose of adducing evidence of
the statement, a party may re‑open the party’s case.
44
Previous representations of other persons
(1) Except as provided by this section, a
cross‑examiner must not question a witness about a previous representation
alleged to have been made by a person other than the witness.
(2) A cross‑examiner may question a witness
about the representation and its contents if:
(a) evidence of the representation has
been admitted; or
(b) the court is satisfied that it
will be admitted.
(3) If subsection (2) does not apply and
the representation is contained in a document, the document may only be used to
question a witness as follows:
(a) the document must be produced to
the witness;
(b) if the document is a tape
recording, or any other kind of document from which sounds are reproduced—the
witness must be provided with the means (for example, headphones) to listen to
the contents of the document without other persons present at the cross‑examination
hearing those contents;
(c) the witness must be asked whether,
having examined (or heard) the contents of the document, the witness stands by
the evidence that he or she has given;
(d) neither the cross‑examiner nor the
witness is to identify the document or disclose any of its contents.
(4) A document that is so used may be marked
for identification.
45
Production of documents
(1) This section applies if a party is cross‑examining
or has cross‑examined a witness about:
(a) a prior inconsistent statement
alleged to have been made by the witness that is recorded in a document; or
(b) a previous representation alleged
to have been made by another person that is recorded in a document.
(2) If the court so orders or if another
party so requires, the party must produce:
(a) the document; or
(b) such evidence of the contents of
the document as is available to the party;
to the court or to that other party.
(3) The court
may:
(a) examine a document or evidence
that has been so produced; and
(b) give directions as to its use; and
(c) admit it even if it has not been
tendered by a party.
(4) Subsection (3) does not permit the
court to admit a document or evidence that is not admissible because of Chapter 3.
(5) The mere production of a document to a
witness who is being cross‑examined does not give rise to a requirement that
the cross‑examiner tender the document.
46
Leave to recall witnesses
(1) The court may give leave to a party to
recall a witness to give evidence about a matter raised by evidence adduced by
another party, being a matter on which the witness was not cross‑examined, if
the evidence concerned has been admitted and:
(a) it contradicts evidence about the
matter given by the witness in examination in chief; or
(b) the witness could have given
evidence about the matter in examination in chief.
(2) A reference in this section to a matter
raised by evidence adduced by another party includes a reference to an
inference drawn from, or that the party intends to draw from, that evidence.
Part 2.2—Documents
47
Definitions
(1) A reference in this Part to a document
in question is a reference to a document as to the contents of which it
is sought to adduce evidence.
(2) A reference in this Part to a copy of a
document in question includes a reference to a document that is not an exact
copy of the document in question but that is identical to the document in
question in all relevant respects.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
48
Proof of contents of documents
(1) A party may adduce evidence of the
contents of a document in question by tendering the document in question or by
any one or more of the following methods:
(a) adducing evidence of an admission
made by another party to the proceeding as to the contents of the document in
question;
(b) tendering a document that:
(i) is or purports to be a
copy of the document in question; and
(ii) has been produced, or
purports to have been produced, by a device that reproduces the contents of
documents;
(c) if the document in question is an
article or thing by which words are recorded in such a way as to be capable of
being reproduced as sound, or in which words are recorded in a code (including
shorthand writing)—tendering a document that is or purports to be a transcript
of the words;
(d) if the document in question is an
article or thing on or in which information is stored in such a way that it
cannot be used by the court unless a device is used to retrieve, produce or
collate it—tendering a document that was or purports to have been produced by
use of the device;
(e) tendering
a document that:
(i) forms part of the
records of or kept by a business (whether or not the business is still in
existence); and
(ii) is or purports to be a
copy of, or an extract from or a summary of, the document in question, or is or
purports to be a copy of such an extract or summary;
(f) if the document in question is a
public document—tendering a document that is or purports to be a copy of the
document in question and that is or purports to have been printed:
(i) by the Government
Printer or by the government or official printer of a State or Territory; or
(ii) by authority of the
government or administration of the Commonwealth, a State, a Territory or a
foreign country; or
(iii) by authority of an
Australian Parliament, a House of an Australian Parliament, a committee of such
a House or a committee of an Australian Parliament.
(2) Subsection (1) applies to a document
in question whether the document in question is available to the party or not.
(3) If the party adduces evidence of the
contents of a document under paragraph (1)(a), the evidence may only be
used:
(a) in respect of the party’s case
against the other party who made the admission concerned; or
(b) in respect of the other party’s
case against the party who adduced the evidence in that way.
(4) A party may adduce evidence of the
contents of a document in question that is not available to the party, or the
existence and contents of which are not in issue in the proceeding, by:
(a) tendering a document that is a
copy of, or an extract from or summary of, the document in question; or
(b) adducing from a witness evidence
of the contents of the document in question.
Note 1: Clause 5 of Part 2 of the Dictionary
is about the availability of documents.
Note 2: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
49
Documents in foreign countries
No paragraph of subsection 48(1) (other
than paragraph 48(1)(a)) applies to a document that is in a foreign country
unless:
(a) the party who adduces evidence of
the contents of the document in question has, not less than 28 days (or such
other period as may be prescribed by the regulations or by rules of court)
before the day on which the evidence is adduced, served on each other party a
copy of the document proposed to be tendered; or
(b) the court directs that it is to
apply.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
50
Proof of voluminous or complex documents
(1) The court may, on the application of a
party, direct that the party may adduce evidence of the contents of 2 or more
documents in question in the form of a summary if the court is satisfied that
it would not otherwise be possible conveniently to examine the evidence because
of the volume or complexity of the documents in question.
(2) The court may only make such a direction
if the party seeking to adduce the evidence in the form of a summary has:
(a) served on each other party a copy
of the summary that discloses the name and address of the person who prepared
the summary; and
(b) given each other party a
reasonable opportunity to examine or copy the documents in question.
(3) The opinion rule does not apply to
evidence adduced in accordance with a direction under this section.
51
Original document rule abolished
The
principles and rules of the common law that relate to the means of proving the
contents of documents are abolished.
Note: Section 182 gives the provisions of this
Part a wider application in relation to Commonwealth records and certain
Commonwealth documents.
Part 2.3—Other evidence
52
Adducing of other evidence not affected
This Act (other than this Part) does not
affect the operation of any Australian law or rule of practice so far as it
permits evidence to be adduced in a way other than by witnesses giving evidence
or documents being tendered in evidence.
53
Views
(1) A judge may, on application, order that a
demonstration, experiment or inspection be held.
(2) A judge is not to make an order unless he
or she is satisfied that:
(a) the parties will be given a
reasonable opportunity to be present; and
(b) the judge and, if there is a jury,
the jury will be present.
(3) Without limiting the matters that the
judge may take into account in deciding whether to make an order, the judge is
to take into account the following:
(a) whether the parties will be
present;
(b) whether the demonstration,
experiment or inspection will, in the court’s opinion, assist the court in
resolving issues of fact or understanding the evidence;
(c) the danger that the demonstration,
experiment or inspection might be unfairly prejudicial, might be misleading or
confusing or might cause or result in undue waste of time;
(d) in the case of a demonstration—the
extent to which the demonstration will properly reproduce the conduct or event
to be demonstrated;
(e) in the case of an inspection—the
extent to which the place or thing to be inspected has materially altered.
(4) The court (including, if there is a jury,
the jury) is not to conduct an experiment in the course of its deliberations.
(5) This section does not apply in relation
to the inspection of an exhibit by the court or, if there is a jury, by the
jury.
54
Views to be evidence
The court (including, if there is a
jury, the jury) may draw any reasonable inference from what it sees, hears or
otherwise notices during a demonstration, experiment or inspection.
Part 3.1—Relevance
55
Relevant evidence
(1) The evidence that is relevant in a
proceeding is evidence that, if it were accepted, could rationally affect
(directly or indirectly) the assessment of the probability of the existence of
a fact in issue in the proceeding.
(2) In particular, evidence is not taken to
be irrelevant only because it relates only to:
(a) the credibility of a witness; or
(b) the admissibility of other
evidence; or
(c) a failure to adduce evidence.
56
Relevant evidence to be admissible
(1) Except as otherwise provided by this Act,
evidence that is relevant in a proceeding is admissible in the proceeding.
(2) Evidence that is not relevant in the
proceeding is not admissible.
57
Provisional relevance
(1) If the determination of the question
whether evidence adduced by a party is relevant depends on the court making
another finding (including a finding that the evidence is what the party claims
it to be), the court may find that the evidence is relevant:
(a) if it is reasonably open to make
that finding; or
(b) subject to further evidence being
admitted at a later stage of the proceeding that will make it reasonably open
to make that finding.
(2) Without limiting subsection (1), if
the relevance of evidence of an act done by a person depends on the court
making a finding that the person and one or more other persons had, or were
acting in furtherance of, a common purpose (whether to effect an unlawful
conspiracy or otherwise), the court may use the evidence itself in determining
whether the common purpose existed.
58
Inferences as to relevance
(1) If a question arises as to the relevance
of a document or thing, the court may examine it and may draw any reasonable
inference from it, including an inference as to its authenticity or identity.
(2) Subsection (1) does not limit the
matters from which inferences may properly be drawn.
Part 3.2—Hearsay
Division 1—The hearsay rule
59 The
hearsay rule—exclusion of hearsay evidence
(1) Evidence of a previous representation
made by a person is not admissible to prove the existence of a fact that it can
reasonably be supposed that the person intended to assert by the
representation.
(2) Such a fact is in this Part referred to
as an asserted fact.
(2A) For the purposes of determining under subsection (1)
whether it can reasonably be supposed that the person intended to assert a
particular fact by the representation, the court may have regard to the
circumstances in which the representation was made.
Note: Subsection (2A) was inserted as a
response to the decision of the Supreme Court of NSW in R. v Hannes
(2000) 158 FLR 359.
(3) Subsection (1) does not apply to
evidence of a representation contained in a certificate or other document given
or made under regulations made under an Act other than this Act to the extent
to which the regulations provide that the certificate or other document has
evidentiary effect.
Note: Specific exceptions to the hearsay rule are as
follows:
·
evidence relevant for a non‑hearsay purpose (section 60);
·
first‑hand hearsay:
– civil proceedings, if the maker
of the representation is unavailable (section 63) or available (section 64);
– criminal proceedings, if the
maker of the representation is unavailable (section 65) or available
(section 66);
·
contemporaneous statements about a person’s health etc. (section 66A);
·
business records (section 69);
·
tags and labels (section 70);
·
electronic communications (section 71);
·
Aboriginal and Torres Strait Islander traditional laws and
customs (section 72);
·
marriage, family history or family relationships (section 73);
·
public or general rights (section 74);
·
use of evidence in interlocutory proceedings (section 75);
·
admissions (section 81);
·
representations about employment or authority (subsection 87(2));
·
exceptions to the rule excluding evidence of judgments and
convictions (subsection 92(3));
·
character of and expert opinion about accused persons (sections 110
and 111).
Other provisions of this Act, or of other
laws, may operate as further exceptions.
Examples:
(1) D is the defendant in a
sexual assault trial. W has made a statement to the police that X told W that X
had seen D leave a night club with the victim shortly before the sexual assault
is alleged to have occurred. Unless an exception to the hearsay rule applies,
evidence of what X told W cannot be given at the trial.
(2) P had told W that the
handbrake on W’s car did not work. Unless an exception to the hearsay rule
applies, evidence of that statement cannot be given by P, W or anyone else to
prove that the handbrake was defective.
(3) W had bought a video
cassette recorder and written down its serial number on a document. Unless an
exception to the hearsay rule applies, the document is inadmissible to prove
that a video cassette recorder later found in D’s possession was the video
cassette recorder bought by W.
60
Exception: evidence relevant for a non‑hearsay purpose
(1) The hearsay rule does not apply to
evidence of a previous representation that is admitted because it is relevant
for a purpose other than proof of an asserted fact.
(2) This section applies whether or not the
person who made the representation had personal knowledge of the asserted fact
(within the meaning of subsection 62(2)).
Note: Subsection (2) was inserted as a response
to the decision of the High Court of Australia in Lee v The Queen (1998)
195 CLR 594.
(3) However, this section does not apply in a
criminal proceeding to evidence of an admission.
Note: The admission might still be admissible under
section 81 as an exception to the hearsay rule if it is “first‑hand”
hearsay: see section 82.
61
Exceptions to the hearsay rule dependent on competency
(1) This Part does not enable use of a
previous representation to prove the existence of an asserted fact if, when the
representation was made, the person who made it was not competent to give
evidence about the fact because of subsection 13(1).
(2) This section does not apply to a
contemporaneous representation made by a person about his or her health,
feelings, sensations, intention, knowledge or state of mind.
Note: For the admissibility of such contemporaneous
representations, see section 66A.
(3) For the purposes of this section, it is
presumed, unless the contrary is proved, that when the representation was made
the person who made it was competent to give evidence about the asserted fact.
Division 2—First‑hand hearsay
62 Restriction
to “first‑hand” hearsay
(1) A reference in this Division (other than
in subsection (2)) to a previous representation is a reference to a
previous representation that was made by a person who had personal knowledge of
an asserted fact.
(2) A person has personal knowledge of the
asserted fact if his or her knowledge of the fact was, or might reasonably be
supposed to have been, based on something that the person saw, heard or
otherwise perceived, other than a previous representation made by another
person about the fact.
(3) For the purposes of section 66A, a
person has personal knowledge of the asserted fact if it is a fact about the
person’s health, feelings, sensations, intention, knowledge or state of mind at
the time the representation referred to in that section was made.
63
Exception: civil proceedings if maker not available
(1) This section applies in a civil
proceeding if a person who made a previous representation is not available to
give evidence about an asserted fact.
(2) The hearsay rule does not apply to:
(a) evidence of the representation
that is given by a person who saw, heard or otherwise perceived the
representation being made; or
(b) a document so far as it contains
the representation, or another representation to which it is reasonably
necessary to refer in order to understand the representation.
Note 1: Section 67 imposes notice requirements
relating to this subsection.
Note 2: Clause 4 of Part 2 of the Dictionary
is about the availability of persons.
64
Exception: civil proceedings if maker available
(1) This section applies in a civil
proceeding if a person who made a previous representation is available to give
evidence about an asserted fact.
(2) The hearsay rule does not apply to:
(a) evidence of the representation
that is given by a person who saw, heard or otherwise perceived the
representation being made; or
(b) a
document so far as it contains the representation, or another representation to
which it is reasonably necessary to refer in order to understand the
representation;
if it would cause undue expense or undue delay, or would
not be reasonably practicable, to call the person who made the representation
to give evidence.
Note: Section 67 imposes notice requirements
relating to this subsection. Section 68 is about objections to notices
that relate to this subsection.
(3) If the person who made the representation
has been or is to be called to give evidence, the hearsay rule does not apply
to evidence of the representation that is given by:
(a) that person; or
(b) a person who saw, heard or
otherwise perceived the representation being made.
(4) A document containing a representation to
which subsection (3) applies must not be tendered before the conclusion of
the examination in chief of the person who made the representation, unless the
court gives leave.
Note: Clause 4 of Part 2 of the Dictionary
is about the availability of persons.
65
Exception: criminal proceedings if maker not available
(1) This section applies in a criminal
proceeding if a person who made a previous representation is not available to
give evidence about an asserted fact.
(2) The
hearsay rule does not apply to evidence of a previous representation that is
given by a person who saw, heard or otherwise perceived the representation
being made, if the representation:
(a) was made under a duty to make that
representation or to make representations of that kind; or
(b) was made when or shortly after the
asserted fact occurred and in circumstances that make it unlikely that the
representation is a fabrication; or
(c) was made in circumstances that
make it highly probable that the representation is reliable; or
(d) was:
(i) against the interests
of the person who made it at the time it was made; and
(ii) made in circumstances
that make it likely that the representation is reliable.
Note: Section 67 imposes notice requirements
relating to this subsection.
(3) The hearsay rule does not apply to
evidence of a previous representation made in the course of giving evidence in
an Australian or overseas proceeding if, in that proceeding, the defendant in
the proceeding to which this section is being applied:
(a) cross‑examined the person who made
the representation about it; or
(b) had a reasonable opportunity to
cross‑examine the person who made the representation about it.
Note: Section 67 imposes notice requirements
relating to this subsection.
(4) If there is more than one defendant in
the criminal proceeding, evidence of a previous representation that:
(a) is given in an Australian or
overseas proceeding; and
(b) is admitted into evidence in the
criminal proceeding because of subsection (3);
cannot be used against a defendant who did not cross‑examine,
and did not have a reasonable opportunity to cross‑examine, the person about
the representation.
(5) For the
purposes of subsections (3) and (4), a defendant is taken to have had a
reasonable opportunity to cross‑examine a person if the defendant was not
present at a time when the cross‑examination of a person might have been
conducted but:
(a) could reasonably have been present
at that time; and
(b) if present could have cross‑examined
the person.
(6) Evidence of the making of a
representation to which subsection (3) applies may be adduced by producing
a transcript, or a recording, of the representation that is authenticated by:
(a) the person to whom, or the court
or other body to which, the representation was made; or
(b) if applicable, the registrar or
other proper officer of the court or other body to which the representation was
made; or
(c) the person or body responsible for
producing the transcript or recording.
(7) Without limiting paragraph (2)(d), a
representation is taken for the purposes of that paragraph to be against the
interests of the person who made it if it tends:
(a) to damage the person’s reputation;
or
(b) to show that the person has
committed an offence for which the person has not been convicted; or
(c) to show that the person is liable
in an action for damages.
(8) The hearsay rule does not apply to:
(a) evidence of a previous
representation adduced by a defendant if the evidence is given by a person who
saw, heard or otherwise perceived the representation being made; or
(b) a document tendered as evidence by
a defendant so far as it contains a previous representation, or another
representation to which it is reasonably necessary to refer in order to
understand the representation.
Note: Section 67 imposes notice requirements
relating to this subsection.
(9) If evidence of a previous representation
about a matter has been adduced by a defendant and has been admitted, the
hearsay rule does not apply to evidence of another representation about the
matter that:
(a) is adduced by another party; and
(b) is given by a person who saw,
heard or otherwise perceived the other representation being made.
Note: Clause 4 of Part 2 of the Dictionary
is about the availability of persons.
66
Exception: criminal proceedings if maker available
(1) This section applies in a criminal
proceeding if a person who made a previous representation is available to give
evidence about an asserted fact.
(2) If that person has been or is to be
called to give evidence, the hearsay rule does not apply to evidence of the
representation that is given by:
(a) that person; or
(b) a person who saw, heard or
otherwise perceived the representation being made;
if, when the representation was made, the occurrence of
the asserted fact was fresh in the memory of the person who made the
representation.
(2A) In determining whether the occurrence of
the asserted fact was fresh in the memory of a person, the court may take into
account all matters that it considers are relevant to the question, including:
(a) the nature of the event concerned;
and
(b) the age and health of the person;
and
(c) the period of time between the
occurrence of the asserted fact and the making of the representation.
Note: Subsection (2A) was inserted as a
response to the decision of the High Court of Australia in Graham v The
Queen (1998) 195 CLR 606.
(3) If a representation was made for the
purpose of indicating the evidence that the person who made it would be able to
give in an Australian or overseas proceeding, subsection (2) does not
apply to evidence adduced by the prosecutor of the representation unless the
representation concerns the identity of a person, place or thing.
(4) A document containing a representation to
which subsection (2) applies must not be tendered before the conclusion of
the examination in chief of the person who made the representation, unless the
court gives leave.
Note: Clause 4 of Part 2 of the Dictionary
is about the availability of persons.
66A
Exception: contemporaneous statements about a person’s health etc.
The hearsay rule does not apply to
evidence of a previous representation made by a person if the representation
was a contemporaneous representation about the person’s health, feelings,
sensations, intention, knowledge or state of mind.
67
Notice to be given
(1) Subsections 63(2), 64(2) and 65(2), (3)
and (8) do not apply to evidence adduced by a party unless that party has given
reasonable notice in writing to each other party of the party’s intention to
adduce the evidence.
(2) Notices given under subsection (1)
are to be given in accordance with any regulations or rules of court made for
the purposes of this section.
(3) The notice must state:
(a) the particular provisions of this
Division on which the party intends to rely in arguing that the hearsay rule
does not apply to the evidence; and
(b) if subsection 64(2) is such a
provision—the grounds, specified in that provision, on which the party intends
to rely.
(4) Despite subsection (1), if notice
has not been given, the court may, on the application of a party, direct that
one or more of those subsections is to apply despite the party’s failure to
give notice.
(5) The
direction:
(a) is subject to such conditions (if
any) as the court thinks fit; and
(b) in particular, may provide that,
in relation to specified evidence, the subsection or subsections concerned
apply with such modifications as the court specifies.
68
Objections to tender of hearsay evidence in civil proceedings if maker
available
(1) In a civil proceeding, if the notice discloses
that it is not intended to call the person who made the previous representation
concerned because it:
(a) would cause undue expense or undue
delay; or
(b) would
not be reasonably practicable;
a party may, not later than 21 days after notice has been
given, object to the tender of the evidence, or of a specified part of the
evidence.
(2) The objection is to be made by giving to
each other party a written notice setting out the grounds on which the
objection is made.
(3) The court may, on the application of a
party, determine the objection at or before the hearing.
(4) If the objection is unreasonable, the
court may order that, in any event, the party objecting is to bear the costs
(ascertained on a solicitor and client basis) incurred by another party:
(a) in relation to the objection; and
(b) in calling the person who made the
representation to give evidence.
Note: Subsection (4) differs from subsection 68(4)
of the NSW Act.
Division 3—Other exceptions to the hearsay rule
69
Exception: business records
(1) This section applies to a document that:
(a) either:
(i) is or forms part of
the records belonging to or kept by a person, body or organisation in the
course of, or for the purposes of, a business; or
(ii) at any time was or
formed part of such a record; and
(b) contains a previous representation
made or recorded in the document in the course of, or for the purposes of, the
business.
(2) The hearsay rule does not apply to the
document (so far as it contains the representation) if the representation was
made:
(a) by a person who had or might
reasonably be supposed to have had personal knowledge of the asserted fact; or
(b) on the basis of information
directly or indirectly supplied by a person who had or might reasonably be
supposed to have had personal knowledge of the asserted fact.
(3) Subsection (2) does not apply if the
representation:
(a) was prepared or obtained for the
purpose of conducting, or for or in contemplation of or in connection with, an
Australian or overseas proceeding; or
(b) was made in connection with an
investigation relating or leading to a criminal proceeding.
(4) If:
(a) the occurrence of an event of a
particular kind is in question; and
(b) in the course of a business, a
system has been followed of making and keeping a record of the occurrence of
all events of that kind;
the hearsay rule does not apply to evidence that tends to
prove that there is no record kept, in accordance with that system, of the
occurrence of the event.
(5) For the purposes of this section, a
person is taken to have had personal knowledge of a fact if the person’s
knowledge of the fact was or might reasonably be supposed to have been based on
what the person saw, heard or otherwise perceived (other than a previous
representation made by a person about the fact).
Note 1: Sections 48, 49, 50, 146, 147 and
subsection 150(1) are relevant to the mode of proof, and authentication, of
business records.
Note 2: Section 182 gives this section a wider
application in relation to Commonwealth records.
70
Exception: contents of tags, labels and writing
(1) The hearsay rule does not apply to a tag
or label attached to, or writing placed on, an object (including a document) if
the tag or label or writing may reasonably be supposed to have been so attached
or placed:
(a) in the course of a business; and
(b) for the purpose of describing or
stating the identity, nature, ownership, destination, origin or weight of the
object, or of the contents (if any) of the object.
Note: Section 182 gives this subsection a wider
application in relation to Commonwealth records.
(2) This section, and any provision of a law
of a State or Territory that permits the use in evidence of such a tag, label
or writing as an exception to a rule of law restricting the admissibility or
use of hearsay evidence, does not apply to:
(a) a Customs prosecution within the
meaning of Part XIV of the Customs Act 1901; or
(b) an Excise prosecution within the
meaning of Part XI of the Excise Act 1901.
Note 1: Subsection (2) does not appear in section 70
of the NSW Act.
Note 2: Section 5 extends the application of this
subsection to proceedings in all Australian courts.
71
Exception: electronic communications
The hearsay rule does not apply to a
representation contained in a document recording an electronic communication so
far as the representation is a representation as to:
(a) the identity of the person from
whom or on whose behalf the communication was sent; or
(b) the date on which or the time at
which the communication was sent; or
(c) the
destination of the communication or the identity of the person to whom the
communication was addressed.
Note 1: Division 3 of Part 4.3 contains
presumptions about electronic communications.
Note 2: Section 182 gives this section a wider
application in relation to Commonwealth records.
Note 3: Electronic communication is
defined in the Dictionary.
72
Exception: Aboriginal and Torres Strait Islander traditional laws and
customs
The hearsay rule does not apply to
evidence of a representation about the existence or non‑existence, or the
content, of the traditional laws and customs of an Aboriginal or Torres Strait
Islander group.
73
Exception: reputation as to relationships and age
(1) The hearsay rule does not apply to
evidence of reputation concerning:
(a) whether a person was, at a
particular time or at any time, a married person; or
(b) whether a man and a woman
cohabiting at a particular time were married to each other at that time; or
(c) a person’s age; or
(d) family history or a family
relationship.
(2) In a criminal proceeding, subsection (1)
does not apply to evidence adduced by a defendant unless:
(a) it tends to contradict evidence of
a kind referred to in subsection (1) that has been admitted; or
(b) the defendant has given reasonable
notice in writing to each other party of the defendant’s intention to adduce
the evidence.
(3) In a criminal proceeding, subsection (1)
does not apply to evidence adduced by the prosecutor unless it tends to
contradict evidence of a kind referred to in subsection (1) that has been
admitted.
74
Exception: reputation of public or general rights
(1) The hearsay rule does not apply to
evidence of reputation concerning the existence, nature or extent of a public
or general right.
(2) In a criminal proceeding, subsection (1)
does not apply to evidence adduced by the prosecutor unless it tends to
contradict evidence of a kind referred to in subsection (1) that has been
admitted.
75
Exception: interlocutory proceedings
In an interlocutory proceeding, the
hearsay rule does not apply to evidence if the party who adduces it also
adduces evidence of its source.
Part 3.3—Opinion
76 The
opinion rule
(1) Evidence of an opinion is not admissible
to prove the existence of a fact about the existence of which the opinion was
expressed.
(2) Subsection (1) does not apply to
evidence of an opinion contained in a certificate or other document given or
made under regulations made under an Act other than this Act to the extent to
which the regulations provide that the certificate or other document has
evidentiary effect.
Note: Specific exceptions to the opinion rule are as
follows:
·
summaries of voluminous or complex documents (subsection 50(3));
·
evidence relevant otherwise than as opinion evidence (section 77);
·
lay opinion (section 78);
·
Aboriginal and Torres Strait Islander traditional laws and
customs (section 78A);
·
expert opinion (section 79);
·
admissions (section 81);
·
exceptions to the rule excluding evidence of judgments and
convictions (subsection 92(3));
·
character of and expert opinion about accused persons (sections 110
and 111).
Other provisions of this Act, or of other
laws, may operate as further exceptions.
Examples:
(1) P sues D, her doctor, for
the negligent performance of a surgical operation. Unless an exception to the
opinion rule applies, P’s neighbour, W, who had the same operation, cannot give
evidence of his opinion that D had not performed the operation as well as his
own.
(2) P considers that
electrical work that D, an electrician, has done for her is unsatisfactory.
Unless an exception to the opinion rule applies, P cannot give evidence of her
opinion that D does not have the necessary skills to do electrical work.
77
Exception: evidence relevant otherwise than as opinion evidence
The opinion rule does not apply to
evidence of an opinion that is admitted because it is relevant for a purpose
other than proof of the existence of a fact about the existence of which the
opinion was expressed.
78
Exception: lay opinions
The opinion rule does not apply to
evidence of an opinion expressed by a person if:
(a) the opinion is based on what the
person saw, heard or otherwise perceived about a matter or event; and
(b) evidence of the opinion is
necessary to obtain an adequate account or understanding of the person’s
perception of the matter or event.
78A
Exception: Aboriginal and Torres Strait Islander traditional laws and
customs
The opinion rule does not apply to
evidence of an opinion expressed by a member of an Aboriginal or Torres Strait
Islander group about the existence or non‑existence, or the content, of the
traditional laws and customs of the group.
79
Exception: opinions based on specialised knowledge
(1) If a person has specialised knowledge
based on the person’s training, study or experience, the opinion rule does not
apply to evidence of an opinion of that person that is wholly or substantially
based on that knowledge.
(2) To avoid doubt, and without limiting subsection (1):
(a) a reference in that subsection to
specialised knowledge includes a reference to specialised knowledge of child
development and child behaviour (including specialised knowledge of the impact
of sexual abuse on children and their development and behaviour during and
following the abuse); and
(b) a
reference in that subsection to an opinion of a person includes, if the person
has specialised knowledge of the kind referred to in paragraph (a), a
reference to an opinion relating to either or both of the following:
(i) the development and
behaviour of children generally;
(ii) the development and
behaviour of children who have been victims of sexual offences, or offences
similar to sexual offences.
80
Ultimate issue and common knowledge rules abolished
Evidence of an opinion is not
inadmissible only because it is about:
(a) a fact in issue or an ultimate
issue; or
(b) a matter of common knowledge.
Part 3.4—Admissions
Note: Admission is defined in the
Dictionary.
81
Hearsay and opinion rules: exception for admissions and related representations
(1) The hearsay rule and the opinion rule do
not apply to evidence of an admission.
(2) The hearsay rule and the opinion rule do
not apply to evidence of a previous representation:
(a) that was made in relation to an
admission at the time the admission was made, or shortly before or after that
time; and
(b) to which it is reasonably
necessary to refer in order to understand the admission.
Note: Specific exclusionary rules relating to
admissions are as follows:
·
evidence of admissions that is not first‑hand (section 82);
·
use of admissions against third parties (section 83);
·
admissions influenced by violence etc. (section 84);
·
unreliable admissions of accused persons (section 85);
·
records of oral questioning of accused persons (section 86).
Example: D admits to W,
his best friend, that he sexually assaulted V. In D’s trial for the sexual
assault, the prosecution may lead evidence from W:
(a) that D
made the admission to W as proof of the truth of that admission; and
(b) that W
formed the opinion that D was sane when he made the admission.
82
Exclusion of evidence of admissions that is not first‑hand
Section 81 does not prevent the
application of the hearsay rule to evidence of an admission unless:
(a) it is given by a person who saw,
heard or otherwise perceived the admission being made; or
(b) it is a document in which the
admission is made.
Note: Section 60 does not apply in a criminal
proceeding to evidence of an admission.
83
Exclusion of evidence of admissions as against third parties
(1) Section 81 does not prevent the
application of the hearsay rule or the opinion rule to evidence of an admission
in respect of the case of a third party.
(2) The evidence may be used in respect of
the case of a third party if that party consents.
(3) Consent cannot be given in respect of
part only of the evidence.
(4) In this section:
third party means a party to the proceeding
concerned, other than the party who:
(a) made the admission; or
(b) adduced the evidence.
84
Exclusion of admissions influenced by violence and certain other conduct
(1) Evidence of an admission is not
admissible unless the court is satisfied that the admission, and the making of
the admission, were not influenced by:
(a) violent, oppressive, inhuman or
degrading conduct, whether towards the person who made the admission or towards
another person; or
(b) a threat of conduct of that kind.
(2) Subsection (1) only applies if the
party against whom evidence of the admission is adduced has raised in the
proceeding an issue about whether the admission or its making were so
influenced.
85
Criminal proceedings: reliability of admissions by defendants
(1) This section applies only in a criminal
proceeding and only to evidence of an admission made by a defendant:
(a) to, or in the presence of, an
investigating official who at that time was performing functions in connection
with the investigation of the commission, or possible commission, of an
offence; or
(b) as
a result of an act of another person who was, and who the defendant knew or
reasonably believed to be, capable of influencing the decision whether a
prosecution of the defendant should be brought or should be continued.
Note: Subsection (1) was inserted as a response
to the decision of the High Court of Australia in Kelly v The Queen (2004)
218 CLR 216.
(2) Evidence of the admission is not
admissible unless the circumstances in which the admission was made were such
as to make it unlikely that the truth of the admission was adversely affected.
(3) Without limiting the matters that the
court may take into account for the purposes of subsection (2), it is to
take into account:
(a) any relevant condition or
characteristic of the person who made the admission, including age, personality
and education and any mental, intellectual or physical disability to which the
person is or appears to be subject; and
(b) if the admission was made in
response to questioning:
(i) the nature of the
questions and the manner in which they were put; and
(ii) the nature of any
threat, promise or other inducement made to the person questioned.
86
Exclusion of records of oral questioning
(1) This section applies only in a criminal
proceeding and only if an oral admission was made by a defendant to an
investigating official in response to a question put or a representation made
by the official.
(2) A document prepared by or on behalf of
the official is not admissible to prove the contents of the question,
representation or response unless the defendant has acknowledged that the
document is a true record of the question, representation or response.
(3) The acknowledgment must be made by
signing, initialling or otherwise marking the document.
(4) In this section:
document does not include:
(a) a sound recording, or a transcript
of a sound recording; or
(b) a recording of visual images and
sounds, or a transcript of the sounds so recorded.
87
Admissions made with authority
(1) For the purpose of determining whether a
previous representation made by a person is also taken to be an admission by a
party, the court is to admit the representation if it is reasonably open to
find that:
(a) when the representation was made,
the person had authority to make statements on behalf of the party in relation
to the matter with respect to which the representation was made; or
(b) when the representation was made,
the person was an employee of the party, or had authority otherwise to act for
the party, and the representation related to a matter within the scope of the
person’s employment or authority; or
(c) the representation was made by the
person in furtherance of a common purpose (whether lawful or not) that the
person had with the party or one or more persons including the party.
(2) For the purposes of this section, the
hearsay rule does not apply to a previous representation made by a person that
tends to prove:
(a) that the person had authority to
make statements on behalf of another person in relation to a matter; or
(b) that the person was an employee of
another person or had authority otherwise to act for another person; or
(c) the scope of the person’s
employment or authority.
88
Proof of admissions
For the purpose of determining whether
evidence of an admission is admissible, the court is to find that a particular
person made the admission if it is reasonably open to find that he or she made
the admission.
89
Evidence of silence
(1) In a criminal proceeding, an inference
unfavourable to a party must not be drawn from evidence that the party or
another person failed or refused:
(a) to answer one or more questions;
or
(b) to
respond to a representation;
put or made to the party or other person by an
investigating official who at that time was performing functions in connection
with the investigation of the commission, or possible commission, of an offence.
(2) Evidence of that kind is not admissible
if it can only be used to draw such an inference.
(3) Subsection (1) does not prevent use
of the evidence to prove that the party or other person failed or refused to
answer the question or to respond to the representation if the failure or
refusal is a fact in issue in the proceeding.
(4) In this section:
inference includes:
(a) an inference of consciousness of
guilt; or
(b) an inference relevant to a party’s
credibility.
90
Discretion to exclude admissions
In a criminal proceeding, the court may
refuse to admit evidence of an admission, or refuse to admit the evidence to
prove a particular fact, if:
(a) the evidence is adduced by the
prosecution; and
(b) having regard to the circumstances
in which the admission was made, it would be unfair to a defendant to use the
evidence.
Note: Part 3.11 contains other exclusionary
discretions that are applicable to admissions.
Part 3.5—Evidence of judgments and convictions
91
Exclusion of evidence of judgments and convictions
(1) Evidence of the decision, or of a finding
of fact, in an Australian or overseas proceeding is not admissible to prove the
existence of a fact that was in issue in that proceeding.
(2) Evidence that, under this Part, is not
admissible to prove the existence of a fact may not be used to prove that fact
even if it is relevant for another purpose.
Note: Section 178 (Convictions, acquittals and
other judicial proceedings) provides for certificate evidence of decisions.
92
Exceptions
(1) Subsection 91(1) does not prevent the
admission or use of evidence of the grant of probate, letters of administration
or a similar order of a court to prove:
(a) the death, or date of death, of a
person; or
(b) the due execution of a
testamentary document.
(2) In a civil proceeding, subsection 91(1)
does not prevent the admission or use of evidence that a party, or a person
through or under whom a party claims, has been convicted of an offence, not
being a conviction:
(a) in respect of which a review or appeal
(however described) has been instituted but not finally determined; or
(b) that has been quashed or set
aside; or
(c) in respect of which a pardon has
been given.
(3) The hearsay rule and the opinion rule do
not apply to evidence of a kind referred to in this section.
93
Savings
This Part
does not affect the operation of:
(a) a
law that relates to the admissibility or effect of evidence of a conviction
tendered in a proceeding (including a criminal proceeding) for defamation; or
(b) a judgment in rem; or
(c) the law relating to res
judicata or issue estoppel.
Part 3.6—Tendency and coincidence
94
Application
(1) This Part does not apply to evidence that
relates only to the credibility of a witness.
(2) This Part does not apply so far as a proceeding
relates to bail or sentencing.
(3) This Part does not apply to evidence of:
(a) the character, reputation or
conduct of a person; or
(b) a tendency that a person has or
had;
if that character, reputation, conduct or tendency is a
fact in issue.
95 Use
of evidence for other purposes
(1) Evidence that under this Part is not
admissible to prove a particular matter must not be used to prove that matter
even if it is relevant for another purpose.
(2) Evidence that under this Part cannot be
used against a party to prove a particular matter must not be used against the
party to prove that matter even if it is relevant for another purpose.
96
Failure to act
A reference in this Part to doing an act
includes a reference to failing to do that act.
97 The
tendency rule
(1) Evidence of the character, reputation or
conduct of a person, or a tendency that a person has or had, is not admissible
to prove that a person has or had a tendency (whether because of the person’s
character or otherwise) to act in a particular way, or to have a particular
state of mind unless:
(a) the party seeking to adduce the
evidence gave reasonable notice in writing to each other party of the party’s
intention to adduce the evidence; and
(b) the court thinks that the evidence
will, either by itself or having regard to other evidence adduced or to be
adduced by the party seeking to adduce the evidence, have significant probative
value.
(2) Paragraph (1)(a) does not apply if:
(a) the evidence is adduced in
accordance with any directions made by the court under section 100; or
(b) the evidence is adduced to explain
or contradict tendency evidence adduced by another party.
Note: The tendency rule is subject to specific
exceptions concerning character of and expert opinion about accused persons
(sections 110 and 111). Other provisions of this Act, or of other laws,
may operate as further exceptions.
98 The
coincidence rule
(1) Evidence that 2 or more events occurred
is not admissible to prove that a person did a particular act or had a
particular state of mind on the basis that, having regard to any similarities
in the events or the circumstances in which they occurred, or any similarities
in both the events and the circumstances in which they occurred, it is
improbable that the events occurred coincidentally unless:
(a) the party seeking to adduce the
evidence gave reasonable notice in writing to each other party of the party’s
intention to adduce the evidence; and
(b) the court thinks that the evidence
will, either by itself or having regard to other evidence adduced or to be
adduced by the party seeking to adduce the evidence, have significant probative
value.
Note: One of the events referred to in subsection (1)
may be an event the occurrence of which is a fact in issue in the proceeding.
(2) Paragraph (1)(a) does not apply if:
(a) the evidence is adduced in
accordance with any directions made by the court under section 100; or
(b) the evidence is adduced to explain
or contradict coincidence evidence adduced by another party.
Note: Other provisions of this Act, or of other
laws, may operate as exceptions to the coincidence rule.
99
Requirements for notices
Notices given under section 97 or
98 are to be given in accordance with any regulations or rules of court made
for the purposes of this section.
100
Court may dispense with notice requirements
(1) The court may, on the application of a
party, direct that the tendency rule is not to apply to particular tendency
evidence despite the party’s failure to give notice under section 97.
(2) The court may, on the application of a
party, direct that the coincidence rule is not to apply to particular
coincidence evidence despite the party’s failure to give notice under section 98.
(3) The application may be made either before
or after the time by which the party would, apart from this section, be
required to give, or to have given, the notice.
(4) In a civil proceeding, the party’s
application may be made without notice of it having been given to one or more
of the other parties.
(5) The direction:
(a) is subject to such conditions (if
any) as the court thinks fit; and
(b) may be given either at or before
the hearing.
(6) Without limiting the court’s power to
impose conditions under this section, those conditions may include one or more
of the following:
(a) a condition that the party give
notice of its intention to adduce the evidence to a specified party, or to each
other party other than a specified party;
(b) a condition that the party give
such notice only in respect of specified tendency evidence, or all tendency
evidence that the party intends to adduce other than specified tendency
evidence;
(c) a condition that the party give
such notice only in respect of specified coincidence evidence, or all
coincidence evidence that the party intends to adduce other than specified
coincidence evidence.
101
Further restrictions on tendency evidence and coincidence evidence adduced by
prosecution
(1) This section only applies in a criminal
proceeding and so applies in addition to sections 97 and 98.
(2) Tendency evidence about a defendant, or
coincidence evidence about a defendant, that is adduced by the prosecution
cannot be used against the defendant unless the probative value of the evidence
substantially outweighs any prejudicial effect it may have on the defendant.
(3) This section does not apply to tendency
evidence that the prosecution adduces to explain or contradict tendency
evidence adduced by the defendant.
(4) This section does not apply to
coincidence evidence that the prosecution adduces to explain or contradict
coincidence evidence adduced by the defendant.
Part 3.7—Credibility
Division 1—Credibility evidence
101A
Credibility evidence
Credibility evidence, in
relation to a witness or other person, is evidence relevant to the credibility
of the witness or person that:
(a) is relevant only because it
affects the assessment of the credibility of the witness or person; or
(b) is relevant:
(i) because it affects the
assessment of the credibility of the witness or person; and
(ii) for some other purpose
for which it is not admissible, or cannot be used, because of a provision of
Parts 3.2 to 3.6.
Note 1: Sections 60 and 77 will not affect the
application of paragraph (b), because they cannot apply to evidence that
is yet to be admitted.
Note 2: Section 101A was inserted as a response to
the decision of the High Court of Australia in Adam v The Queen (2001)
207 CLR 96.
Division 2—Credibility of witnesses
102
The credibility rule
Credibility evidence about a witness is
not admissible.
Note 1: Specific exceptions to the credibility rule are
as follows:
·
evidence adduced in cross‑examination (sections 103 and
104);
·
evidence in rebuttal of denials (section 106);
·
evidence to re‑establish credibility (section 108);
·
evidence of persons with specialised knowledge (section 108C);
·
character of accused persons (section 110).
Other provisions of
this Act, or of other laws, may operate as further exceptions.
Note 2: Sections 108A and 108B deal with the
admission of credibility evidence about a person who has made a previous
representation but who is not a witness.
103
Exception: cross‑examination as to credibility
(1) The credibility rule does not apply to
evidence adduced in cross‑examination of a witness if the evidence could
substantially affect the assessment of the credibility of the witness.
(2) Without limiting the matters to which the
court may have regard for the purposes of subsection (1), it is to have
regard to:
(a) whether the evidence tends to
prove that the witness knowingly or recklessly made a false representation when
the witness was under an obligation to tell the truth; and
(b) the period that has elapsed since
the acts or events to which the evidence relates were done or occurred.
104
Further protections: cross‑examination of accused
(1) This section applies only to credibility
evidence in a criminal proceeding and so applies in addition to section 103.
(2) A defendant must not be cross‑examined
about a matter that is relevant to the assessment of the defendant’s
credibility, unless the court gives leave.
(3) Despite subsection (2),
leave is not required for cross‑examination by the prosecutor about whether the
defendant:
(a) is biased or has a motive to be
untruthful; or
(b) is, or was, unable to be aware of
or recall matters to which his or her evidence relates; or
(c) has made a prior inconsistent
statement.
(4) Leave must not be given for cross‑examination
by the prosecutor under subsection (2) unless evidence adduced by the
defendant has been admitted that:
(a) tends to prove that a witness
called by the prosecutor has a tendency to be untruthful; and
(b) is relevant solely or mainly to
the witness’s credibility.
(5) A reference in subsection (4) to
evidence does not include a reference to evidence of conduct in relation to:
(a) the events in relation to which
the defendant is being prosecuted; or
(b) the investigation of the offence
for which the defendant is being prosecuted.
(6) Leave is not to be given for cross‑examination
by another defendant unless:
(a) the evidence that the defendant to
be cross‑examined has given includes evidence adverse to the defendant seeking
leave to cross‑examine; and
(b) that evidence has been admitted.
106
Exception: rebutting denials by other evidence
(1) The
credibility rule does not apply to evidence that is relevant to a witness’s
credibility and that is adduced otherwise than from the witness if:
(a) in cross‑examination of the
witness:
(i) the substance of the
evidence was put to the witness; and
(ii) the witness denied, or
did not admit or agree to, the substance of the evidence; and
(b) the court gives leave to adduce
the evidence.
(2) Leave
under paragraph (1)(b) is not required if the evidence tends to prove that
the witness:
(a) is biased or has a motive for
being untruthful; or
(b) has been convicted of an offence,
including an offence against the law of a foreign country; or
(c) has made a prior inconsistent
statement; or
(d) is, or was, unable to be aware of
matters to which his or her evidence relates; or
(e) has
knowingly or recklessly made a false representation while under an obligation,
imposed by or under an Australian law or a law of a foreign country, to tell
the truth.
108
Exception: re‑establishing credibility
(1) The credibility rule does not apply to
evidence adduced in re‑examination of a witness.
(3) The credibility rule does not apply to
evidence of a prior consistent statement of a witness if:
(a) evidence of a prior inconsistent
statement of the witness has been admitted; or
(b) it is or will be suggested (either
expressly or by implication) that evidence given by the witness has been
fabricated or re‑constructed (whether deliberately or otherwise) or is the
result of a suggestion;
and the court gives leave to adduce the evidence of the
prior consistent statement.
Division 3—Credibility of persons who are not witnesses
108A
Admissibility of evidence of credibility of person who has made a previous
representation
(1) If:
(a) evidence of a previous
representation has been admitted in a proceeding; and
(b) the person who made the
representation has not been called, and will not be called, to give evidence in
the proceeding;
credibility evidence about the person who made the
representation is not admissible unless the evidence could substantially affect
the assessment of the person’s credibility.
(2) Without limiting the matters to which the
court may have regard for the purposes of subsection (1), it is to have
regard to:
(a) whether the evidence tends to
prove that the person who made the representation knowingly or recklessly made
a false representation when the person was under an obligation to tell the
truth; and
(b) the period that elapsed between
the doing of the acts or the occurrence of the events to which the
representation related and the making of the representation.
108B
Further protections: previous representations of an accused who is not a
witness
(1) This section applies only in a criminal
proceeding and so applies in addition to section 108A.
(2) If the person referred to in that section
is a defendant, the credibility evidence is not admissible unless the court
gives leave.
(3) Despite subsection (2), leave is not
required if the evidence is about whether the defendant:
(a) is biased or has a motive to be
untruthful; or
(b) is, or was, unable to be aware of
or recall matters to which his or her previous representation relates; or
(c) has made a prior inconsistent
statement.
(4) The prosecution must not be given leave
under subsection (2) unless evidence adduced by the defendant has been
admitted that:
(a) tends to prove that a witness
called by the prosecution has a tendency to be untruthful; and
(b) is relevant solely or mainly to
the witness’s credibility.
(5) A reference in subsection (4) to
evidence does not include a reference to evidence of conduct in relation to:
(a) the events in relation to which
the defendant is being prosecuted; or
(b) the investigation of the offence
for which the defendant is being prosecuted.
(6) Another defendant must not be given leave
under subsection (2) unless the previous representation of the defendant
that has been admitted includes evidence adverse to the defendant seeking
leave.
Division 4—Persons with specialised knowledge
108C
Exception: evidence of persons with specialised knowledge
(1) The credibility rule does not apply to
evidence given by a person concerning the credibility of another witness if:
(a) the person has specialised
knowledge based on the person’s training, study or experience; and
(b) the evidence is evidence of an
opinion of the person that:
(i) is wholly or
substantially based on that knowledge; and
(ii) could substantially
affect the assessment of the credibility of a witness; and
(c) the court gives leave to adduce the
evidence.
(2) To avoid doubt, and without limiting subsection (1):
(a) a reference in that subsection to
specialised knowledge includes a reference to specialised knowledge of child
development and child behaviour (including specialised knowledge of the impact
of sexual abuse on children and their behaviour during and following the
abuse); and
(b) a reference in that subsection to
an opinion of a person includes, if the person has specialised knowledge of
that kind, a reference to an opinion relating to either or both of the
following:
(i) the development and
behaviour of children generally;
(ii) the development and
behaviour of children who have been victims of sexual offences, or offences
similar to sexual offences.
Part 3.8—Character
109 Application
This Part applies only in a criminal
proceeding.
110
Evidence about character of accused persons
(1) The hearsay rule, the opinion rule, the
tendency rule and the credibility rule do not apply to evidence adduced by a
defendant to prove (directly or by implication) that the defendant is, either
generally or in a particular respect, a person of good character.
(2) If evidence adduced to prove (directly or
by implication) that a defendant is generally a person of good character has
been admitted, the hearsay rule, the opinion rule, the tendency rule and the
credibility rule do not apply to evidence adduced to prove (directly or by
implication) that the defendant is not generally a person of good character.
(3) If evidence adduced to prove (directly or
by implication) that a defendant is a person of good character in a particular
respect has been admitted, the hearsay rule, the opinion rule, the tendency
rule and the credibility rule do not apply to evidence adduced to prove
(directly or by implication) that the defendant is not a person of good
character in that respect.
111
Evidence about character of co‑accused
(1) The hearsay rule and the tendency rule do
not apply to evidence of a defendant’s character if:
(a) the evidence is evidence of an
opinion about the defendant adduced by another defendant; and
(b) the person whose opinion it is has
specialised knowledge based on the person’s training, study or experience; and
(c) the opinion is wholly or
substantially based on that knowledge.
(2) If such evidence has been admitted, the
hearsay rule, the opinion rule and the tendency rule do not apply to evidence
adduced to prove that that evidence should not be accepted.
112
Leave required to cross‑examine about character of accused or co‑accused
A defendant must not be cross‑examined
about matters arising out of evidence of a kind referred to in this Part unless
the court gives leave.
Part 3.9—Identification evidence
Note: Identification evidence is
defined in the Dictionary.
113
Application of Part
This Part applies only in a criminal
proceeding.
114
Exclusion of visual identification evidence
(1) In this section:
visual identification evidence means
identification evidence relating to an identification based wholly or partly on
what a person saw but does not include picture identification evidence.
(2) Visual identification evidence adduced by
the prosecutor is not admissible unless:
(a) an identification parade that
included the defendant was held before the identification was made; or
(b) it would not have been reasonable
to have held such a parade; or
(c) the defendant refused to take part
in such a parade;
and the identification was made without the person who
made it having been intentionally influenced to identify the defendant.
(3) Without limiting the matters that may be
taken into account by the court in determining whether it was reasonable to
hold an identification parade, it is to take into account:
(a) the kind of offence, and the
gravity of the offence, concerned; and
(b) the importance of the evidence;
and
(c) the practicality of holding an
identification parade having regard, among other things:
(i) if the defendant
failed to cooperate in the conduct of the parade—to the manner and extent of,
and the reason (if any) for, the failure; and
(ii) in any case—to whether
the identification was made at or about the time of the commission of the
offence; and
(d) the appropriateness of holding an
identification parade having regard, among other things, to the relationship (if
any) between the defendant and the person who made the identification.
(4) It is presumed that it would not have
been reasonable to have held an identification parade if it would have been
unfair to the defendant for such a parade to have been held.
(5) If:
(a) the defendant refused to take part
in an identification parade unless an Australian legal practitioner or legal
counsel acting for the defendant, or another person chosen by the defendant,
was present while it was being held; and
(b) there were, at the time when the
parade was to have been conducted, reasonable grounds to believe that it was
not reasonably practicable for such an Australian legal practitioner or legal
counsel or person to be present;
it is presumed that it would not have been reasonable to
have held an identification parade at that time.
(6) In determining whether it was reasonable
to have held an identification parade, the court is not to take into account
the availability of pictures or photographs that could be used in making
identifications.
115
Exclusion of evidence of identification by pictures
(1) In this section:
picture identification evidence means
identification evidence relating to an identification made wholly or partly by
the person who made the identification examining pictures kept for the use of
police officers.
(2) Picture identification evidence adduced
by the prosecutor is not admissible if the pictures examined suggest that they
are pictures of persons in police custody.
(3) Subject to subsection (4), picture
identification evidence adduced by the prosecutor is not admissible if:
(a) when the pictures were examined,
the defendant was in the custody of a police officer of the police force
investigating the commission of the offence with which the defendant has been
charged; and
(b) the picture of the defendant that
was examined was made before the defendant was taken into that police custody.
(4) Subsection (3) does not apply if:
(a) the defendant’s appearance had
changed significantly between the time when the offence was committed and the
time when the defendant was taken into that custody; or
(b) it was not reasonably practicable
to make a picture of the defendant after the defendant was taken into that
custody.
(5) Picture identification evidence adduced
by the prosecutor is not admissible if, when the pictures were examined, the
defendant was in the custody of a police officer of the police force
investigating the commission of the offence with which the defendant has been
charged, unless:
(a) the defendant refused to take part
in an identification parade; or
(b) the defendant’s appearance had
changed significantly between the time when the offence was committed and the
time when the defendant was taken into that custody; or
(c) it would not have been reasonable
to have held an identification parade that included the defendant.
(6) Subsections 114(3), (4), (5) and (6)
apply in determining, for the purposes of paragraph (5)(c) of this
section, whether it would have been reasonable to have held an identification
parade.
(7) If picture identification evidence
adduced by the prosecutor is admitted into evidence, the judge must, on the
request of the defendant:
(a) if the picture of the defendant
was made after the defendant was taken into that custody—inform the jury that
the picture was made after the defendant was taken into that custody; or
(b) otherwise—warn the jury that they
must not assume that the defendant has a criminal record or has previously been
charged with an offence.
Note: Sections 116 and 165 also deal with
warnings about identification evidence.
(8) This section does not render inadmissible
picture identification evidence adduced by the prosecutor that contradicts or
qualifies picture identification evidence adduced by the defendant.
(9) This section applies in addition to
section 114.
(10) In this section:
(a) a reference to a picture includes
a reference to a photograph; and
(b) a reference to making a picture
includes a reference to taking a photograph.
116
Directions to jury
(1) If identification evidence has been
admitted, the judge is to inform the jury:
(a) that there is a special need for
caution before accepting identification evidence; and
(b) of the reasons for that need for
caution, both generally and in the circumstances of the case.
(2) It is not necessary that a particular
form of words be used in so informing the jury.
Part 3.10—Privileges
Division 1—Client legal privilege
117
Definitions
(1) In this Division:
client includes the following:
(a) a person or body who engages a
lawyer to provide legal services or who employs a lawyer (including under a
contract of service);
(b) an employee or agent of a client;
(c) an employer of a lawyer if the
employer is:
(i) the Commonwealth or a
State or Territory; or
(ii) a body established by
a law of the Commonwealth or a State or Territory;
(d) if, under a law of a State or
Territory relating to persons of unsound mind, a manager, committee or person
(however described) is for the time being acting in respect of the person,
estate or property of a client—a manager, committee or person so acting;
(e) if a client has died—a personal
representative of the client;
(f) a successor to the rights and
obligations of a client, being rights and obligations in respect of which a
confidential communication was made.
confidential communication means a
communication made in such circumstances that, when it was made:
(a) the person who made it; or
(b) the person to whom it was made;
was under an express or implied obligation not to disclose
its contents, whether or not the obligation arises under law.
confidential document means a document
prepared in such circumstances that, when it was prepared:
(a) the person who prepared it; or
(b) the person for whom it was
prepared;
was under an express or implied obligation not to disclose
its contents, whether or not the obligation arises under law.
lawyer means:
(a) an Australian lawyer; and
(b) an Australian‑registered foreign
lawyer; and
(c) an overseas‑registered foreign
lawyer or a natural person who, under the law of a foreign country, is
permitted to engage in legal practice in that country; and
(d) an employee or agent of a lawyer
referred to in paragraph (a), (b) or (c).
party includes the following:
(a) an employee or agent of a party;
(b) if, under a law of a State or
Territory relating to persons of unsound mind, a manager, committee or person
(however described) is for the time being acting in respect of the person,
estate or property of a party—a manager, committee or person so acting;
(c) if a party has died—a personal
representative of the party;
(d) a successor to the rights and
obligations of a party, being rights and obligations in respect of which a
confidential communication was made.
(2) A reference in this Division to the
commission of an act includes a reference to a failure to act.
118
Legal advice
Evidence is not to be adduced if, on
objection by a client, the court finds that adducing the evidence would result
in disclosure of:
(a) a confidential communication made
between the client and a lawyer; or
(b) a confidential communication made
between 2 or more lawyers acting for the client; or
(c) the contents of a confidential
document (whether delivered or not) prepared by the client, lawyer or another
person;
for the dominant purpose of the lawyer, or one or more of
the lawyers, providing legal advice to the client.
119
Litigation
Evidence is not to be adduced if, on
objection by a client, the court finds that adducing the evidence would result
in disclosure of:
(a) a confidential communication
between the client and another person, or between a lawyer acting for the
client and another person, that was made; or
(b) the contents of a confidential
document (whether delivered or not) that was prepared;
for the dominant purpose of the client being provided with
professional legal services relating to an Australian or overseas proceeding
(including the proceeding before the court), or an anticipated or pending
Australian or overseas proceeding, in which the client is or may be, or was or
might have been, a party.
120
Unrepresented parties
(1) Evidence is not to be adduced if, on
objection by a party who is not represented in the proceeding by a lawyer, the
court finds that adducing the evidence would result in disclosure of:
(a) a confidential communication
between the party and another person; or
(b) the contents of a confidential
document (whether delivered or not) that was prepared, either by or at the
direction or request of, the party;
for the dominant purpose of preparing for or conducting
the proceeding.
121
Loss of client legal privilege: generally
(1) This Division does not prevent the
adducing of evidence relevant to a question concerning the intentions, or
competence in law, of a client or party who has died.
(2) This Division does not prevent the
adducing of evidence if, were the evidence not adduced, the court would be
prevented, or it could reasonably be expected that the court would be
prevented, from enforcing an order of an Australian court.
(3) This Division does not prevent the
adducing of evidence of a communication or document that affects a right of a
person.
122
Loss of client legal privilege: consent and related matters
(1) This Division does not prevent the
adducing of evidence given with the consent of the client or party concerned.
(2) Subject to subsection (5), this
Division does not prevent the adducing of evidence if the client or party
concerned has acted in a way that is inconsistent with the client or party
objecting to the adducing of the evidence because it would result in a
disclosure of a kind referred to in section 118, 119 or 120.
(3) Without limiting subsection (2), a
client or party is taken to have so acted if:
(a) the client or party knowingly and
voluntarily disclosed the substance of the evidence to another person; or
(b) the substance of the evidence has
been disclosed with the express or implied consent of the client or party.
(4) The reference in paragraph (3)(a) to
a knowing and voluntary disclosure does not include a reference to a disclosure
by a person who was, at the time of the disclosure, an employee or agent of the
client or party or of a lawyer of the client or party unless the employee or
agent was authorised by the client, party or lawyer to make the disclosure.
(5) A client or party is not taken to have
acted in a manner inconsistent with the client or party objecting to the
adducing of the evidence merely because:
(a) the substance of the evidence has
been disclosed:
(i) in the course of
making a confidential communication or preparing a confidential document; or
(ii) as a result of duress
or deception; or
(iii) under compulsion of
law; or
(iv) if the client or party
is a body established by, or a person holding an office under, an Australian
law—to the Minister, or the Minister of the Commonwealth, the State or
Territory, administering the law, or part of the law, under which the body is
established or the office is held; or
(b) of
a disclosure by a client to another person if the disclosure concerns a matter
in relation to which the same lawyer is providing, or is to provide,
professional legal services to both the client and the other person; or
(c) of a disclosure to a person with
whom the client or party had, at the time of the disclosure, a common interest
relating to the proceeding or an anticipated or pending proceeding in an
Australian court or a foreign court.
(6) This Division does not prevent the
adducing of evidence of a document that a witness has used to try to revive the
witness’s memory about a fact or opinion or has used as mentioned in section 32
(Attempts to revive memory in court) or 33 (Evidence given by police officers).
123
Loss of client legal privilege: defendants
In a criminal proceeding, this Division
does not prevent a defendant from adducing evidence unless it is evidence of:
(a) a confidential communication made
between an associated defendant and a lawyer acting for that person in
connection with the prosecution of that person; or
(b) the contents of a confidential
document prepared by an associated defendant or by a lawyer acting for that
person in connection with the prosecution of that person.
Note: Associated defendant is defined
in the Dictionary.
124
Loss of client legal privilege: joint clients
(1) This section only applies to a civil
proceeding in connection with which 2 or more parties have, before the
commencement of the proceeding, jointly retained a lawyer in relation to the
same matter.
(2) This Division does not prevent one of
those parties from adducing evidence of:
(a) a communication made by any one of
them to the lawyer; or
(b) the contents of a confidential
document prepared by or at the direction or request of any one of them;
in connection with that matter.
125
Loss of client legal privilege: misconduct
(1) This
Division does not prevent the adducing of evidence of:
(a) a communication made or the
contents of a document prepared by a client or lawyer (or both), or a party who
is not represented in the proceeding by a lawyer, in furtherance of the
commission of a fraud or an offence or the commission of an act that renders a
person liable to a civil penalty; or
(b) a communication or the contents of
a document that the client or lawyer (or both), or the party, knew or ought reasonably
to have known was made or prepared in furtherance of a deliberate abuse of a
power.
(2) For the purposes of this section, if the
commission of the fraud, offence or act, or the abuse of power, is a fact in
issue and there are reasonable grounds for finding that:
(a) the fraud, offence or act, or the
abuse of power, was committed; and
(b) a communication was made or
document prepared in furtherance of the commission of the fraud, offence or act
or the abuse of power;
the court may find that the communication was so made or
the document so prepared.
(3) In this section:
power means a power conferred by or under an
Australian law.
126
Loss of client legal privilege: related communications and documents
If, because of the application of
section 121, 122, 123, 124 or 125, this Division does not prevent the
adducing of evidence of a communication or the contents of a document, those
sections do not prevent the adducing of evidence of another communication or
document if it is reasonably necessary to enable a proper understanding of the
communication or document.
Note:
Example: A lawyer advises
his client to understate her income for the previous year to evade taxation
because of her potential tax liability “as set out in my previous letter to you
dated 11 August 1994”. In proceedings against the taxpayer for tax
evasion, evidence of the contents of the letter dated 11 August 1994 may
be admissible (even if that letter would otherwise be privileged) to enable a
proper understanding of the second letter.
Division 1A—Journalists’ privilege
126G
Definitions
(1) In this
Division:
informant means a person who gives
information to a journalist in the normal course of the journalist’s work in
the expectation that the information may be published in a news medium.
journalist means a person who is engaged and
active in the publication of news and who may be given information by an
informant in the expectation that the information may be published in a news
medium.
news medium means any medium for the dissemination
to the public or a section of the public of news and observations on news.
126H
Protection of journalists’ sources
(1) If a journalist has promised an informant
not to disclose the informant’s identity, neither the journalist nor his or her
employer is compellable to answer any question or produce any document that
would disclose the identity of the informant or enable that identity to be
ascertained.
(2) The court may, on the application of a
party, order that subsection (1) is not to apply if it is satisfied that,
having regard to the issues to be determined in that proceeding, the public
interest in the disclosure of evidence of the identity of the informant
outweighs:
(a) any likely adverse effect of the
disclosure on the informant or any other person; and
(b) the public interest in the
communication of facts and opinion to the public by the news media and,
accordingly also, in the ability of the news media to access sources of facts.
(3) An order under subsection (2) may be
made subject to such terms and conditions (if any) as the court thinks fit.
Division 2—Other privileges
127
Religious confessions
(1) A person who is or was a member of the
clergy of any church or religious denomination is entitled to refuse to divulge
that a religious confession was made, or the contents of a religious confession
made, to the person when a member of the clergy.
(2) Subsection (1) does not apply if the
communication involved in the religious confession was made for a criminal
purpose.
(3) This section applies even if an Act
provides:
(a) that the rules of evidence do not
apply or that a person or body is not bound by the rules of evidence; or
(b) that a person is not excused from
answering any question or producing any document or other thing on the ground
of privilege or any other ground.
(4) In this section:
religious confession means a confession made
by a person to a member of the clergy in the member’s professional capacity
according to the ritual of the church or religious denomination concerned.
128
Privilege in respect of self‑incrimination in other proceedings
(1) This section applies if a witness objects
to giving particular evidence, or evidence on a particular matter, on the
ground that the evidence may tend to prove that the witness:
(a) has committed an offence against
or arising under an Australian law or a law of a foreign country; or
(b) is liable to a civil penalty.
(2) The court must determine whether or not
there are reasonable grounds for the objection.
(3) If the
court determines that there are reasonable grounds for the objection, the court
is to inform the witness:
(a) that the witness need not give the
evidence unless required by the court to do so under subsection (4); and
(b) that the court will give a
certificate under this section if:
(i) the witness willingly
gives the evidence without being required to do so under subsection (4);
or
(ii) the witness gives the
evidence after being required to do so under subsection (4); and
(c) of the effect of such a
certificate.
(4) The court may require the witness to give
the evidence if the court is satisfied that:
(a) the evidence does not tend to
prove that the witness has committed an offence against or arising under, or is
liable to a civil penalty under, a law of a foreign country; and
(b) the interests of justice require
that the witness give the evidence.
(5) If the witness either willingly gives the
evidence without being required to do so under subsection (4), or gives it
after being required to do so under that subsection, the court must cause the
witness to be given a certificate under this section in respect of the
evidence.
(6) The court is also to cause a witness to
be given a certificate under this section if:
(a) the objection has been overruled;
and
(b) after the evidence has been given,
the court finds that there were reasonable grounds for the objection.
(7) In any proceeding in an Australian court:
(a) evidence given by a person in
respect of which a certificate under this section has been given; and
(b) evidence of any information,
document or thing obtained as a direct or indirect consequence of the person
having given evidence;
cannot be used against the person. However, this does not
apply to a criminal proceeding in respect of the falsity of the evidence.
Note: Subsection 128(7) differs from subsection
128(7) of the NSW Act. The NSW provision refers to a NSW Court instead of an Australian Court.
(8) Subsection (7) has effect despite
any challenge, review, quashing or calling into question on any ground of the
decision to give, or the validity of, the certificate concerned.
(9) If a defendant in a criminal proceeding
for an offence is given a certificate under this section, subsection (7)
does not apply in a proceeding that is a retrial of the defendant for the same
offence or a trial of the defendant for an offence arising out of the same
facts that gave rise to that offence.
(10) In a criminal proceeding, this section
does not apply in relation to the giving of evidence by a defendant, being evidence
that the defendant:
(a) did an act the doing of which is a
fact in issue; or
(b) had a state of mind the existence
of which is a fact in issue.
(11) A reference in this section to doing an
act includes a reference to failing to act.
(12) If a person has been given a certificate
under a prescribed State or Territory provision in respect of evidence given by
the person in a proceeding in a State or Territory court, the certificate has
the same effect, in a proceeding to which this subsection applies, as if it had
been given under this section.
(13) The following are prescribed State or
Territory provisions for the purposes of subsection (12):
(a) section 128 of the Evidence
Act 1995 of New South Wales;
(b) a provision of a law of a State or
Territory declared by the regulations to be a prescribed State or Territory
provision for the purposes of subsection (12).
(14) Subsection (12) applies to:
(a) a proceeding in relation to which
this Act applies because of section 4; and
(b) a proceeding for an offence
against a law of the Commonwealth or for the recovery of a civil penalty under
a law of the Commonwealth, other than a proceeding referred to in paragraph (a).
(15) Until the day fixed under subsection 4(6),
subsection (12) applies to a proceeding for an offence against a law of
the Australian Capital Territory or for the recovery of a civil penalty under
such a law, other than a proceeding referred to in paragraph (14)(a).
Note 1: Bodies corporate cannot claim this privilege:
see section 187.
Note 2: Clause 3 of Part 2 of the Dictionary
sets out what is a civil penalty.
Note 3: The NSW Act does not contain provisions
corresponding to subsections (12) to (15).
Note 4: Subsections (8) and (9) were inserted as a
response to the decision of the High Court of Australia in Cornwell v The
Queen [2007] HCA 12 (22 March 2007).
128A
Privilege in respect of self‑incrimination—exception for certain orders etc
(1) In this section:
disclosure order means an order made by a
federal court or an ACT court in a civil proceeding requiring a person to
disclose information, as part of, or in connection with a freezing or search
order, but does not include an order made by a court under the Proceeds of
Crime Act 2002.
relevant person means a person to whom a
disclosure order is directed.
(2) If a relevant person objects to complying
with a disclosure order on the grounds that some or all of the information
required to be disclosed may tend to prove that the person:
(a) has committed an offence against
or arising under an Australian law or a law of a foreign country; or
(b) is liable to a civil penalty;
the person must:
(c) disclose so much of the
information required to be disclosed to which no objection is taken; and
(d) prepare an affidavit containing so
much of the information required to be disclosed to which objection is taken
(the privilege affidavit) and deliver it to the court in a sealed
envelope; and
(e) file and serve on each other party
a separate affidavit setting out the basis of the objection.
(3) The sealed envelope containing the
privilege affidavit must not be opened except as directed by the court.
(4) The court must determine whether or not
there are reasonable grounds for the objection.
(5) Subject to subsection (6), if the
court finds that there are reasonable grounds for the objection, the court must
not require the information contained in the privilege affidavit to be
disclosed and must return it to the relevant person.
(6) If the court is satisfied that:
(a) any information disclosed in the
privilege affidavit may tend to prove that the relevant person has committed an
offence against or arising under, or is liable to a civil penalty under, an
Australian law; and
(b) the information does not tend to
prove that the relevant person has committed an offence against or arising
under, or is liable to a civil penalty under, a law of a foreign country; and
(c) the interests of justice require
the information to be disclosed;
the court may make an order requiring the whole or any
part of the privilege affidavit containing information of the kind referred to
in paragraph (a) to be filed and served on the parties.
(7) If the whole or any part of the privilege
affidavit is disclosed (including by order under subsection (6)), the
court must cause the relevant person to be given a certificate in respect of
the information as referred to in paragraph (6)(a).
(8) In any proceeding in an Australian court:
(a) evidence of information disclosed
by a relevant person in respect of which a certificate has been given under
this section; and
(b) evidence of any information,
document or thing obtained as a direct result or indirect consequence of the
relevant person having disclosed that information;
cannot be used against the person. However, this does not apply
to a criminal proceeding in respect of the falsity of the evidence concerned.
(9) Subsection (8) does not prevent the
use against the relevant person of any information disclosed by a document:
(a) that is an annexure or exhibit to
a privilege affidavit prepared by the person in response to a disclosure order;
and
(b) that was in existence before the
order was made.
(10) Subsection (8) has effect despite any
challenge, review, quashing or calling into question on any ground of the
decision to give, or the validity of, the certificate concerned.
Division 3—Evidence excluded in the public interest
129
Exclusion of evidence of reasons for judicial etc. decisions
(1) Evidence of the reasons for a decision
made by a person who is:
(a) a judge in an Australian or
overseas proceeding; or
(b) an arbitrator in respect of a
dispute that has been submitted to the person, or to the person and one or more
other persons, for arbitration;
or the deliberations of a person so acting in relation to
such a decision, must not be given by the person, or a person who was, in
relation to the proceeding or arbitration, under the direction or control of
that person.
(2) Such evidence must not be given by
tendering as evidence a document prepared by such a person.
(3) This section does not prevent the
admission or use, in a proceeding, of published reasons for a decision.
(4) In a proceeding, evidence of the reasons
for a decision made by a member of a jury in another Australian or overseas
proceeding, or of the deliberations of a member of a jury in relation to such a
decision, must not be given by any of the members of that jury.
(5) This section does not apply in a
proceeding that is:
(a) a prosecution for one or more of
the following offences:
(i) an offence against or
arising under Part III of the Crimes Act 1914;
(ii) embracery;
(iii) attempting to pervert
the course of justice;
(iv) an offence connected
with an offence mentioned in subparagraph (i), (ii) or (iii), including an
offence of conspiring to commit such an offence; or
(b) in respect of a contempt of a
court; or
(c) by way of appeal from, or judicial
review of, a judgment, decree, order or sentence of a court; or
(d) by way of review of an arbitral
award; or
(e) a
civil proceeding in respect of an act of a judicial officer or arbitrator that
was, and that was known at the time by the judicial officer or arbitrator to
be, outside the scope of the matters in relation to which the judicial officer
or arbitrator had authority to act.
Note: Paragraph (5)(a) differs from paragraph
129(5)(a) of the NSW Act.
130
Exclusion of evidence of matters of state
(1) If the public interest in admitting into
evidence information or a document that relates to matters of state is
outweighed by the public interest in preserving secrecy or confidentiality in
relation to the information or document, the court may direct that the
information or document not be adduced as evidence.
(2) The court may give such a direction
either on its own initiative or on the application of any person (whether or
not the person is a party).
(3) In deciding whether to give such a
direction, the court may inform itself in any way it thinks fit.
(4) Without limiting the circumstances in
which information or a document may be taken for the purposes of subsection (1)
to relate to matters of state, the information or document is taken for the
purposes of that subsection to relate to matters of state if adducing it as
evidence would:
(a) prejudice the security, defence or
international relations of Australia; or
(b) damage relations between the
Commonwealth and a State or between 2 or more States; or
(c) prejudice the prevention,
investigation or prosecution of an offence; or
(d) prejudice the prevention or
investigation of, or the conduct of proceedings for recovery of civil penalties
brought with respect to, other contraventions of the law; or
(e) disclose, or enable a person to
ascertain, the existence or identity of a confidential source of information
relating to the enforcement or administration of a law of the Commonwealth or a
State; or
(f) prejudice the proper functioning
of the government of the Commonwealth or a State.
(5) Without limiting the matters that the
court may take into account for the purposes of subsection (1), it is to
take into account the following matters:
(a) the importance of the information
or the document in the proceeding;
(b) if the proceeding is a criminal
proceeding—whether the party seeking to adduce evidence of the information or
document is a defendant or the prosecutor;
(c) the nature of the offence, cause
of action or defence to which the information or document relates, and the
nature of the subject matter of the proceeding;
(d) the likely effect of adducing
evidence of the information or document, and the means available to limit its
publication;
(e) whether the substance of the
information or document has already been published;
(f) if the proceeding is a criminal
proceeding and the party seeking to adduce evidence of the information or
document is a defendant—whether the direction is to be made subject to the
condition that the prosecution be stayed.
(6) A reference in this section to a State
includes a reference to a Territory.
131
Exclusion of evidence of settlement negotiations
(1) Evidence is not to be adduced of:
(a) a communication that is made
between persons in dispute, or between one or more persons in dispute and a
third party, in connection with an attempt to negotiate a settlement of the
dispute; or
(b) a document (whether delivered or
not) that has been prepared in connection with an attempt to negotiate a
settlement of a dispute.
(2) Subsection (1) does not apply if:
(a) the persons in dispute consent to
the evidence being adduced in the proceeding concerned or, if any of those
persons has tendered the communication or document in evidence in another
Australian or overseas proceeding, all the other persons so consent; or
(b) the substance of the evidence has
been disclosed with the express or implied consent of all the persons in
dispute; or
(c) the substance of the evidence has
been partly disclosed with the express or implied consent of the persons in
dispute, and full disclosure of the evidence is reasonably necessary to enable
a proper understanding of the other evidence that has already been adduced; or
(d) the communication or document
included a statement to the effect that it was not to be treated as
confidential; or
(e) the evidence tends to contradict
or to qualify evidence that has already been admitted about the course of an
attempt to settle the dispute; or
(f) the proceeding in which it is
sought to adduce the evidence is a proceeding to enforce an agreement between
the persons in dispute to settle the dispute, or a proceeding in which the
making of such an agreement is in issue; or
(g) evidence that has been adduced in
the proceeding, or an inference from evidence that has been adduced in the
proceeding, is likely to mislead the court unless evidence of the communication
or document is adduced to contradict or to qualify that evidence; or
(h) the communication or document is
relevant to determining liability for costs; or
(i) making the communication, or
preparing the document, affects a right of a person; or
(j) the communication was made, or
the document was prepared, in furtherance of the commission of a fraud or an
offence or the commission of an act that renders a person liable to a civil
penalty; or
(k) one of the persons in dispute, or
an employee or agent of such a person, knew or ought reasonably to have known
that the communication was made, or the document was prepared, in furtherance
of a deliberate abuse of a power.
(3) For the purposes of paragraph (2)(j),
if commission of the fraud, offence or act is a fact in issue and there are
reasonable grounds for finding that:
(a) the fraud, offence or act was
committed; and
(b) a communication was made or a
document was prepared in furtherance of the commission of the fraud, offence or
act;
the court may find that the communication was so made or
the document so prepared.
(4) For the purposes of paragraph (2)(k),
if:
(a) the abuse of power is a fact in
issue; and
(b) there
are reasonable grounds for finding that a communication was made or a document
was prepared in furtherance of the abuse of power;
the court may find that the communication was so made or
the document was so prepared.
(5) In this section:
(a) a reference to a dispute is a
reference to a dispute of a kind in respect of which relief may be given in an
Australian or overseas proceeding; and
(b) a reference to an attempt to
negotiate the settlement of a dispute does not include a reference to an
attempt to negotiate the settlement of a criminal proceeding or an anticipated
criminal proceeding; and
(c) a reference to a communication made
by a person in dispute includes a reference to a communication made by an
employee or agent of such a person; and
(d) a reference to the consent of a
person in dispute includes a reference to the consent of an employee or agent
of such a person, being an employee or agent who is authorised so to consent;
and
(e) a reference to commission of an
act includes a reference to a failure to act.
(6) In this section:
power means a power conferred by or under an
Australian law.
Division 4—General
131A
Extended application of Division 1A
(1) This section applies if, in response to a
disclosure requirement, a person claims that they are not compellable to answer
any question or produce any document that would disclose the identity of the
informant (within the meaning of section 126H) or enable that identity to
be ascertained.
(1A) A party that seeks disclosure pursuant to a
disclosure requirement may apply to the court for an order, under section 126H,
that subsection 126H(1) does not apply in relation to the information or
document.
(2) In this section, disclosure
requirement means a court process or court order that requires the
disclosure of information or a document and includes the following:
(a) a summons or subpoena to produce
documents or give evidence;
(b) pre‑trial discovery;
(c) non‑party discovery;
(d) interrogatories;
(e) a notice to produce;
(f) a request to produce a document
under Division 1 of Part 4.6.
131B
Extended application of Division 1A etc. to all proceedings for
Commonwealth offences
In addition to their application under
section 4 to all proceedings in a federal court or an ACT court, Division 1A
and section 131A apply to all proceedings in any other Australian court
for an offence against a law of the Commonwealth, including proceedings that:
(a) relate to bail; or
(b) are interlocutory proceedings or
proceedings of a similar kind; or
(c) are heard in chambers; or
(d) relate to sentencing.
132
Court to inform of rights to make applications and objections
If it appears to the court that a
witness or a party may have grounds for making an application or objection
under a provision of this Part, the court must satisfy itself (if there is a
jury, in the absence of the jury) that the witness or party is aware of the
effect of that provision.
133
Court may inspect etc. documents
If a question arises under this Part in
relation to a document, the court may order that the document be produced to it
and may inspect the document for the purpose of determining the question.
134 Inadmissibility
of evidence that must not be adduced or given
Evidence that, because of this Part,
must not be adduced or given in a proceeding is not admissible in the
proceeding.
Part 3.11—Discretionary and mandatory exclusions
135
General discretion to exclude evidence
The court may refuse to admit evidence
if its probative value is substantially outweighed by the danger that the
evidence might:
(a) be unfairly prejudicial to a
party; or
(b) be misleading or confusing; or
(c) cause or result in undue waste of
time.
136
General discretion to limit use of evidence
The court may limit the use to be made
of evidence if there is a danger that a particular use of the evidence might:
(a) be unfairly prejudicial to a
party; or
(b) be misleading or confusing.
137
Exclusion of prejudicial evidence in criminal proceedings
In a criminal proceeding, the court must
refuse to admit evidence adduced by the prosecutor if its probative value is
outweighed by the danger of unfair prejudice to the defendant.
138
Discretion to exclude improperly or illegally obtained evidence
(1) Evidence that was obtained:
(a) improperly or in contravention of
an Australian law; or
(b) in consequence of an impropriety
or of a contravention of an Australian law;
is not to be admitted unless the desirability of admitting
the evidence outweighs the undesirability of admitting evidence that has been
obtained in the way in which the evidence was obtained.
(2) Without limiting subsection (1),
evidence of an admission that was made during or in consequence of questioning,
and evidence obtained in consequence of the admission, is taken to have been
obtained improperly if the person conducting the questioning:
(a) did, or omitted to do, an act in
the course of the questioning even though he or she knew or ought reasonably to
have known that the act or omission was likely to impair substantially the
ability of the person being questioned to respond rationally to the
questioning; or
(b) made a false statement in the
course of the questioning even though he or she knew or ought reasonably to
have known that the statement was false and that making the false statement was
likely to cause the person who was being questioned to make an admission.
(3) Without limiting the matters that the
court may take into account under subsection (1), it is to take into
account:
(a) the probative value of the
evidence; and
(b) the importance of the evidence in
the proceeding; and
(c) the nature of the relevant
offence, cause of action or defence and the nature of the subject‑matter of the
proceeding; and
(d) the gravity of the impropriety or
contravention; and
(e) whether the impropriety or
contravention was deliberate or reckless; and
(f) whether the impropriety or
contravention was contrary to or inconsistent with a right of a person
recognised by the International Covenant on Civil and Political Rights; and
(g) whether any other proceeding
(whether or not in a court) has been or is likely to be taken in relation to
the impropriety or contravention; and
(h) the difficulty (if any) of
obtaining the evidence without impropriety or contravention of an Australian
law.
Note: The International Covenant on Civil and
Political Rights is set out in Schedule 2 to the Australian Human
Rights Commission Act 1986.
139
Cautioning of persons
(1) For the purposes of paragraph 138(1)(a),
evidence of a statement made or an act done by a person during questioning is
taken to have been obtained improperly if:
(a) the person was under arrest for an
offence at the time; and
(b) the questioning was conducted by
an investigating official who was at the time empowered, because of the office
that he or she held, to arrest the person; and
(c) before starting the questioning
the investigating official did not caution the person that the person does not
have to say or do anything but that anything the person does say or do may be
used in evidence.
(2) For the purposes of paragraph 138(1)(a),
evidence of a statement made or an act done by a person during questioning is taken
to have been obtained improperly if:
(a) the questioning was conducted by
an investigating official who did not have the power to arrest the person; and
(b) the statement was made, or the act
was done, after the investigating official formed a belief that there was
sufficient evidence to establish that the person has committed an offence; and
(c) the investigating official did
not, before the statement was made or the act was done, caution the person that
the person does not have to say or do anything but that anything the person
does say or do may be used in evidence.
(3) The caution must be given in, or
translated into, a language in which the person is able to communicate with
reasonable fluency, but need not be given in writing unless the person cannot
hear adequately.
(4) Subsections (1), (2) and (3) do not
apply so far as any Australian law requires the person to answer questions put
by, or do things required by, the investigating official.
(5) A reference in subsection (1) to a
person who is under arrest includes a reference to a person who is in the
company of an investigating official for the purpose of being questioned, if:
(a) the official believes that there
is sufficient evidence to establish that the person has committed an offence that
is to be the subject of the questioning; or
(b) the official would not allow the
person to leave if the person wished to do so; or
(c) the official has given the person
reasonable grounds for believing that the person would not be allowed to leave
if he or she wished to do so.
(6) A person
is not treated as being under arrest only because of subsection (5) if:
(a) the official is performing
functions in relation to persons or goods entering or leaving Australia and the
official does not believe the person has committed an offence against a law of
the Commonwealth; or
(b) the official is exercising a power
under an Australian law to detain and search the person or to require the
person to provide information or to answer questions.
Chapter 4—Proof
INTRODUCTORY NOTE
Outline of this Chapter
This
Chapter is about the proof of matters in a proceeding.
Part 4.1 is about the standard of proof in civil
proceedings and in criminal proceedings.
Part 4.2
is about matters that do not require proof in a proceeding.
Part 4.3
makes easier the proof of the matters dealt with in that Part.
Part 4.4
is about requirements that evidence be corroborated.
Part 4.5 requires judges to warn juries about the
potential unreliability of certain kinds of evidence.
Part 4.6
sets out procedures for proving certain other matters.
Part 4.1—Standard of proof
140
Civil proceedings: standard of proof
(1) In a civil proceeding, the court must
find the case of a party proved if it is satisfied that the case has been
proved on the balance of probabilities.
(2) Without limiting the matters that the
court may take into account in deciding whether it is so satisfied, it is to
take into account:
(a) the nature of the cause of action
or defence; and
(b) the nature of the subject‑matter
of the proceeding; and
(c) the gravity of the matters
alleged.
141
Criminal proceedings: standard of proof
(1) In a criminal proceeding, the court is
not to find the case of the prosecution proved unless it is satisfied that it
has been proved beyond reasonable doubt.
(2) In a criminal proceeding, the court is to
find the case of a defendant proved if it is satisfied that the case has been
proved on the balance of probabilities.
142
Admissibility of evidence: standard of proof
(1) Except as otherwise provided by this Act,
in any proceeding the court is to find that the facts necessary for deciding:
(a) a question whether evidence should
be admitted or not admitted, whether in the exercise of a discretion or not; or
(b) any other question arising under
this Act;
have been proved if it is satisfied that they have been
proved on the balance of probabilities.
(2) In determining whether it is so
satisfied, the matters that the court must take into account include:
(a) the importance of the evidence in
the proceeding; and
(b) the gravity of the matters alleged
in relation to the question.
Part 4.2—Judicial notice
143
Matters of law
(1) Proof is not required about the
provisions and coming into operation (in whole or in part) of:
(a) an Act, a State Act, an Act or
Ordinance of a Territory or an Imperial Act in force in Australia; or
(b) a regulation, rule or by‑law made,
or purporting to be made, under such an Act or Ordinance; or
(c) a Proclamation or order of the
Governor‑General, the Governor of a State or the Administrator or Executive of
a Territory made, or purporting to be made, under such an Act or Ordinance; or
(d) an instrument of a legislative
character (for example, a rule of court) made, or purporting to be made, under
such an Act or Ordinance, being an instrument that is required by or under a
law to be published, or the making of which is required by or under a law to be
notified, in any government or official gazette (by whatever name called).
(2) A judge may inform himself or herself
about those matters in any way that the judge thinks fit.
(3) A reference in this section to an Act,
being an Act of an Australian Parliament, includes a reference to a private Act
passed by that Parliament.
Note: Section 5 extends the operation of this
provision to proceedings in all Australian courts.
144
Matters of common knowledge
(1) Proof is not required about knowledge
that is not reasonably open to question and is:
(a) common knowledge in the locality
in which the proceeding is being held or generally; or
(b) capable of verification by
reference to a document the authority of which cannot reasonably be questioned.
(2) The judge may acquire knowledge of that
kind in any way the judge thinks fit.
(3) The court (including, if there is a jury,
the jury) is to take knowledge of that kind into account.
(4) The judge is to give a party such
opportunity to make submissions, and to refer to relevant information, relating
to the acquiring or taking into account of knowledge of that kind as is
necessary to ensure that the party is not unfairly prejudiced.
145
Certain Crown certificates
This Part does not exclude the
application of the principles and rules of the common law and of equity
relating to the effect of a certificate given by or on behalf of the Crown with
respect to a matter of international affairs.
Part 4.3—Facilitation of proof
Division 1—General
146
Evidence produced by processes, machines and other devices
(1) This section applies to a document or
thing:
(a) that is produced wholly or partly
by a device or process; and
(b) that is tendered by a party who
asserts that, in producing the document or thing, the device or process has
produced a particular outcome.
(2) If it is reasonably open to find that the
device or process is one that, or is of a kind that, if properly used,
ordinarily produces that outcome, it is presumed (unless evidence sufficient to
raise doubt about the presumption is adduced) that, in producing the document
or thing on the occasion in question, the device or process produced that
outcome.
Note:
Example: It would not be
necessary to call evidence to prove that a photocopier normally produced
complete copies of documents and that it was working properly when it was used
to photocopy a particular document.
147
Documents produced by processes, machines and other devices in the course of
business
(1) This section applies to a document:
(a) that is produced wholly or partly
by a device or process; and
(b) that is tendered by a party who
asserts that, in producing the document, the device or process has produced a
particular outcome.
(2) If:
(a) the document is, or was at the
time it was produced, part of the records of, or kept for the purposes of, a
business (whether or not the business is still in existence); and
(b) the device or process is or was at
that time used for the purposes of the business;
it is presumed (unless evidence sufficient to raise doubt
about the presumption is adduced) that, in producing the document on the
occasion in question, the device or process produced that outcome.
(3) Subsection (2) does not apply to the
contents of a document that was produced:
(a) for the purpose of conducting, or
for or in contemplation of or in connection with, an Australian or overseas proceeding;
or
(b) in connection with an
investigation relating or leading to a criminal proceeding.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
148
Evidence of certain acts of justices, lawyers and notaries public
It is presumed, unless the contrary is
proved, that a document was attested or verified by, or signed or acknowledged
before, a justice of the peace, Australian lawyer or notary public, if:
(a) an Australian law requires,
authorises or permits it to be attested, verified, signed or acknowledged by a
justice of the peace, an Australian lawyer or a notary public, as the case may
be; and
(b) it purports to have been so
attested, verified, signed or acknowledged.
149
Attestation of documents
It is not necessary to adduce the
evidence of an attesting witness to a document (not being a testamentary
document) to prove that the document was signed or attested as it purports to
have been signed or attested.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
150
Seals and signatures
(1) If the imprint of a seal appears on a
document and purports to be the imprint of:
(a) a Royal Great Seal; or
(b) the Great Seal of Australia; or
(c) another seal of the Commonwealth;
or
(d) a seal of a State, a Territory or
a foreign country; or
(e) the seal of a body (including a
court or a tribunal), or a body corporate, established by a law of the Commonwealth,
a Territory or a foreign country; or
(f) the
seal of a court or tribunal established by a law of a State;
it is presumed, unless the contrary is proved, that the
imprint is the imprint of that seal, and the document was duly sealed as it
purports to have been sealed.
Note: This subsection differs from subsection 150(1)
of the NSW Act.
(2) If the imprint of a seal appears on a
document and purports to be the imprint of the seal of an office holder, it is
presumed, unless the contrary is proved, that:
(a) the imprint is the imprint of that
seal; and
(b) the document was duly sealed by
the office holder acting in his or her official capacity; and
(c) the office holder held the
relevant office when the document was sealed.
(3) If a document purports to have been
signed by an office holder in his or her official capacity, it is presumed,
unless the contrary is proved, that:
(a) the document was signed by the
office holder acting in that capacity; and
(b) the office holder held the
relevant office when the document was signed.
(4) In this section:
office holder means:
(a) the Sovereign; or
(b) the Governor‑General; or
(c) the Governor of a State; or
(d) the Administrator of a Territory;
or
(e) a person holding any other office
under an Australian law or a law of a foreign country.
(5) This
section extends to documents sealed, and documents signed, before the
commencement of this section.
Note 1: Section 5 extends the application of this
section to proceedings in all Australian courts.
Note 2: Australian law is defined in the
Dictionary.
151
Seals of bodies established under State law
(1) If the imprint of a seal appears on a
document and purports to be the imprint of the seal of a body (other than a
court or a tribunal), or a body corporate, established by Royal Charter or a
law of a State, it is presumed, unless the contrary is proved, that:
(a) the imprint is the imprint of that
seal; and
(b) the document was duly sealed as it
purports to have been sealed.
(2) This section extends to documents sealed
before the commencement of this section.
Note: The NSW Act has no equivalent provision for
section 151.
152
Documents produced from proper custody
If a document that is or purports to be
more than 20 years old is produced from proper custody, it is presumed, unless
the contrary is proved, that:
(a) the document is the document that
it purports to be; and
(b) if it purports to have been
executed or attested by a person—it was duly executed or attested by that
person.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
Division 2—Matters of official record
153
Gazettes and other official documents
(1) It is presumed, unless the contrary is
proved, that a document purporting:
(a) to be any government or official
gazette (by whatever name called) of the Commonwealth, a State, a Territory or
a foreign country; or
(b) to have been printed by the
Government Printer or by the government or official printer of a State or
Territory; or
(c) to have been printed by authority
of the government or administration of the Commonwealth, a State, a Territory
or a foreign country;
is what it purports to be and was published on the day on
which it purports to have been published.
(2) If:
(a) there is produced to a court:
(i) a copy of any
government or official gazette (by whatever name called) of the Commonwealth, a
State, a Territory or a foreign country; or
(ii) a document that
purports to have been printed by the Government Printer or by the government or
official printer of a State or Territory; or
(iii) a document that
purports to have been printed by authority of the government or administration
of the Commonwealth, a State, a Territory or a foreign country; and
(b) the doing of an act:
(i) by the Governor‑General
or by the Governor of a State or the Administrator of a Territory; or
(ii) by a person authorised
or empowered to do the act by an Australian law or a law of a foreign country;
is notified or published in the
copy or document;
it is presumed, unless the
contrary is proved, that the act was duly done and, if the day on which the act
was done appears in the copy or document, it was done on that day.
Note: Section 5 extends the operation of this
provision to proceedings in all Australian courts.
154
Documents published by authority of Parliaments etc.
It is presumed, unless the contrary is
proved, that a document purporting to have been printed by authority of an
Australian Parliament, a House of an Australian Parliament, a committee of such
a House or a committee of an Australian Parliament:
(a) is what it purports to be; and
(b) was published on the day on which
it purports to have been published.
Note 2: Section 5 extends the application of this
section to proceedings in all Australian courts.
155
Evidence of official records
(1) Evidence of a Commonwealth record or of a
public record of a State or Territory may be adduced by producing a document
that:
(a) purports to be such a record and
to be signed or sealed by:
(i) a Minister, or a
Minister of the State or Territory, as the case requires; or
(ii) a person who might
reasonably be supposed to have custody of the record; or
(b) purports to be a copy of or
extract from the record that is certified to be a true copy or extract by:
(i) a Minister, or a
Minister of the State or Territory, as the case requires; or
(ii) a person who might
reasonably be supposed to have custody of the record.
(2) If such a document is produced, it is
presumed, unless evidence that is sufficient to raise doubt about the
presumption is adduced, that:
(a) the document is the record, copy
or extract that it purports to be; and
(b) the Minister, Minister of the
State or Territory or person:
(i) signed or sealed the
record; or
(ii) certified the copy or
extract as a true copy or extract;
as the case requires.
Note 1: Subsection 155(1) differs from subsection 155(1)
of the NSW Act. The NSW provision refers to evidence of a public document
of a State or Territory rather than evidence of a public record
of a State or Territory.
Note 2: Section 5 extends the application of this
section to proceedings in all Australian courts.
155A
Evidence of Commonwealth documents
(1) Evidence of a Commonwealth document may
be adduced by producing a document that purports to be, or to be a copy of or
extract from, the Commonwealth document that is certified to be the
Commonwealth document, or to be a true copy or extract, as the case may be, by:
(a) a Minister; or
(b) a person who might reasonably be
supposed to have custody of the Commonwealth document.
(2) If such a document is produced, it is
presumed, unless evidence that is sufficient to raise doubt about the
presumption is adduced, that:
(a) the document is the Commonwealth
document, or the copy of or extract from the Commonwealth document, that it
purports to be; and
(b) the Minister or person certified
the document as being the Commonwealth document or a true copy or extract, as
the case requires.
Note 1: The NSW Act has no equivalent provision for
section 155A.
Note 2: Section 5 extends the application of this
section to proceedings in all Australian courts.
156
Public documents
(1) A document that purports to be a copy of,
or an extract from or summary of, a public document and to have been:
(a) sealed with the seal of a person
who, or a body that, might reasonably be supposed to have the custody of the
public document; or
(b) certified as such a copy, extract
or summary by a person who might reasonably be supposed to have custody of the
public document;
is presumed, unless the contrary is proved, to be a copy
of the public document, or an extract from or summary of the public document.
(2) If an officer entrusted with the custody
of a public document is required by a court to produce the public document, it
is sufficient compliance with the requirement for the officer to produce a copy
of, or extract from, the public document if it purports to be signed and
certified by the officer as a true copy or extract.
(3) It is sufficient production of a copy or
extract for the purposes of subsection (2) if the officer sends it by
prepaid post, or causes it to be delivered, to:
(a) the proper officer of the court in
which it is to be produced; or
(b) the person before whom it is to be
produced.
(4) The court before which a copy or extract
is produced under subsection (2) may direct the officer to produce the
original public document.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records.
157
Public documents relating to court processes
Evidence of a public document that is a
judgment, act or other process of an Australian court or a foreign court, or
that is a document lodged with an Australian court or a foreign court, may be
adduced by producing a document that purports to be a copy of the public
document and that:
(a) is proved to be an examined copy;
or
(b) purports to be sealed with the
seal of that court; or
(c) purports
to be signed by a judge, magistrate, registrar or other proper officer of that
court.
Note: Section 5 extends the operation of this
provision to proceedings in all Australian courts.
158
Evidence of certain public documents
(1) If:
(a) a public document, or a certified
copy of a public document, of a State or Territory is admissible for a purpose
in that State or Territory under the law of that State or Territory; and
(b) it purports to be sealed, or
signed and sealed, or signed alone, as directed by the law of that State or
Territory;
it is admissible in evidence to the same extent and for
that purpose in all courts:
(c) without proof of:
(i) the seal or signature;
or
(ii) the official character
of the person appearing to have signed it; and
(d) without further proof in every
case in which the original document could have been received in evidence.
(2) A public document of a State or Territory
that is admissible in evidence for any purpose in that State or Territory under
the law of that State or Territory without proof of:
(a) the seal or signature
authenticating the document; or
(b) the judicial or official character
of the person appearing to have signed the document;
is admissible in evidence to the same extent and for any
purpose in all courts without such proof.
(3) This section only applies to documents that
are public records of a State or Territory.
Note 2: Section 5 extends the operation of this
provision to proceedings in all Australian courts.
159
Official statistics
A document that purports:
(a) to be published by the Australian
Statistician; and
(b) to
contain statistics or abstracts compiled and analysed by the Australian
Statistician under the Census and Statistics Act 1905;
is evidence that those
statistics or abstracts were compiled and analysed by the Australian
Statistician under that Act.
Note: Section 5
extends the application of this section to proceedings in all Australian
courts.
Division 3—Matters relating to post and communications
160
Postal articles
(1) It is presumed (unless evidence
sufficient to raise doubt about the presumption is adduced) that a postal
article sent by prepaid post addressed to a person at a specified address in
Australia or in an external Territory was received at that address on the
fourth working day after having been posted.
(2) This section does not apply if:
(a) the proceeding relates to a
contract; and
(b) all the parties to the proceeding
are parties to the contract; and
(c) subsection (1) is
inconsistent with a term of the contract.
(3) In this section:
working day means a day that is not:
(a) a Saturday or a Sunday; or
(b) a public holiday or a bank holiday
in the place to which the postal article was addressed.
Note: Section 182 gives this section a wider
application in relation to postal articles sent by a Commonwealth agency.
161
Electronic communications
(1) If a document purports to contain a
record of an electronic communication other than one referred to in section 162,
it is presumed (unless evidence sufficient to raise doubt about the presumption
is adduced) that the communication:
(a) was sent or made in the form of
electronic communication that appears from the document to have been the form
by which it was sent or made; and
(b) was sent or made by or on behalf
of the person by or on whose behalf it appears from the document to have been
sent or made; and
(c) was sent or made on the day on
which, at the time at which and from the place from which it appears from the
document to have been sent or made; and
(d) was received at the destination to
which it appears from the document to have been sent; and
(e) if it appears from the document
that the sending of the communication concluded at a particular time—was
received at that destination at that time.
(2) A provision of subsection (1) does
not apply if:
(a) the proceeding relates to a
contract; and
(b) all the parties to the proceeding
are parties to the contract; and
(c) the provision is inconsistent with
a term of the contract.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records.
162 Lettergrams
and telegrams
(1) If a document purports to contain a
record of a message transmitted by means of a lettergram or telegram, it is
presumed (unless evidence sufficient to raise doubt about the presumption is
adduced) that the message was received by the person to whom it was addressed
24 hours after the message was delivered to a post office for transmission as a
lettergram or telegram.
(2) This section does not apply if:
(a) the proceeding relates to a
contract; and
(b) all the parties to the proceeding
are parties to the contract; and
(c) subsection (1) is
inconsistent with a term of the contract.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records.
163
Proof of letters having been sent by Commonwealth agencies
(1) A letter from a Commonwealth agency
addressed to a person at a specified address is presumed (unless evidence
sufficient to raise doubt about the presumption is adduced) to have been sent
by prepaid post to that address on the fifth business day after the date (if
any) that, because of its placement on the letter or otherwise, purports to be
the date on which the letter was prepared.
(2) In this
section:
business day means a day that is not:
(a) a Saturday or a Sunday; or
(b) a public holiday or bank holiday
in the place in which the letter was prepared.
letter means any form of written
communication that is directed to a particular person or address, and includes:
(a) any standard postal article within
the meaning of the Australian Postal Corporation Act 1989; and
(b) any envelope, packet, parcel,
container or wrapper containing such a communication; and
(c) any unenclosed written
communication that is directed to a particular person or address.
Note 1: The NSW Act has no equivalent provision for
section 163.
Note 2: Section 5 extends the operation of this
section to proceedings in all Australian courts.
Part 4.4—Corroboration
164 Corroboration requirements abolished
(1) It is not necessary that evidence on
which a party relies be corroborated.
(2) Subsection (1) does not affect the
operation of a rule of law that requires corroboration with respect to the
offence of perjury or a similar or related offence.
(3) Despite any rule, whether of law or
practice, to the contrary, but subject to the other provisions of this Act, if
there is a jury, it is not necessary that the judge:
(a) warn the jury that it is dangerous
to act on uncorroborated evidence or give a warning to the same or similar
effect; or
(b) give a direction relating to the
absence of corroboration.
Part 4.5—Warnings and information
165
Unreliable evidence
(1) This section applies to evidence of a
kind that may be unreliable, including the following kinds of evidence:
(a) evidence in relation to which Part 3.2
(hearsay evidence) or 3.4 (admissions) applies;
(b) identification evidence;
(c) evidence the reliability of which
may be affected by age, ill health (whether physical or mental), injury or the
like;
(d) evidence given in a criminal
proceeding by a witness, being a witness who might reasonably be supposed to
have been criminally concerned in the events giving rise to the proceeding;
(e) evidence given in a criminal
proceeding by a witness who is a prison informer;
(f) oral evidence of questioning by
an investigating official of a defendant that is questioning recorded in
writing that has not been signed, or otherwise acknowledged in writing, by the
defendant;
(g) in a proceeding against the estate
of a deceased person—evidence adduced by or on behalf of a person seeking
relief in the proceeding that is evidence about a matter about which the
deceased person could have given evidence if he or she were alive.
(2) If there is a jury and a party so
requests, the judge is to:
(a) warn the jury that the evidence
may be unreliable; and
(b) inform the jury of matters that
may cause it to be unreliable; and
(c) warn the jury of the need for
caution in determining whether to accept the evidence and the weight to be
given to it.
(3) The judge need not comply with subsection (2)
if there are good reasons for not doing so.
(4) It is not
necessary that a particular form of words be used in giving the warning or
information.
(5) This section does not affect any other
power of the judge to give a warning to, or to inform, the jury.
(6) Subsection (2) does not permit a
judge to warn or inform a jury in proceedings before it in which a child gives
evidence that the reliability of the child’s evidence may be affected by the
age of the child. Any such warning or information may be given only in
accordance with subsections 165A(2) and (3).
165A
Warnings in relation to children’s evidence
(1) A judge in any proceeding in which
evidence is given by a child before a jury must not do any of the following:
(a) warn the jury, or suggest to the
jury, that children as a class are unreliable witnesses;
(b) warn the jury, or suggest to the
jury, that the evidence of children as a class is inherently less credible or
reliable, or requires more careful scrutiny, than the evidence of adults;
(c) give a warning, or suggestion to
the jury, about the unreliability of the particular child’s evidence solely on
account of the age of the child;
(d) in the case of a criminal
proceeding—give a general warning to the jury of the danger of convicting on
the uncorroborated evidence of a witness who is a child.
(2) Subsection (1) does not prevent the
judge, at the request of a party, from:
(a) informing the jury that the
evidence of the particular child may be unreliable and the reasons why it may
be unreliable; and
(b) warning or informing the jury of
the need for caution in determining whether to accept the evidence of the
particular child and the weight to be given to it;
if the party has satisfied the court that there are
circumstances (other than solely the age of the child) particular to the child
that affect the reliability of the child’s evidence and that warrant the giving
of a warning or the information.
(3) This section does not affect any other
power of a judge to give a warning to, or to inform, the jury.
165B
Delay in prosecution
(1) This section applies in a criminal
proceeding in which there is a jury.
(2) If the court, on application by the
defendant, is satisfied that the defendant has suffered a significant forensic
disadvantage because of the consequences of delay, the court must inform the
jury of the nature of that disadvantage and the need to take that disadvantage
into account when considering the evidence.
(3) The judge need not comply with subsection (2)
if there are good reasons for not doing so.
(4) It is not necessary that a particular
form of words be used in informing the jury of the nature of the significant
forensic disadvantage suffered and the need to take that disadvantage into
account, but the judge must not in any way suggest to the jury that it would be
dangerous or unsafe to convict the defendant solely because of the delay or the
forensic disadvantage suffered because of the consequences of the delay.
(5) The judge must not warn or inform the
jury about any forensic disadvantage the defendant may have suffered because of
delay except in accordance with this section, but this section does not affect
any other power of the judge to give any warning to, or to inform, the jury.
(6) For the purposes of this section:
(a) delay includes delay between the
alleged offence and its being reported; and
(b) significant forensic disadvantage
is not to be regarded as being established by the mere existence of a delay.
Part 4.6—Ancillary provisions
Division 1—Requests to produce documents or call witnesses
Note: Section 182 gives this Division a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
166
Definition of request
In this Division:
request means a request that a party (the requesting
party) makes to another party to do one or more of the following:
(a) to produce to the requesting party
the whole or a part of a specified document or thing;
(b) to permit the requesting party,
adequately and in an appropriate way, to examine, test or copy the whole or a
part of a specified document or thing;
(c) to call as a witness a specified
person believed to be concerned in production or maintenance of a specified
document or thing;
(d) to call as a witness a specified
person in whose possession or under whose control a specified document or thing
is believed to be or to have been at any time;
(e) in relation to a document of the
kind referred to in paragraph (b) or (c) of the definition of document
in the Dictionary—to permit the requesting party, adequately and in an
appropriate way, to examine and test the document and the way in which it was
produced and has been kept;
(f) in relation to evidence of a
previous representation—to call as a witness the person who made the previous
representation;
(g) in relation to evidence that a
person has been convicted of an offence, being evidence to which subsection
92(2) applies—to call as a witness a person who gave evidence in the proceeding
in which the person was so convicted.
167 Requests
may be made about certain matters
A party may make a reasonable request to
another party for the purpose of determining a question that relates to:
(a) a previous representation; or
(b) evidence of a conviction of a
person for an offence; or
(c) the authenticity, identity or
admissibility of a document or thing.
168
Time limits for making certain requests
(1) If a party has given to another party
written notice of its intention to adduce evidence of a previous
representation, the other party may only make a request to the party relating
to the representation if the request is made within 21 days after the notice
was given.
(2) Despite subsection (1), the court
may give the other party leave to make a request relating to the representation
after the end of that 21 day period if it is satisfied that there is good
reason to do so.
(3) If a party has given to another party
written notice of its intention to adduce evidence of a person’s conviction of
an offence in order to prove a fact in issue, the other party may only make a
request relating to evidence of the conviction if the request is made within 21
days after the notice is given.
(4) Despite subsection (3), the court
may give the other party leave to make a request relating to evidence of the
conviction after the end of that 21 day period if it is satisfied that there is
good reason to do so.
(5) If a party has served on another party a
copy of a document that it intends to tender in evidence, the other party may
only make a request relating to the document if the request is made within 21 days
after service of the copy.
(6) If the copy of the document served under subsection (5)
is accompanied by, or has endorsed on it, a notice stating that the document is
to be tendered to prove the contents of another document, the other party may
only make a request relating to the other document if the request is made
within 21 days after service of the copy.
(7) Despite subsections (5) and (6), the
court may give the other party leave to make a request relating to the
document, or other document, after the end of the 21 day period if it is
satisfied that there is good reason to do so.
169
Failure or refusal to comply with requests
(1) If the party has, without reasonable
cause, failed or refused to comply with a request, the court may, on
application, make one or more of the following orders:
(a) an order directing the party to
comply with the request;
(b) an order that the party produce a
specified document or thing, or call as a witness a specified person, as
mentioned in section 166;
(c) an order that the evidence in
relation to which the request was made is not to be admitted in evidence;
(d) such order with respect to
adjournment or costs as is just.
(2) If the party had, within a reasonable
time after receiving the request, informed the other party that it refuses to
comply with the request, any application under subsection (1) by the other
party must be made within a reasonable time after being so informed.
(3) The court may, on application, direct
that evidence in relation to which a request was made is not to be admitted in
evidence if an order made by it under paragraph (1)(a) or (b) is not
complied with.
(4) Without limiting the circumstances that
may constitute reasonable cause for a party to fail to comply with a request,
it is reasonable cause to fail to comply with a request if:
(a) the document or thing to be
produced is not available to the party; or
(b) the existence and contents of the
document are not in issue in the proceeding in which evidence of the document
is proposed to be adduced; or
(c) the person to be called as a
witness is not available.
(5) Without
limiting the matters that the court may take into account in relation to the
exercise of a power under subsection (1), it is to take into account:
(a) the importance in the proceeding
of the evidence in relation to which the request was made; and
(b) whether there is likely to be a
dispute about the matter to which the evidence relates; and
(c) whether there is a reasonable
doubt as to the authenticity or accuracy of the evidence that is, or the
document the contents of which are, sought to be proved; and
(d) whether there is a reasonable
doubt as to the authenticity of the document or thing that is sought to be tendered;
and
(e) if the request relates to evidence
of a previous representation— whether there is a reasonable doubt as to the
accuracy of the representation or of the evidence on which it was based; and
(f) in the case of a request referred
to in paragraph (g) of the definition of request in section 166—whether
another person is available to give evidence about the conviction or the facts
that were in issue in the proceeding in which the conviction was obtained; and
(g) whether compliance with the request
would involve undue expense or delay or would not be reasonably practicable;
and
(h) the nature of the proceeding.
Note: Clause 5 of Part 2 of the Dictionary
is about the availability of documents and things, and clause 4 of Part 2
of the Dictionary is about the availability of persons.
Division 2—Proof of certain matters by affidavits or written statements
Note: Section 182 gives this Division a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
170
Evidence relating to certain matters
(1) Evidence of a
fact that is, because of a provision of this Act referred to in the Table, to
be proved in relation to a document or thing may be given by a person permitted
under section 171 to give such evidence.
|
TABLE
|
|
Provisions of this Act
|
Subject matter
|
|
Section 48
|
Proof of contents of documents
|
|
Sections 63, 64 and 65
|
Hearsay exceptions for first‑hand hearsay
|
|
Section 69
|
Hearsay exception for business records
|
|
Section 70
|
Hearsay exception for tags, labels and other writing
|
|
Section 71
|
Hearsay exception for telecommunications
|
|
The provisions of Part 4.3
|
Facilitation of proof
|
|
Section 182
|
Commonwealth records
|
Note: The table differs from the table in subsection
170(1) of the NSW Act because that Act has no equivalent to section 182 of
this Act.
(2) Evidence may be given by affidavit or, if
the evidence relates to a public document, by a written statement.
171
Persons who may give such evidence
(1) Such
evidence may be given by:
(a) a person who, at the relevant time
or afterwards, had a position of responsibility in relation to making or
keeping the document or thing; or
(b) except in the case of evidence of
a fact that is to be proved in relation to a document or thing because of
section 63, 64 or 65—an authorised person.
(2) Despite paragraph (1)(b), evidence
must not be given under this section by an authorised person who, at the
relevant time or afterwards, did not have a position of responsibility in
relation to making or keeping the document or thing unless it appears to the
court that:
(a) it is not reasonably practicable
for the evidence to be given by a person who had, at the relevant time or
afterwards, a position of responsibility in relation to making or keeping the
document or thing; or
(b) having regard to all the
circumstances of the case, undue expense would be caused by calling such a
person as a witness.
(3) In this section:
authorised person means:
(a) if the evidence is given at a
place outside Australia:
(i) an Australian
Diplomatic Officer, or an Australian Consular Officer, within the meaning of
the Consular Fees Act 1955, exercising his or her function in that
place; or
(ii) an employee of the
Commonwealth, authorised under paragraph 3(c) of the Consular Fees Act 1955,
exercising his or her function in that place; or
(iii) an employee of the
Australian Trade Commission, authorised under paragraph 3(d) of the Consular
Fees Act 1955, exercising his or her function in that place; or
(b) an AFP employee (within the
meaning of the Australian Federal Police Act 1979); or
(c) a special member of the Australian
Federal Police (within the meaning of the Australian Federal Police Act 1979);
or
(d) a person authorised by the
Attorney‑General for the purposes of this section.
Note: Subsection 169(3) of the NSW Act differs from subsection (3).
172
Evidence based on knowledge, belief or information
(1) Despite Chapter 3, the evidence may
include evidence based on the knowledge and belief of the person who gives it,
or on information that that person has.
(2) An affidavit or statement that includes
evidence based on knowledge, information or belief must set out the source of
the knowledge or information or the basis of the belief.
173
Notification of other parties
(1) A copy of the affidavit or statement must
be served on each party a reasonable time before the hearing of the proceeding.
(2) The party who tenders the affidavit or
statement must, if another party so requests, call the deponent or person who
made the statement to give evidence but need not otherwise do so.
Division 3—Foreign law
174
Evidence of foreign law
(1) Evidence of a statute, proclamation,
treaty or act of state of a foreign country may be adduced in a proceeding by
producing:
(a) a book or pamphlet, containing the
statute, proclamation, treaty or act of state, that purports to have been
printed by the government or official printer of the country or by authority of
the government or administration of the country; or
(b) a book or other publication,
containing the statute, proclamation, treaty or act of state, that appears to
the court to be a reliable source of information; or
(c) a book or pamphlet that is or
would be used in the courts of the country to inform the courts about, or to
prove, the statute, proclamation, treaty or act of state; or
(d) a copy of the statute,
proclamation, treaty or act of state that is proved to be an examined copy.
(2) A reference in this section to a statute
of a foreign country includes a reference to a regulation or by‑law of the country.
175
Evidence of law reports of foreign countries
(1) Evidence of the unwritten or common law
of a foreign country may be adduced by producing a book containing reports of
judgments of courts of the country if the book is or would be used in the courts
of the country to inform the courts about the unwritten or common law of the
country.
(2) Evidence of the interpretation of a
statute of a foreign country may be adduced by producing a book containing
reports of judgments of courts of the country if the book is or would be used
in the courts of the country to inform the courts about the interpretation of
the statute.
176
Questions of foreign law to be decided by judge
If, in a
proceeding in which there is a jury, it is necessary to ascertain the law of
another country which is applicable to the facts of the case, any question as
to the effect of the evidence adduced with respect to that law is to be decided
by the judge alone.
Division 4—Procedures for proving other matters
177
Certificates of expert evidence
(1) Evidence of a person’s opinion may be
adduced by tendering a certificate (expert certificate) signed by
the person that:
(a) states the person’s name and
address; and
(b) states that the person has
specialised knowledge based on his or her training, study or experience, as
specified in the certificate; and
(c) sets out an opinion that the
person holds and that is expressed to be wholly or substantially based on that
knowledge.
(2) Subsection (1) does not apply unless
the party seeking to tender the expert certificate has served on each other
party:
(a) a copy of the certificate; and
(b) a written notice stating that the
party proposes to tender the certificate as evidence of the opinion.
(3) Service must be effected not later than:
(a) 21 days before the hearing; or
(b) if, on application by the party
before or after service, the court substitutes a different period—the beginning
of that period.
(4) Service for the purposes of subsection (2)
may be proved by affidavit.
(5) A party on whom the documents referred to
in subsection (2) are served may, by written notice served on the party
proposing to tender the expert certificate, require the party to call the
person who signed the certificate to give evidence.
(6) The expert certificate is not admissible
as evidence if such a requirement is made.
(7) The court may make such order with
respect to costs as it considers just against a party who has, without
reasonable cause, required a party to call a person to give evidence under this
section.
178
Convictions, acquittals and other judicial proceedings
(1) This section applies to the following
facts:
(a) the conviction or acquittal before
or by an applicable court of a person charged with an offence;
(b) the sentencing of a person to any
punishment or pecuniary penalty by an applicable court;
(c) an order by an applicable court;
(d) the pendency or existence at any
time before an applicable court of a civil or criminal proceeding.
(2) Evidence of a fact to which this section
applies may be given by a certificate signed by a judge, a magistrate or a
registrar or other proper officer of the applicable court:
(a) showing the fact, or purporting to
contain particulars, of the record, indictment, conviction, acquittal,
sentence, order or proceeding in question; and
(b) stating the time and place of the
conviction, acquittal, sentence, order or proceeding; and
(c) stating the title of the
applicable court.
(3) A certificate given under this section
showing a conviction, acquittal, sentence or order is also evidence of the
particular offence or matter in respect of which the conviction, acquittal,
sentence or order was had, passed or made, if stated in the certificate.
(4) A certificate given under this section
showing the pendency or existence of a proceeding is also evidence of the
particular nature and occasion, or ground and cause, of the proceeding, if
stated in the certificate.
(5) A certificate given under this section
purporting to contain particulars of a record, indictment, conviction,
acquittal, sentence, order or proceeding is also evidence of the matters stated
in the certificate.
(6) In this
section:
acquittal includes the dismissal of the
charge in question by an applicable court.
applicable court
means an Australian court or a foreign court.
Note: Section 91
excludes evidence of certain judgments and convictions.
179
Proof of identity of convicted persons—affidavits by members of State or
Territory police forces
(1) This section applies if a member of a
police force of a State or Territory:
(a) makes an affidavit in the form
prescribed by the regulations for the purposes of this section; and
(b) states in the affidavit that he or
she is a fingerprint expert for that police force.
(2) For the purpose of proving before a court
the identity of a person alleged to have been convicted in that State or
Territory of an offence, the affidavit is evidence in a proceeding that the
person whose fingerprints are shown on a fingerprint card referred to in the
affidavit and marked for identification:
(a) is the person referred to in a
certificate of conviction, or certified copy of conviction annexed to the
affidavit, as having been convicted of an offence; and
(b) was convicted of that offence; and
(c) was convicted of any other offence
of which he or she is stated in the affidavit to have been convicted.
(3) For the purposes of this section, if a
Territory does not have its own police force, the police force performing the
policing functions of the Territory is taken to be the police force of the
Territory.
180
Proof of identity of convicted persons—affidavits by AFP employees or special
members of the Australian Federal Police
(1) This section applies if an AFP employee
(within the meaning of the Australian Federal Police Act 1979) or a
special member of the Australian Federal Police (within the meaning of that
Act):
(a) makes an affidavit in the form
prescribed by the regulations for the purposes of this section; and
(b) states in the affidavit that he or
she is a fingerprint expert for the Australian Federal Police.
(2) For the purpose of proving before a court
the identity of a person alleged to have been convicted of an offence against a
law of the Commonwealth, the affidavit is evidence in a proceeding that the
person whose fingerprints are shown on a fingerprint card referred to in the
affidavit and marked for identification:
(a) is the person referred to in a
certificate of conviction, or certified copy of conviction annexed to the
affidavit, as having been convicted of an offence; and
(b) was convicted of that offence; and
(c) was convicted of any other offence
of which he or she is stated in the affidavit to have been convicted.
181
Proof of service of statutory notifications, notices, orders and directions
(1) The service, giving or sending under an
Australian law of a written notification, notice, order or direction may be
proved by affidavit of the person who served, gave or sent it.
(2) A person who, for the purposes of a
proceeding, makes an affidavit referred to in this section is not, because of
making the affidavit, excused from attending for cross‑examination if required
to do so by a party to the proceeding.
Chapter 5—Miscellaneous
182
Application of certain sections in relation to Commonwealth records, postal
articles sent by Commonwealth agencies and certain Commonwealth documents
(1) Subject to this section, the provisions
of this Act referred to in the following Table apply in relation to documents
that:
(a) are, or form part of, Commonwealth
records; or
(b) at the time they were produced
were, or formed part of, Commonwealth records;
as if those sections applied
to the extent provided for in section 5.
|
TABLE
|
|
Provisions of this Act
|
Subject matter
|
|
Sections 47, 48, 49 and 51
|
Documentary evidence
|
|
Section 69
|
Hearsay exception for business records
|
|
Subsection 70(1)
|
Hearsay exception for tags, labels and other writing
|
|
Section 71
|
Hearsay exception for electronic communications
|
|
Section 147
|
Documents produced by processes, machines etc. in the
course of business
|
|
Section 149
|
Attestation of documents
|
|
Section 152
|
Documents produced from proper custody
|
|
Section 156
|
Public documents
|
|
Sections 161 and 162
|
Electronic communications, lettergrams and telegrams
|
|
Division 1 of Part 4.6
|
Requests to produce documents or call witnesses
|
|
Division 2 of Part 4.6
|
Proof of certain matters by affidavit or written
statements
|
|
Section 183
|
Inferences about documents etc.
|
(2) For the
purposes of subsection (1), section 69, subsection 70(1) and section 71
apply in relation to proceedings, other than proceedings in a federal court or
(until the day fixed by Proclamation under subsection 4(6)) an ACT court, as if
the references in those sections to the hearsay rule were references to any
rule of law restricting the admissibility or use of hearsay evidence.
(3) Subsection (1) applies to subsection
70(1) only in relation to tags or labels that may reasonably be supposed to
have been attached to objects in the course of carrying on an activity engaged
in by a body, person or organisation referred to in the definition of Commonwealth
record in the Dictionary.
(4) For the purposes of subsection (1)
in relation to the application of subsection 70(1):
(a) the reference in subsection (1)
to documents includes a reference to writing placed on objects; and
(b) the reference in subsection (3)
to tags or labels attached to objects includes a reference to writing placed on
objects.
(4A) Section 160 applies in relation to
postal articles sent by a Commonwealth agency as if that section applied to the
extent provided for in section 5.
(4B) Sections 47, 48, 49, 51, 147, 149 and
152, Divisions 1 and 2 of Part 4.6 and section 183 apply in
relation to a Commonwealth document that:
(a) is in the possession of a Commonwealth
entity; or
(b) has
been destroyed but was, immediately before its destruction, in the possession
of a Commonwealth entity or someone else to whom it had been given by a
Commonwealth entity for destruction;
as if the section or Division applied to the extent
provided for in section 5.
(5) This section does not derogate from the
operation of a law of a State or Territory that enables evidence of a matter
referred to in this section to be given.
Note 1: The NSW Act has no equivalent provision for
section 182.
Note 2: Section 5 extends the operation of this
provision to proceedings in all Australian courts.
183
Inferences
If a question arises about the
application of a provision of this Act in relation to a document or thing, the
court may:
(a) examine the document or thing; and
(b) draw any reasonable inferences
from it as well as from other matters from which inferences may properly be
drawn.
Note: Section 182 gives this section a wider
application in relation to Commonwealth records and certain Commonwealth
documents.
184
Accused may admit matters and give consents
(1) In or before a criminal proceeding, a
defendant may:
(a) admit matters of fact; and
(b) give any consent;
that a party to a civil proceeding may make or give.
(2) A defendant’s admission or consent is not
effective for the purposes of subsection (1) unless:
(a) the defendant has been advised to
do so by his or her Australian legal practitioner or legal counsel; or
(b) the court is satisfied that the
defendant understands the consequences of making the admission or giving the
consent.
185
Faith and credit to be given to documents properly authenticated
All public acts, records and judicial
proceedings of a State or Territory that are proved or authenticated in
accordance with this Act are to be given in every court, and in every public
office in Australia, such faith and credit as they have by law or usage in the
courts and public offices of that State or Territory.
Note: The NSW Act has no equivalent provision for
section 185.
186
Swearing of affidavits before justices of the peace, notaries public and
lawyers
(1) Affidavits for use in:
(a) an Australian court (other than a
court of a Territory) in proceedings involving the exercise of federal
jurisdiction; or
(b) a court of a Territory in
proceedings involving the exercise of jurisdiction conferred by an Act of the
Parliament;
may be sworn before any justice of the peace, notary
public or Australian lawyer without the issue of any commission for taking
affidavits.
(2) In this
section:
proceedings includes proceedings that:
(a) relate to bail; or
(b) are interlocutory proceedings or
proceedings of a similar kind; or
(c) are heard in chambers; or
(d) relate to sentencing.
Note: The NSW Act has no equivalent provision for
section 186.
187
Abolition of the privilege against self‑incrimination for bodies corporate
(1) This section applies if, under a law of
the Commonwealth or the Australian Capital Territory or in a proceeding in a
federal court or an ACT court, a body corporate is required to:
(a) answer a question or give
information; or
(b) produce a document or any other
thing; or
(c) do any other act whatever.
(2) The body corporate is not entitled to
refuse or fail to comply with the requirement on the ground that answering the
question, giving the information, producing the document or other thing or
doing that other act, as the case may be, might tend to incriminate the body or
make the body liable to a penalty.
188
Impounding documents
The court may direct that a document
that has been tendered or produced before the court (whether or not it is
admitted in evidence) is to be impounded and kept in the custody of an officer
of the court or of another person for such period, and subject to such
conditions, as the court thinks fit.
189
The voir dire
(1) If the determination of a question
whether:
(a) evidence should be admitted
(whether in the exercise of a discretion or not); or
(b) evidence can be used against a
person; or
(c) a witness is competent or compellable;
depends on the court finding that a particular fact
exists, the question whether that fact exists is, for the purposes of this
section, a preliminary question.
(2) If there is a jury, a preliminary
question whether:
(a) particular evidence is evidence of
an admission, or evidence to which section 138 applies; or
(b) evidence of an admission, or
evidence to which section 138 applies, should be admitted;
is to be heard and determined in the jury’s absence.
(3) In the hearing of a preliminary question
about whether a defendant’s admission should be admitted into evidence (whether
in the exercise of a discretion or not) in a criminal proceeding, the issue of
the admission’s truth or untruth is to be disregarded unless the issue is
introduced by the defendant.
(4) If there is a jury, the jury is not to be
present at a hearing to decide any other preliminary question unless the court
so orders.
(5) Without limiting the matters that the
court may take into account in deciding whether to make such an order, it is to
take into account:
(a) whether the evidence to be adduced
in the course of that hearing is likely to be prejudicial to the defendant; and
(b) whether the evidence concerned
will be adduced in the course of the hearing to decide the preliminary
question; and
(c) whether the evidence to be adduced
in the course of that hearing would be admitted if adduced at another stage of
the hearing (other than in another hearing to decide a preliminary question or,
in a criminal proceeding, a hearing in relation to sentencing).
(6) Subsection 128(10) does not apply to a
hearing to decide a preliminary question.
(7) In the application of Chapter 3 to a
hearing to determine a preliminary question, the facts in issue are taken to
include the fact to which the hearing relates.
(8) If a jury in a proceeding was not present
at a hearing to determine a preliminary question, evidence is not to be adduced
in the proceeding of evidence given by a witness at the hearing unless:
(a) it is inconsistent with other evidence
given by the witness in the proceeding; or
(b) the witness has died.
190
Waiver of rules of evidence
(1) The court may, if the parties consent, by
order dispense with the application of any one or more of the provisions of:
(a) Division 3, 4 or 5 of Part 2.1;
or
(b) Part 2.2 or 2.3; or
(c) Parts 3.2 to 3.8;
in relation to particular evidence or generally.
Note: Matters related to evidence in child‑related
proceedings (within the meaning of section 69ZM of the Family Law Act
1975) are dealt with by that Act.
(2) In a criminal proceeding, a defendant’s
consent is not effective for the purposes of subsection (1) unless:
(a) the defendant has been advised to
do so by his or her Australian legal practitioner or legal counsel; or
(b) the court is satisfied that the
defendant understands the consequences of giving the consent.
(3) In a civil proceeding, the court may
order that any one or more of the provisions mentioned in subsection (1)
do not apply in relation to evidence if:
(a) the matter to which the evidence
relates is not genuinely in dispute; or
(b) the application of those
provisions would cause or involve unnecessary expense or delay.
(4) Without limiting the matters that the
court may take into account in deciding whether to exercise the power conferred
by subsection (3), it is to take into account:
(a) the importance of the evidence in
the proceeding; and
(b) the nature of the cause of action
or defence and the nature of the subject matter of the proceeding; and
(c) the probative value of the
evidence; and
(d) the powers of the court (if any)
to adjourn the hearing, to make another order or to give a direction in
relation to the evidence.
191
Agreements as to facts
(1) In this section:
agreed fact means a fact that the parties to
a proceeding have agreed is not, for the purposes of the proceeding, to be
disputed.
(2) In a proceeding:
(a) evidence is not required to prove
the existence of an agreed fact; and
(b) evidence may not be adduced to
contradict or qualify an agreed fact;
unless the court gives leave.
(3) Subsection (2) does not apply unless
the agreed fact:
(a) is stated in an agreement in
writing signed by the parties or by Australian legal practitioners, legal
counsel or prosecutors representing the parties and adduced in evidence in the
proceeding; or
(b) with the leave of the court, is
stated by a party before the court with the agreement of all other parties.
192
Leave, permission or direction may be given on terms
(1) If, because of this Act, a court may give
any leave, permission or direction, the leave, permission or direction may be
given on such terms as the court thinks fit.
(2) Without limiting the matters that the
court may take into account in deciding whether to give the leave, permission
or direction, it is to take into account:
(a) the extent to which to do so would
be likely to add unduly to, or to shorten, the length of the hearing; and
(b) the extent to which to do so would
be unfair to a party or to a witness; and
(c) the importance of the evidence in
relation to which the leave, permission or direction is sought; and
(d) the nature of the proceeding; and
(e) the power (if any) of the court to
adjourn the hearing or to make another order or to give a direction in relation
to the evidence.
192A
Advance rulings and findings
Where a question arises in any
proceedings, being a question about:
(a) the admissibility or use of
evidence proposed to be adduced; or
(b) the operation of a provision of
this Act or another law in relation to evidence proposed to be adduced; or
(c) the giving of leave, permission or
direction under section 192;
the court may, if it considers it to be appropriate to do
so, give a ruling or make a finding in relation to the question before the
evidence is adduced in the proceedings.
193
Additional powers
(1) The powers of a court in relation to:
(a) the discovery or inspection of
documents; and
(b) ordering disclosure and exchange
of evidence, intended evidence, documents and reports;
extend to enabling the court to make such orders as the
court thinks fit (including orders about methods of inspection, adjournments
and costs) to ensure that the parties to a proceeding can adequately, and in an
appropriate manner, inspect documents of the kind referred to in paragraph (b)
or (c) of the definition of document in the Dictionary.
(2) The power of a person or body to make
rules of court extends to making rules, not inconsistent with this Act or the
regulations, prescribing matters:
(a) required or permitted by this Act
to be prescribed; or
(b) necessary or convenient to be
prescribed for carrying out or giving effect to this Act.
(3) Without limiting subsection (2),
rules made under that subsection may provide for the discovery, exchange,
inspection or disclosure of intended evidence, documents and reports of persons
intended to be called by a party to give evidence in a proceeding.
(4) Without limiting subsection (2),
rules made under that subsection may provide for the exclusion of evidence, or
for its admission on specified terms, if the rules are not complied with.
194
Witnesses failing to attend proceedings
* * * * *
Note: The NSW Act includes a provision about the
consequences of a witness failing to appear when called in any civil or
criminal proceedings.
195
Prohibited question not to be published
(1) A person must not, without the express
permission of a court, print or publish:
(a) any question that the court has
disallowed under section 41; or
(b) any question that the court has
disallowed because any answer that is likely to be given to the question would
contravene the credibility rule; or
(c) any question in respect of which
the court has refused to give leave under Part 3.7.
Penalty: 60 penalty units.
(2) Subsection (1) is an offence of
strict liability.
Note 1: For strict liability, see section 6.1
of the Criminal Code.
Note 2: Subsection 195(2) does not appear in the NSW
Act, because section 6.1 of the Criminal Code (which deals with
strict liability) applies only to this Act.
196
Proceedings for offences
* * * * *
Note: The NSW Act includes a provision about
procedure for dealing with offences against the Act or regulations.
197
Regulations
The Governor‑General may make
regulations, not inconsistent with this Act, prescribing matters:
(a) required or permitted by this Act
to be prescribed; or
(b) necessary or convenient to be
prescribed for carrying out or giving effect to this Act.