An Act to give to members of the public rights of access to
official documents of the Government of the Commonwealth and of its agencies
Part I—Preliminary
1
Short title [see Note 1]
This Act may be cited as the Freedom
of Information Act 1982.
2
Commencement [see Note 1]
The several Parts of this Act shall come
into operation on such respective dates as are fixed by Proclamation.
3
Objects—general
(1) The objects of this Act are to give the
Australian community access to information held by the Government of the
Commonwealth or the Government of Norfolk Island, by:
(a) requiring agencies to publish the
information; and
(b) providing for a right of access to
documents.
(2) The Parliament intends, by these objects,
to promote Australia’s representative democracy by contributing towards the
following:
(a) increasing public participation in
Government processes, with a view to promoting better‑informed decision‑making;
(b) increasing scrutiny, discussion,
comment and review of the Government’s activities.
(3) The Parliament also intends, by these
objects, to increase recognition that information held by the Government is to
be managed for public purposes, and is a national resource.
(4) The Parliament also intends that
functions and powers given by this Act are to be performed and exercised, as
far as possible, to facilitate and promote public access to information,
promptly and at the lowest reasonable cost.
3A
Objects—information or documents otherwise accessible
Scope
(1) This section applies if a Minister, or an
officer of an agency, has the power to publish, or give access to, information
or a document (including an exempt document) apart from under this Act.
Publication and access powers not limited
(2) The Parliament does not intend, by this
Act, to limit that power, or to prevent or discourage the exercise of that
power:
(a) in the case of the power to
publish the information or document—despite any restriction on the publication
of the information or document under this Act; and
(b) in the case of the power to give
access to the information or document—whether or not access to the information
or document has been requested under section 15.
4
Interpretation
(1) In this Act, unless the contrary
intention appears:
access grant decision has the meaning given
by section 53B.
access refusal decision has the meaning given
by section 53A.
ACT enactment means an enactment as defined
by section 3 of the Australian Capital Territory (Self‑Government)
Act 1988.
action, if the action is taken by a person or
agency, has the same meaning as in the Ombudsman Act 1976.
Note: See subsections 3(2) to (7) of the Ombudsman
Act 1976.
affected third party has the meaning given by
section 53C.
agency means a Department, a prescribed
authority or a Norfolk Island authority.
applicant means a person who has made a
request.
Australia, when used in a geographical sense,
includes Norfolk Island.
authorised person has the meaning given by
section 77.
Cabinet includes:
(a) a committee of the Cabinet; and
(b) a body that:
(i) consists of Norfolk
Island Ministers; and
(ii) corresponds to the
Cabinet.
Cabinet notebook means a notebook or other
like record that contains notes of discussions or deliberations taking place in
a meeting of the Cabinet, if the notes were made in the course of those
discussions or deliberations by, or under the authority of, the Secretary to
the Cabinet.
Commission of inquiry means:
(a) the Commission of inquiry within
the meaning of the Quarantine Act 1908; or
(b) a Commission of inquiry within the
meaning of the Offshore Petroleum and Greenhouse Gas Storage Act 2006.
Commonwealth contract means a contract to
which all of the following apply:
(a) the Commonwealth, Norfolk Island
or an agency is, or was, a party to the contract;
(b) under the contract, services are,
or were, to be provided:
(i) by another party; and
(ii) for or on behalf of an
agency; and
(iii) to a person who is not
the Commonwealth, Norfolk Island or an agency;
(c) the services are in connection
with the performance of the functions, or the exercise of the powers, of an
agency.
complainant has the meaning given by
subsection 70(1).
conditionally exempt: a document is conditionally
exempt if Division 3 of Part IV (public interest conditional
exemptions) applies to the document.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
contracted service provider, for a
Commonwealth contract, means an entity that is, or was:
(a) a party to the Commonwealth
contract; and
(b) responsible for the provision of
services under the Commonwealth contract.
Defence Imagery and Geospatial Organisation
means that part of the Department of Defence known as the Defence Imagery and
Geospatial Organisation.
defence intelligence document has the meaning
given by paragraph 7(2C)(a).
Defence Intelligence Organisation means that
part of the Department of Defence known as the Defence Intelligence
Organisation.
Defence Signals Directorate means that part
of the Department of Defence known as the Defence Signals Directorate.
Department
means a Department of the Australian Public Service that corresponds to a
Department of State of the Commonwealth.
document
includes:
(a) any
of, or any part of any of, the following things:
(i) any
paper or other material on which there is writing;
(ii) a map, plan, drawing
or photograph;
(iii) any paper or other
material on which there are marks, figures, symbols or perforations having a
meaning for persons qualified to interpret them;
(iv) any article or material
from which sounds, images or writings are capable of being reproduced with or
without the aid of any other article or device;
(v) any article on which
information has been stored or recorded, either mechanically or electronically;
(vi) any other record of
information; or
(b) any copy, reproduction or
duplicate of such a thing; or
(c) any
part of such a copy, reproduction or duplicate;
but does not include:
(d) material maintained for reference
purposes that is otherwise publicly available; or
(e) Cabinet notebooks.
document of an agency:
a document is a document of an agency if:
(a) the
document is in the possession of the agency, whether created in the agency or
received in the agency; or
(b) in
order to comply with section 6C, the agency has taken contractual measures
to ensure that it receives the document.
edited copy has the meaning given by section 22
(access to edited copies with exempt or irrelevant matter deleted).
electronic communication has the same meaning
as in the Electronic Transactions Act 1999.
enactment means, subject to section 4A:
(a) an Act;
(b) an Ordinance of the Australian Capital Territory; or
(c) an instrument (including rules,
regulations or by‑laws) made under an Act or under such an Ordinance and
includes an enactment as amended by another enactment.
engage in conduct means:
(a) do an act; or
(b) omit to do an act.
exempt content‑service document
means:
(a) a document containing content, or
a record of content (within the meaning of Schedule 7 to the Broadcasting
Services Act 1992), that:
(i) has been delivered by,
or accessed using, a content service (within the meaning of that Schedule); and
(ii) was offensive content‑service
content when it was delivered by, or accessed using, that content service; or
(b) a document that sets out how to
access, or that is likely to facilitate access to, offensive content‑service
content (for example, by setting out the name of a website, an IP address, a
URL or a password).
exempt document means:
(a) a document that is exempt for the
purposes of Part IV (exempt documents) (see section 31B); or
(b) a document in respect of which, by
virtue of section 7, an agency, person or body is exempt from the
operation of this Act; or
(c) an official document of a Minister
that contains some matter that does not relate to the affairs of an agency or
of a Department of State.
exempt internet‑content
document means:
(a) a document containing information
(within the meaning of Schedule 5 to the Broadcasting Services Act 1992)
that:
(i) has been copied from
the internet; and
(ii) was offensive internet
content when it was accessible on the internet; or
(b) a document that sets out how to
access, or that is likely to facilitate access to, offensive internet content
(for example: by setting out the name of a website, an IP address, a URL, a
password, or the name of a newsgroup).
exempt matter means matter the inclusion of
which in a document causes the document to be an exempt document.
IC review has the meaning given by
section 54G.
IC reviewable decision has the meaning given
by section 54K.
IC review applicant has the meaning given by
section 54J.
IC review application has the meaning given
by section 54H.
implementation notice has the meaning given
by section 89.
Information Commissioner has the meaning
given by the Australian Information Commissioner Act 2010.
intelligence agency document has the meaning
given by paragraph 7(2A)(a).
internal review has the meaning given by
sections 54 and 54A.
internal review applicant has the meaning
given by section 54B.
investigation recommendations has the meaning
given by section 88.
investigation results has the meaning given
by section 87.
Minister includes a Norfolk Island Minister.
NBN Co means NBN Co Limited (ACN 136 533
741), as the company exists from time to time (even if its name is later
changed).
Norfolk Island
authority means:
(a) a public sector agency (within the
meaning of the Public Sector Management Act 2000 of Norfolk Island); or
(b) a body (whether incorporated or
not) established for a public purpose by or under a Norfolk Island enactment,
other than a body established or registered under:
(i) the Companies Act
1985 of Norfolk Island; or
(ii) the Associations
Incorporation Act 2005 of Norfolk Island; or
(c) a body established or appointed
by:
(i) the Administrator of
Norfolk Island; or
(ii) a Norfolk Island
Minister;
otherwise than by or under a
Norfolk Island enactment; or
(d) a person holding or performing the
duties of:
(i) an office established
by or under a Norfolk Island enactment; or
(ii) an appointment made
under a Norfolk Island enactment; or
(e) a person holding or performing the
duties of an appointment, where the appointment was made by:
(i) the Administrator of
Norfolk Island; or
(ii) a Norfolk Island
Minister;
otherwise than under a Norfolk
Island enactment.
Norfolk Island enactment means:
(a) an enactment (within the meaning
of the Norfolk Island Act 1979); or
(b) an instrument (including rules,
regulations or by‑laws) made under such an enactment;
and includes a Norfolk Island enactment as amended by
another Norfolk Island enactment.
Norfolk Island Minister means a Minister of
Norfolk Island.
offensive content‑service
content means content (within the meaning of Schedule 7 to the Broadcasting
Services Act 1992) that is:
(a) delivered
by, or accessed using, a content service (within the meaning of that Schedule);
and
(b) either:
(i) prohibited
content (within the meaning of that Schedule); or
(ii) potential
prohibited content (within the meaning of that Schedule).
offensive internet content means internet
content (within the meaning of Schedule 5 to the Broadcasting Services
Act 1992) that is:
(a) prohibited content (within the
meaning of Schedule 5 to that Act as in force before the commencement of
Schedule 7 to that Act); or
(b) potential prohibited content
(within the meaning of Schedule 5 to that Act as in force before the
commencement of Schedule 7 to that Act).
officer, in relation to an agency, includes a
member of the agency or a member of the staff of the agency.
official document of a Minister or
official document of the Minister means a document that is in the
possession of a Minister, or that is in the possession of the Minister
concerned, as the case requires, in his or her capacity as a Minister, being a
document that relates to the affairs of an agency or of a Department of State
and, for the purposes of this definition, a Minister shall be deemed to be in
possession of a document that has passed from his or her possession if he or
she is entitled to access to the document and the document is not a document of
an agency.
Ombudsman means the Commonwealth Ombudsman.
operational information has the meaning given
by section 8A.
Ordinance, in relation to the Australian Capital Territory, includes a law of a State that applies, or the provisions of
a law of a State that apply, in the Territory by virtue of an enactment (other
than a law that is, or provisions that are an ACT enactment).
personal information means information or an
opinion (including information forming part of a database), whether true or
not, and whether recorded in a material form or not, about an individual whose
identity is apparent, or can reasonably be ascertained, from the information or
opinion.
practical refusal reason has the meaning
given by section 24AA.
prescribed authority
means:
(a) a body corporate, or an
unincorporated body, established for a public purpose by, or in accordance with
the provisions of, an enactment or an Order‑in‑Council, other than:
(i) an incorporated
company or association; or
(ii) a body that, under subsection (2),
is not to be taken to be a prescribed authority for the purposes of this Act;
or
(iii) the Australian Capital
Territory House of Assembly; or
(iv) the Legislative
Assembly of the Northern Territory or the Executive Council of the Northern Territory; or
(v) the Legislative
Assembly of the Territory of Norfolk Island; or
(vi) a Royal Commission; or
(vii) a Commission of inquiry;
or
(aa) NBN Co; or
(b) any other body, whether
incorporated or unincorporated, declared by the regulations to be a prescribed
authority for the purposes of this Act, being:
(i) a body established by
the Governor‑General or by a Minister; or
(ii) an incorporated
company or association over which the Commonwealth is in a position to exercise
control; or
(c) subject to subsection (3),
the person holding, or performing the duties of, an office established by an
enactment or an Order‑in‑Council; or
(d) the person holding, or performing
the duties of, an appointment declared by the regulations to be an appointment
the holder of which is a prescribed authority for the purposes of this Act,
being an appointment made by the Governor‑General, or by a Minister, otherwise
than under an enactment or an Order‑in‑Council.
principal officer
means:
(a) in
relation to a Department—the person holding, or performing the duties of, the
office of Secretary of the Department; or
(b) in relation to a prescribed
authority:
(i) if the regulations
declare an office to be the principal office of the authority—the person
holding, or performing the duties of, that office;
(ii) if the authority is an
Agency (within the meaning of the Public Service Act 1999) other than a
Department and subparagraph (i) does not apply—the Agency Head (within the
meaning of the Public Service Act 1999) of the authority;
(iii) if neither
subparagraph (i) nor (ii) applies—the person responsible for the day‑to‑day
management of the authority;
(iv) if the authority is
constituted by one person and none of subparagraphs (i) to (iii)
applies—that person;
(v) if the authority is
constituted by 2 or more persons and none of subparagraphs (i) to (iv)
applies—the person who is entitled to preside at any meeting of the authority
at which he or she is present; or
(c) in relation to a Norfolk Island
authority—the person holding, or performing the duties of, the office of Chief
Executive Officer under the Public Sector Management Act 2000 of Norfolk
Island.
request means an application made under
subsection 15(1).
request consultation process has the meaning
given by section 24AB.
respondent agency has the meaning given by
subsections 69(2) and 70(2).
responsible Minister means:
(a) in relation to a Department—the
Minister administering the relevant Department of State; or
(b) in relation to a prescribed
authority referred to in paragraph (a) of the definition of prescribed
authority—the Minister administering the part of the enactment by
which, or in accordance with the provisions of which, the prescribed authority
is established; or
(ba) in relation to the prescribed
authority referred to in paragraph (aa) of that definition—the Minister
administering the National Broadband Network Companies Act 2011; or
(c) in relation to a prescribed
authority referred to in paragraph (c) of that definition—the Minister
administering the part of the enactment by which the office is established; or
(d) in relation to any other
prescribed authority—the Minister declared by the regulations to be the
responsible Minister in respect of that authority; or
(e) in relation to a Norfolk Island
authority—the Chief Minister of Norfolk Island;
or another Minister acting for and on behalf of that
Minister.
review parties has the meaning given by
section 55A.
run out: all of a person’s opportunities for
review or appeal in relation to an access grant decision have run out when:
(a) the latest time for applying for
an internal review or an IC review in relation to the decision has ended, if
the person has not applied for either review; or
(b) if the person has applied for an
internal review in relation to the decision:
(i) the internal review is
concluded; and
(ii) the time for applying
for an IC review of the decision on internal review has ended, if the person
has not applied for the IC review; or
(c) if the person has applied for an
IC review in relation to the decision:
(i) proceedings in relation
to the IC review are concluded; and
(ii) the time for applying
to the Tribunal for a review in relation to the decision has ended, if the
person has not applied for such a review; and
(iii) the time for
instituting an appeal to the Federal Court in relation to the IC review has
ended (with no appeal instituted), or, if an appeal has been instituted, all
proceedings in relation to the appeal have been concluded; or
(d) if
the person has applied to the Tribunal for a review in relation to the decision:
(i) proceedings
in relation to the review are concluded; and
(ii) the
time for instituting an appeal to the Federal Court in relation to the review
by the Tribunal has ended (with no appeal instituted), or, if an appeal has
been instituted, all proceedings in relation to the appeal have been concluded.
Note: The time for applying for a review of a
decision may be extended in certain circumstances (see sections 54B and
54T).
State includes the Australian Capital
Territory and the Northern Territory.
subcontractor, for a Commonwealth contract,
means an entity:
(a) that is, or was, a party to a
contract (the subcontract):
(i) with a contracted
service provider for the Commonwealth contract; or
(ii) with another
subcontractor for the Commonwealth contract (under a previous application of
this definition); and
(b) that is, or was, responsible under
the subcontract for the provision of services for the purposes (whether direct
or indirect) of the Commonwealth contract.
Tribunal means the Administrative Appeals
Tribunal.
vexatious applicant declaration has the
meaning given by section 89K.
(2) An unincorporated body, being a board,
council, committee, sub‑committee or other body established by, or in
accordance with the provisions of, an enactment for the purpose of assisting,
or performing functions connected with, a prescribed authority shall not be
taken to be a prescribed authority for the purposes of this Act, but shall be
deemed to be comprised within that prescribed authority.
(3) A person shall not be taken to be a
prescribed authority:
(a) by virtue of his or her holding:
(i) an office of member of
the Legislative Assembly for the Australian Capital Territory;
(ii) an office of member of
the Legislative Assembly of the Northern Territory or of Administrator or of
Minister of the Northern Territory; or
(iii) an office of member of
the Legislative Assembly of the Territory of Norfolk Island or of Administrator
or Deputy Administrator of that Territory or of Minister of Norfolk Island; or
(b) by virtue of his or her holding,
or performing the duties of:
(i) a prescribed office;
(ii) an office the duties
of which he or she performs as duties of his or her employment as an officer of
a Department or as an officer of or under a prescribed authority;
(iii) an office of member of
a body; or
(iv) an office established
by an enactment for the purposes of a prescribed authority.
(3A) If an unincorporated body consists of a
board, council, committee, sub‑committee or other body established by or under a
Norfolk Island enactment for the purpose of assisting, or performing functions
connected with, a Norfolk Island authority:
(a) the unincorporated body is taken
not to be a Norfolk Island authority for the purposes of this Act; and
(b) the unincorporated body is taken
to be comprised within that Norfolk Island authority.
(3B) A person is not taken to be a Norfolk
Island authority:
(a) because he or she holds:
(i) an office of member of
the Legislative Assembly of Norfolk Island; or
(ii) the office of
Administrator of Norfolk Island; or
(iii) an office of Deputy
Administrator of Norfolk Island; or
(iv) an office of Norfolk
Island Minister; or
(b) because he or she holds, or
performs the duties of:
(i) a prescribed office;
or
(ii) an office the duties
of which he or she performs as duties of his or her employment as an officer of
a Norfolk Island authority; or
(iii) an office of member of
a Norfolk Island authority; or
(iv) an office established
by a Norfolk Island enactment for the purposes of a Norfolk Island authority.
(4) For the purposes of this Act, the
Department of Defence shall be deemed to include:
(a) the Defence Force;
(b) the Australian Army Cadets;
(c) the Australian Navy Cadets; and
(d) the Australian Air Force Cadets.
(5) Without
limiting the generality of the expression security of the Commonwealth,
that expression shall be taken to extend to:
(a) matters relating to the detection,
prevention or suppression of activities, whether within Australia or outside
Australia, subversive of, or hostile to, the interests of the Commonwealth or
of any country allied or associated with the Commonwealth; and
(b) the security of any communications
system or cryptographic system of the Commonwealth or of another country used
for:
(i) the defence of the
Commonwealth or of any country allied or associated with the Commonwealth; or
(ii) the conduct of the
international relations of the Commonwealth.
(6) Where an agency is abolished, then, for
the purposes of this Act:
(a) if the functions of the agency are
acquired by another agency—any request made to the first‑mentioned agency shall
be deemed to have been made to, and any decision made by the first‑mentioned
agency in respect of a request made to it shall be deemed to have been made by,
the other agency; and
(b) if the functions of the agency are
acquired by more than one other agency—any request made to the first‑mentioned
agency shall be deemed to have been made to, and any decision made by the first‑mentioned
agency in respect of a request made to it shall be deemed to have been made by,
whichever of those other agencies has acquired the functions of the first‑mentioned
agency to which the document the subject of the request most closely relates;
and
(c) if the documents of the agency are
transferred to the care (within the meaning of the Archives Act 1983) of
the National Archives of Australia—any request made to the agency shall be
deemed to have been made to, and any decision made by the agency in respect of
a request made by it shall be deemed to have been made by, the agency to the
functions of which the document the subject of the request most closely
relates.
(7) If the agency to which a request is so
deemed to have been made, or by which a decision upon a request is so deemed to
have been made, was not itself in existence at the time when the request or
decision was deemed so to have been made, then, for the purposes only of
dealing with that request or decision under this Act, that agency shall be
deemed to have been in existence at that time.
(9) For the purposes of the application of
the definition of responsible Minister in subsection (1),
the reference in that definition to the Minister administering a Department is
a reference to the Minister to whom the Department is responsible in respect of
the matter in respect of which this Act is being applied.
(10) To avoid doubt, information or matter
communicated in the way mentioned in paragraph 33(b) includes information or
matter so communicated pursuant to any treaty or formal instrument on the
reciprocal protection of classified information between the Government of the
Commonwealth, or an authority of the Commonwealth, and:
(a) a foreign government or an
authority of a foreign government; or
(b) an international organisation.
Note: Section 33 deals with documents affecting
national security, defence or international relations.
4A
Certain legislation relating to Australian Capital Territory not to be
enactment
(1) ACT enactments are not enactments.
(2) The Australian Capital Territory
(Self‑Government) Act 1988 and the Canberra Water Supply (Googong
Dam) Act 1974 are not enactments.
(3) Part IV, sections 29 and 30,
subsection 63(2), section 66 and Division 5 of Part X of the Australian Capital Territory Planning and Land Management Act 1988 are not
enactments.
(4) Where the whole of an Act or Ordinance is
not an enactment, an instrument made under it is not an enactment.
(5) Where part of an Act or Ordinance is not
an enactment, an instrument made under the Act or Ordinance, as the case may
be, is not an enactment unless made for the purposes of the other part of the
Act or Ordinance, as the case may be.
4B
Extension to Norfolk Island
This Act extends to Norfolk Island.
5 Act
to apply to courts in respect of administrative matters
(1) For the purposes of this Act:
(a) a court (other than a court of
Norfolk Island) shall be deemed to be a prescribed authority;
(b) the holder of a judicial office (other
than a judicial office in a court of Norfolk Island) or other office pertaining
to a court (other than a court of Norfolk Island) in his or her capacity as the
holder of that office, being an office established by the legislation
establishing the court, shall be deemed not to be a prescribed authority and
shall not be included in a Department; and
(c) a
registry or other office of a court (other than a court of Norfolk Island), and
the staff of such a registry or other office when acting in a capacity as
members of that staff, shall be taken as a part of the court;
but this Act does not apply to any request for access to a
document of the court unless the document relates to matters of an
administrative nature.
(2) For the purposes of this Act:
(a) a court of Norfolk Island is taken
to be a Norfolk Island authority; and
(b) if a person is the holder of a
judicial office in a court of Norfolk Island—the person, in his or her capacity
as the holder of the office, is taken not to be a Norfolk Island authority and
is not to be included in a Norfolk Island authority; and
(c) if:
(i) a person is the holder
of an office (other than a judicial office) that relates to a court of Norfolk
Island; and
(ii) the office is
established by a Norfolk Island enactment;
the person, in his or her
capacity as the holder of the office, is taken not to be a Norfolk Island
authority and is not to be included in a Norfolk Island authority; and
(d) a registry or other office of a
court of Norfolk Island, and the staff of such a registry or other office when
acting in a capacity as members of that staff, are taken to be a part of the
court;
but this Act does not apply to any request for access to a
document of the court unless the document relates to matters of an
administrative nature.
6 Act
to apply to certain tribunals in respect of administrative matters
For the purposes of this Act:
(a) each tribunal, authority or body
specified in Schedule 1 is deemed to be a prescribed authority;
(b) the holder of an office pertaining
to a tribunal, authority or body specified in Schedule 1, being an office
established by the legislation establishing the tribunal, authority or body so
specified in his or her capacity as the holder of that office, is not to be
taken to be a prescribed authority or to be included in a Department; and
(c) a
registry or other office of or under the charge of a tribunal, authority or
body specified in Schedule 1, and the staff of such a registry or other
office when acting in a capacity as members of that staff, shall be taken as a
part of the tribunal, authority or body so specified as a prescribed authority;
but this Act does not apply to any request for access to a
document of a tribunal, authority or body so specified unless the document
relates to matters of an administrative nature.
6A
Official Secretary to the Governor‑General
(1) This Act does not apply to any request
for access to a document of the Official Secretary to the Governor‑General
unless the document relates to matters of an administrative nature.
(2) For the purposes of this Act, a document
in the possession of a person employed under section 13 of the Governor‑General
Act 1974 that is in his or her possession by reason of his or her
employment under that section shall be taken to be in the possession of the
Official Secretary to the Governor‑General.
6C Requirement
for Commonwealth contracts
(1) This section applies to an agency if a
service is, or is to be, provided under a Commonwealth contract in connection
with the performance of the functions or the exercise of the powers of the
agency.
(2) The agency must take contractual measures
to ensure that the agency receives a document if:
(a) the document is created by, or is
in the possession of:
(i) a contracted service
provider for the Commonwealth contract; or
(ii) a subcontractor for
the Commonwealth contract; and
(b) the document relates to the
performance of the Commonwealth contract (and not to the entry into that
contract); and
(c) the agency receives a request for
access to the document.
7
Exemption of certain persons and bodies
(1) The bodies specified in Division 1
of Part I of Schedule 2, and a person holding and performing the
duties of an office specified in that Division, are to be deemed not to be
prescribed authorities for the purposes of this Act.
(1A) For the purposes of the definition of agency,
a part of the Department of Defence specified in Division 2 of Part I
of Schedule 2:
(a) is taken not to be included in the
Department of Defence (or in any other Department) for the purposes of this
Act; and
(b) to avoid doubt, is not an agency
in its own right for the purposes of this Act.
(2) The persons, bodies and Departments
specified in Part II of Schedule 2 are exempt from the operation of
this Act in relation to the documents referred to in that Schedule in relation
to them.
(2AA) A body corporate established by or under an
Act specified in Part III of Schedule 2 is exempt from the operation
of this Act in relation to documents in respect of the commercial activities of
the body corporate.
(2A) An agency is exempt from the operation of
this Act in relation to the following documents:
(a) a document (an intelligence
agency document) that has originated with, or has been received from,
any of the following:
(i) the Australian Secret
Intelligence Service;
(ii) the Australian Security
Intelligence Organisation;
(iii) the Inspector‑General
of Intelligence and Security;
(iv) the Office of National
Assessments;
(v) the Defence Imagery and
Geospatial Organisation;
(vi) the Defence
Intelligence Organisation;
(vii) the Defence Signals
Directorate;
(b) a document that contains a summary
of, or an extract or information from, an intelligence agency document, to the
extent that it contains such a summary, extract or information.
(2B) A Minister is exempt from the operation of
this Act in relation to the following documents:
(a) an intelligence agency document;
(b) a document that contains a summary
of, or an extract or information from, an intelligence agency document, to the
extent that it contains such a summary, extract or information.
(2C) An agency is
exempt from the operation of this Act in relation to the following documents:
(a) a
document (a defence intelligence document) that has originated
with, or has been received from, the Department of Defence and that is in
respect of:
(i) the
collection, reporting or analysis of operational intelligence; or
(ii) special
access programs, under which a foreign government provides restricted access to
technologies;
(b) a document that contains a summary
of, or an extract or information from, a defence intelligence document, to the
extent that it contains such a summary, extract or information.
(2D) A Minister is exempt from the operation of
this Act in relation to the following documents:
(a) a defence intelligence document;
(b) a document that contains a summary
of, or an extract or information from, a defence intelligence document, to the
extent that it contains such a summary, extract or information.
(3) In subsection (2AA) and Part II
of Schedule 2, commercial activities (except when used in
relation to NBN Co) means:
(a) activities carried on by an agency
on a commercial basis in competition with persons other than governments or
authorities of governments; or
(b) activities, carried on by an
agency, that may reasonably be expected in the foreseeable future to be carried
on by the agency on a commercial basis in competition with persons other than
governments or authorities of governments.
(3A) In Part II of Schedule 2, commercial
activities, when used in relation to NBN Co, means:
(a) activities carried on by NBN Co on
a commercial basis; or
(b) activities, carried on by NBN Co,
that may reasonably be expected in the foreseeable future to be carried on by
NBN Co on a commercial basis.
(4) In subsection (2AA) and Part II
of Schedule 2, a reference to documents in respect of particular
activities shall be read as a reference to documents received or brought into
existence in the course of, or for the purposes of, the carrying on of those
activities.
Part II—Information publication scheme
Division 1—Guide to this Part
7A
Information publication scheme—guide
This Part
establishes an information publication scheme for agencies.
Each agency must publish a plan
showing how it proposes to implement this Part.
An agency must publish a range of
information including information about what the agency does and the way it
does it, as well as information dealt with or used in the course of its
operations, some of which is called operational information.
In addition, an agency may publish
other information held by the agency.
Information published by an agency
must be kept accurate, up‑to‑date and complete.
An agency is not required to publish
exempt matter. An agency is also not required to publish information if
prohibited by another enactment.
The information (or details of how to
access the information) must be published on a website. If there is a charge
for accessing the information, the agency must publish details of the charge.
An agency must, in conjunction with
the Information Commissioner, review the operation of the scheme in the agency
every 5 years (if not earlier).
An agency must have regard to the
objects of this Act, and guidelines issued by the Information Commissioner, in
doing anything for the purposes of this Part.
If operational information is not
published in accordance with this Part, a person must not be subjected to any
prejudice as a result of not having access to the information.
Division 2—Information to be published
8 Information to be
published—what information?
Agency plans
(1) An agency must prepare a plan showing the
following:
(a) what information the agency
proposes to publish for the purposes of this Part;
(b) how, and to whom, the agency
proposes to publish information for the purposes of this Part;
(c) how the agency otherwise proposes
to comply with this Part.
Information that must be published
(2) The agency must publish the following
information:
(a) the plan prepared under
subsection (1);
(b) details of the structure of the
agency’s organisation (for example, in the form of an organisation chart);
(c) as far as practicable, details of
the functions of the agency, including its decision‑making powers and other
powers affecting members of the public (or any particular person or entity, or
class of persons or entities);
(d) details of the following
appointments:
(i) appointments of
officers of the agency that are made under Acts (other than APS employees
within the meaning of the Public Service Act 1999);
(ii) appointments of
officers of the agency that are made under Norfolk Island enactments (other
than officers appointed or employed under the Public Sector Management Act
2000 of Norfolk Island);
(e) the information in annual reports
prepared by the agency that are laid before the Parliament or the Legislative
Assembly of Norfolk Island;
(f) details of arrangements for
members of the public to comment on specific policy proposals for which the
agency is responsible, including how (and to whom) those comments may be made;
(g) information in documents to which
the agency routinely gives access in response to requests under Part III
(access to documents), except information of the following kinds:
(i) personal information
about any individual, if it would be unreasonable to publish the information;
(ii) information about the
business, commercial, financial or professional affairs of any person, if it
would be unreasonable to publish the information;
(iii) other information of a
kind determined by the Information Commissioner under subsection (3), if
it would be unreasonable to publish the information;
(h) information held by the agency
that is routinely provided to the Parliament or the Legislative Assembly of
Norfolk Island in response to requests and orders from the Parliament or the
Legislative Assembly of Norfolk Island, as the case may be;
(i) contact details for an officer
(or officers) who can be contacted about access to the agency’s information or
documents under this Act;
(j) the agency’s operational
information (see section 8A).
Note: If operational information is not published in
accordance with this section, a person must not be subjected to any prejudice
as a result (see section 10).
(3) The Information Commissioner may, by
legislative instrument, make a determination for the purposes of
subparagraph (2)(g)(iii).
Other information
(4) The agency may publish other information
held by the agency.
Functions and powers
(5) This section applies to a function or
power of an agency whether or not the agency has the function or power under an
enactment.
Definition
(6) In this section:
enactment includes a Norfolk Island
enactment.
Note 1: See section 8C for restrictions on the
requirement to publish this information.
Note 2: The agency must have regard to the objects of
this Act and guidelines issued by the Information Commissioner in performing
functions, and exercising powers, under this section (see section 9A).
8A
Information to be published—what is operational information?
(1) An agency’s operational information
is information held by the agency to assist the agency to perform or exercise
the agency’s functions or powers in making decisions or recommendations
affecting members of the public (or any particular person or entity, or class
of persons or entities).
Example: The agency’s rules, guidelines, practices and
precedents relating to those decisions and recommendations.
(2) An agency’s operational information
does not include information that is available to members of the public
otherwise than by being published by (or on behalf of) the agency.
8B Information to be
published—accuracy etc.
An agency must ensure that information
published by the agency as required or permitted by this Part is accurate, up‑to‑date
and complete.
8C Information to be
published—restrictions
Exempt documents
(1) An agency is not required under this Part
to publish exempt matter.
Publication prohibited or restricted by other
legislation
(2) If an enactment restricts or prohibits
the publication of particular information, an agency is not required under this
Part to publish the information otherwise than as permitted or required by the
enactment.
Operation of restrictions
(3) This section applies despite
section 8.
Definition
(4) In this section:
enactment includes a Norfolk Island
enactment.
8D
Information to be published—how (and to whom) information is to be published
Scope
(1) An agency must publish information that
is required or permitted to be published under this Part in accordance with
this section.
How (and to whom) information is to be published
(2) The agency must publish the information:
(a) to members of the public
generally; and
(b) if the agency considers that it is
appropriate to do so—to particular classes of persons or entities.
(3) The agency must publish the information
on a website by:
(a) making the information available
for downloading from the website; or
(b) publishing on the website a link
to another website, from which the information can be downloaded; or
(c) publishing on the website other
details of how the information may be obtained.
Charges
(4) The agency may impose a charge on a
person for accessing the information only if:
(a) the person does not directly
access the information by downloading it from the website (or another website);
and
(b) the charge is to reimburse the
agency for specific reproduction costs, or other specific incidental costs,
incurred in giving the person access to that particular information.
(5) If there is a charge for accessing the
information, the agency must publish details of the charge in the same way as
the information is published under this section.
Note 1: The agency must have regard to the objects of
this Act and guidelines issued by the Information Commissioner in performing
functions, and exercising powers, under this section (see section 9A).
Note 2: After access is given to a document under
Part III (access to documents) in accordance with a request, the agency
must publish the accessed document to members of the public generally in the
same way as described in this section (although certain exceptions apply) (see
section 11C).
8E
Information to be published—Information Commissioner to assist agencies
The Information Commissioner may provide
appropriate assistance to an agency in:
(a) identifying and preparing information
which is required or permitted to be published under this Part; and
(b) determining how (and to whom) the
information is required or permitted to be published under section 8D.
Division 3—Review of information publication scheme
8F
Review of scheme—Information Commissioner functions
The Information Commissioner has the
following functions (as conferred by this Act and the Australian Information
Commissioner Act 2010, but without limiting any provision of either Act):
(a) reviewing the operation in each
agency of the information publication scheme established by this Part, in
conjunction with the agency;
(b) investigating an agency’s
compliance with this Part under Division 2 of Part VIIB (Information
Commissioner investigations);
(c) otherwise monitoring,
investigating and reporting on the operation of the scheme.
9 Review of scheme—by
agencies
(1) An agency must, in conjunction with the
Information Commissioner, complete a review of the operation, in the agency, of
the information publication scheme established by this Part:
(a) as appropriate from time to time;
and
(b) in any case—within 5 years after
the last time a review under this section was completed.
(2) The first review under
subsection (1) must be completed within 5 years after the day this section
commences.
Note 1: This section commences on the day after
the end of the period of 6 months beginning on the day on which the Australian
Information Commissioner Act 2010 commences.
Note 2: The agency must have regard to the objects of
this Act and guidelines issued by the Information Commissioner in performing
functions, and exercising powers, under this section (see section 9A).
Division 4—Guidelines
9A
Functions and powers under this Part
In performing a function, or exercising
a power, under this Part, an agency must have regard to:
(a) the objects of this Act (including
all the matters set out in sections 3 and 3A); and
(b) guidelines issued by the
Information Commissioner for the purposes of this paragraph under section 93A.
Division 5—Miscellaneous
10
Unpublished operational information
Scope
(1) This section applies if:
(a) part (or all) of an agency’s
operational information (the unpublished information), in
relation to a function or power of the agency, is not published by the agency
in accordance with this Part; and
(b) a person engages in conduct
relevant to the performance of the function or the exercise of the power; and
(c) at the time of engaging in that
conduct:
(i) the person was not
aware of the unpublished information; and
(ii) the agency had been in
existence for more than 12 months.
Note: An agency’s operational information is
required to be published by the agency (see sections 8 and 8A).
No prejudice from lack of awareness of unpublished
information
(2) The person must not be subjected to any
prejudice only because of the application to that conduct of any rule,
guideline or practice in the unpublished information, if the person could
lawfully have avoided that prejudice had he or she been aware of the
unpublished information.
10A Who performs functions
etc. given to agencies
(1) A function or power given to an agency
under this Part may be performed or exercised, on behalf of the agency, by:
(a) the principal officer of the
agency; or
(b) an officer of the agency acting
within the scope of his or her authority in accordance with arrangements
approved by the principal officer of the agency.
(2) The performance or exercise of a function
or power under paragraph (1)(b) is subject to the regulations.
10B
Transitional—Norfolk Island authorities
This Part does not apply to a Norfolk
Island authority at any time during the 2‑year period beginning at the
commencement of this section.
Part III—Access to documents
11
Right of access
(1) Subject to this Act, every person has a
legally enforceable right to obtain access in accordance with this Act to:
(a) a document of an agency, other
than an exempt document; or
(b) an official document of a
Minister, other than an exempt document.
(2) Subject to this Act, a person’s right of
access is not affected by:
(a) any reasons the person gives for
seeking access; or
(b) the agency’s or Minister’s belief
as to what are his or her reasons for seeking access.
11A
Access to documents on request
Scope
(1) This section applies if:
(a) a request is made by a person, in
accordance with subsection 15(2), to an agency or Minister for access to:
(i) a document of the
agency; or
(ii) an official document
of the Minister; and
(b) any charge that, under the regulations,
is required to be paid before access is given has been paid.
(2) This section applies subject to this Act.
Note: Other provisions of this Act are relevant to
decisions about access to documents, for example the following:
(a) section 12
(documents otherwise available);
(b) section 13
(documents in national institutions);
(c) section 15A
(personnel records);
(d) section 22
(access to edited copies with exempt or irrelevant matter deleted).
Mandatory access—general rule
(3) The agency or Minister must give the
person access to the document in accordance with this Act, subject to this
section.
Exemptions and conditional exemptions
(4) The agency or Minister is not required by
this Act to give the person access to the document at a particular time if, at
that time, the document is an exempt document.
Note: Access may be given to an exempt document
apart from under this Act, whether or not in response to a request (see
section 3A
(objects—information or documents otherwise accessible)).
(5) The agency or Minister must give the
person access to the document if it is conditionally exempt at a particular
time unless (in the circumstances) access to the document at that time would,
on balance, be contrary to the public interest.
Note 1: Division 3 of Part IV provides for
when a document is conditionally exempt.
Note 2: A conditionally exempt document is an exempt
document if access to the document would, on balance, be contrary to the public
interest (see section 31B (exempt documents for the purposes of
Part IV)).
Note 3: Section 11B deals with when it is contrary
to the public interest to give a person access to the document.
(6) Despite subsection (5), the agency
or Minister is not required to give access to the document at a particular time
if, at that time, the document is both:
(a) a conditionally exempt document;
and
(b) an exempt document:
(i) under Division 2
of Part IV (exemptions); or
(ii) within the meaning of
paragraph (b) or (c) of the definition of exempt document in
subsection 4(1).
11B
Public interest exemptions—factors
Scope
(1) This section applies for the purposes of
working out whether access to a conditionally exempt document would, on
balance, be contrary to the public interest under subsection 11A(5).
(2) This section does not limit subsection
11A(5).
Factors favouring access
(3) Factors favouring access to the document
in the public interest include whether access to the document would do any of
the following:
(a) promote the objects of this Act
(including all the matters set out in sections 3 and 3A);
(b) inform debate on a matter of
public importance;
(c) promote effective oversight of
public expenditure;
(d) allow a person to access his or
her own personal information.
Irrelevant factors
(4) The following factors must not be taken
into account in deciding whether access to the document would, on balance, be
contrary to the public interest:
(a) access to the document could
result in embarrassment to the Commonwealth Government, or cause a loss of
confidence in the Commonwealth Government;
(aa) access to the document could
result in embarrassment to the Government of Norfolk Island or cause a loss of
confidence in the Government of Norfolk Island;
(b) access to the document could
result in any person misinterpreting or misunderstanding the document;
(c) the author of the document was (or
is) of high seniority in the agency to which the request for access to the
document was made;
(d) access to the document could
result in confusion or unnecessary debate.
Guidelines
(5) In working out whether access to the
document would, on balance, be contrary to the public interest, an agency or
Minister must have regard to any guidelines issued by the Information
Commissioner for the purposes of this subsection under section 93A.
11C
Publication of information in accessed documents
Scope
(1) This section applies to information if an
agency or Minister gives a person access to a document under section 11A
containing the information, except in the case of any of the following:
(a) personal information about any
person, if it would be unreasonable to publish the information;
(b) information about the business,
commercial, financial or professional affairs of any person, if it would be
unreasonable to publish the information;
(c) other information of a kind
determined by the Information Commissioner under subsection (2), if it
would be unreasonable to publish the information;
(d) any information, if it is not
reasonably practicable to publish the information under this section because of
the extent of any modifications to a document (or documents) necessary to
delete information mentioned in paragraphs (a) to (c).
(2) The Information Commissioner may, by
legislative instrument, make a determination for the purposes of
paragraph (1)(c).
Publication
(3) The agency, or the Minister, must publish
the information to members of the public generally on a website by:
(a) making the information available
for downloading from the website; or
(b) publishing on the website a link
to another website, from which the information can be downloaded; or
(c) publishing on the website other
details of how the information may be obtained.
(4) The agency may impose a charge on a
person for accessing the information only if:
(a) the person does not directly
access the information by downloading it from the website (or another website);
and
(b) the charge is to reimburse the
agency for a specific reproduction cost, or other specific incidental costs,
incurred in giving the person access to that particular information.
(5) If there is a charge for accessing the
information, the agency or Minister must publish details of the charge in the
same way as the information is published under this section.
Time limit for publication
(6) The agency or Minister must comply with
this section within 10 working days after the day the person is given access to
the document.
(7) In this section:
working day means a day that is not:
(a) a Saturday; or
(b) a Sunday; or
(c) a public holiday in the place
where the function of publishing the information under this section is to be
performed.
12
Part not to apply to certain documents
(1) A person
is not entitled to obtain access under this Part to:
(a) a
document, or a copy of a document, which is, under the Archives Act 1983,
within the open access period within the meaning of that Act unless the
document contains personal information (including personal information about a
deceased person); or
(b) a
document that is open to public access, as part of a public register or
otherwise, in accordance with another enactment, where that access is subject
to a fee or other charge; or
(ba) a
document that is open to public access, as part of a land title register, in
accordance with a law of a State or Territory where that access is subject to a
fee or other charge; or
(c) a
document that is available for purchase by the public in accordance with
arrangements made by an agency.
(2) A person
is not entitled to obtain access under this Part to a document or a part of a
document that became:
(a) a document of a Norfolk Island
agency; or
(b) an official document of a Norfolk
Island Minister;
more than 5 years before the commencement of this
subsection unless:
(c) the document, or that part of the
document, contains information that is:
(i) personal information
about that person; or
(ii) information relating
to that person’s business, commercial or financial affairs; or
(d) the document, or that part of the
document, is a document or a part of a document access to which is reasonably
necessary to enable a proper understanding of:
(i) a document of a
Norfolk Island agency; or
(ii) an official document
of a Norfolk Island Minister;
to which that person has
lawfully had access.
(3) In this section:
enactment includes a Norfolk Island
enactment.
13
Documents in certain institutions
(1) A document shall not be deemed to be a
document of an agency for the purposes of this Act by reason of its being:
(a) in the memorial collection within
the meaning of the Australian War Memorial Act 1980; or
(b) in the collection of library
material maintained by the National Library of Australia; or
(c) material included in the
historical material in the possession of the Museum of Australia; or
(d) in the care (within the meaning of
the Archives Act 1983) of the National Archives of Australia (otherwise
than as a document relating to the administration of the National Archives of
Australia); or
(e) a program or related material
(within the meaning of the National Film and Sound Archive Act 2008) in
the collection of the National Film and Sound Archive;
if the document was placed in that collection, or in that
custody, by or on behalf of a person (including a Minister or former Minister)
other than an agency.
(2) For the purposes of this Act, a document
that has been transferred to the care (within the meaning of the Archives
Act 1983) of the National Archives of Australia, or otherwise placed in a
collection referred to in subsection (1), by an agency shall be deemed to
be in the possession of that agency or, if that agency no longer exists, the
agency to the functions of which the document is most closely related.
(3) Despite subsections (1) and (2):
(a) records of a Royal Commission that
are in the care (within the meaning of the Archives Act 1983) of the
National Archives of Australia are, for the purposes of this Act, taken to be
documents of an agency and to be in the possession of the Department
administered by the Minister administering the Royal Commissions Act 1902;
and
(b) records of the Commission of
inquiry (within the meaning of the Quarantine Act 1908) that are in the
custody of the Australian Archives are, for the purposes of this Act, taken to
be documents of an agency and to be in the possession of the Department
administered by the Minister administering the Quarantine Act 1908; and
(c) records of a Commission of inquiry
(within the meaning of the Offshore Petroleum and Greenhouse Gas Storage
Act 2006) that are in the custody of the Australian Archives are, for
the purposes of this Act, taken to be documents of an agency and to be in the
possession of the Department administered by the Minister administering the Offshore
Petroleum and Greenhouse Gas Storage Act 2006.
(4) Nothing in this Act affects the provision
of access to documents by the National Archives of Australia in accordance with
the Archives Act 1983.
15
Requests for access
Persons may request access
(1) Subject to section 15A, a person who
wishes to obtain access to a document of an agency or an official document of a
Minister may request access to the document.
Requirements for request
(2) The
request must:
(a) be in writing; and
(aa) state that the request is an
application for the purposes of this Act; and
(b) provide such information
concerning the document as is reasonably necessary to enable a responsible
officer of the agency, or the Minister, to identify it; and
(c) give details of how notices under
this Act may be sent to the applicant (for example, by providing an electronic
address to which notices may be sent by electronic communication).
(2A) The request must be sent to the agency or
Minister. The request may be sent in any of the following ways:
(a) delivery to an officer of the
agency, or a member of the staff of the Minister, at the address of any central
or regional office of the agency or Minister specified in a current telephone
directory;
(b) postage by pre‑paid post to an
address mentioned in paragraph (a);
(c) sending by electronic
communication to an electronic address specified by the agency or Minister.
Agency required to assist
(3) Where a person:
(a) wishes to make a request to an
agency; or
(b) has
made to an agency a request that does not comply with this section;
it is the duty of the agency to take reasonable steps to
assist the person to make the request in a manner that complies with this
section.
Note: An agency or Minister may refuse to deal with
a request if satisfied that a practical refusal reason exists, after
undertaking the request consultation process (see section 24).
(4) Where a person has directed to an agency
a request that should have been directed to another agency or to a Minister, it
is the duty of the first‑mentioned agency to take reasonable steps to assist
the person to direct the request to the appropriate agency or Minister.
Timeframes for dealing with request
(5) On receiving a request, the agency or
Minister must:
(a) as soon as practicable but in any
case not later than 14 days after the day on which the request is received by
or on behalf of the agency or Minister, take all reasonable steps to enable the
applicant to be notified that the request has been received; and
(b) as soon as practicable but in any
case not later than the end of the period of 30 days after the day on which the
request is received by or on behalf of the agency or Minister, take all
reasonable steps to enable the applicant to be notified of a decision on the
request (including a decision under section 21 to defer the provision of
access to a document).
(5A) In making a decision on a request, the
agency or Minister must have regard to any guidelines issued by the Information
Commissioner for the purposes of section 93A.
Extension of processing period to comply with
requirements of section 26A, 26AA, 27 or 27A
(6) Where, in relation to a request, the
agency or Minister determines in writing that the requirements of section 26A,
26AA, 27 or 27A make it appropriate to extend the period referred to in paragraph (5)(b):
(a) the period is extended by a
further period of 30 days; and
(b) the agency or Minister must, as
soon as practicable, inform the applicant that the period has been so extended.
Extension of processing period to consult foreign
entity
(7) Subsection (8) applies if, in
relation to a request, the agency or Minister determines in writing that it is
appropriate to extend the period referred to in paragraph (5)(b) so that
the agency or Minister can:
(a) consult one of the following:
(i) a foreign government;
(ii) an authority of a
foreign government;
(iii) an international
organisation; and
(b) determine whether the document
that is the subject of the request is an exempt document under
subparagraph 33(a)(iii) or paragraph 33(b).
(8) If this subsection applies:
(a) the period referred to in
paragraph (5)(b) is extended by a period of 30 days; and
(b) the agency or Minister must, as
soon as practicable, inform the applicant that the period has been extended.
15AA
Extension of time with agreement
An agency or Minister may extend the
period referred to in paragraph 15(5)(b) for dealing with a request, or that
period as extended under subsection 15(6) or (8) (consultation), by a further
period of no more than 30 days if:
(a) the applicant agrees in writing to
the extension; and
(b) the agency or Minister gives written
notice of the extension to the Information Commissioner as soon as practicable
after the agreement is made.
15AB
Extension of time for complex or voluminous requests
(1) An agency or Minister may apply to the
Information Commissioner for an extension of the period referred to in
paragraph 15(5)(b) for dealing with a request if the agency or Minister
considers that the period is insufficient to deal adequately with a request
because the request is complex or voluminous.
(2) If the Information Commissioner is
satisfied that the application is justified, the Information Commissioner may,
by written instrument, extend the period by a further period of 30 days, or
such other period as the Information Commissioner considers appropriate.
Note: For variation and revocation of the
instrument, see subsection 33(3) of the Acts Interpretation Act 1901.
(3) The Information Commissioner must, as
soon as practicable, inform the following persons of the period for which the
extension has been given:
(a) the applicant;
(b) the agency or Minister.
15AC
Decision not made on request within time—deemed refusal
Scope
(1) This section applies if:
(a) a request has been made to an
agency or Minister; and
(b) the period (the initial
decision period) covered by subsection (2) has ended since the day
the request was received by, or on behalf of, the agency or Minister; and
(c) notice of a decision on the
request has not been received by the applicant.
(2) The initial decision period covered by
this subsection is the period of 30 days mentioned in paragraph 15(5)(b) (or
that period as extended, otherwise than under this section).
Deemed refusal
(3) Subject to this section:
(a) the principal officer of the
agency or the Minister is taken to have made a decision personally refusing to
give access to the document on the last day of the initial decision period; and
(b) notice of the decision is taken to
have been given under section 26 to the applicant on the same day.
Agency or Minister may apply for further time
(4) However, the agency or Minister concerned
may apply, in writing, to the Information Commissioner for further time to deal
with the request.
(5) The Information Commissioner may allow
further time considered appropriate by the Information Commissioner for the
agency or Minister to deal with the request.
(6) If the Information Commissioner allows
further time, the Information Commissioner may impose any condition that he or
she considers appropriate.
(7) Subsection (3) (deemed refusal) does
not apply, and is taken never to have applied, if the agency or Minister:
(a) makes a decision on the request
within the further time allowed; and
(b) complies with any condition
imposed under subsection (6).
(8) However, subsection (3) (deemed
refusal) applies as if the initial decision period were extended by the time
allowed by the Information Commissioner under subsection (5) if the agency
or Minister:
(a) does not make a decision on the
request within the further time allowed; or
(b) does not comply with any condition
imposed under subsection (6).
No further time allowed
(9) If subsection (8) (deemed refusal
after allowance of further time) applies, the Information Commissioner does not
have the power to allow further time under this section in relation to the decision
taken to be made under subsection (3) in its operation as affected by
subsection (8).
15A
Request for access to personnel records
(1) In this section:
personnel records, in relation to an employee
or former employee of an agency, means those documents containing personal
information about him or her that are, or have been, kept by the agency for
personnel management purposes.
(2) Where:
(a) there are established procedures
in an agency (apart from those provided for by this Act) in accordance with
which a request may be made by an employee of the agency for access to his or
her personnel records; and
(b) a
person who is or was an employee of the agency wishes to obtain access to his
or her personnel records;
the person must not apply under section 15 for access
to such records unless the person:
(c) has made a request for access to
the records in accordance with the procedures referred to in paragraph (a);
and
(d) either:
(i) is not satisfied with
the outcome of the request; or
(ii) has not been notified
of the outcome within 30 days after the request was made.
16
Transfer of requests
(1) Where a
request is made to an agency for access to a document and:
(a) the document is not in the
possession of that agency but is, to the knowledge of that agency, in the
possession of another agency; or
(b) the
subject‑matter of the document is more closely connected with the functions of
another agency than with those of the agency to which the request is made;
the agency to which the request is made may, with the
agreement of the other agency, transfer the request to the other agency.
(2) Where a
request is made to an agency for access to a document that:
(a) originated
with, or has been received from, a body which, or person who, is specified in
Part I of Schedule 2; and
(b) is
more closely connected with the functions of that body or person than with
those of the agency to which the request is made;
the request shall be transferred:
(c) to the Department corresponding to
the Department of State administered by the Minister who administers the
enactment by or under which the body or person is established, continued in
existence or appointed; or
(d) if the request relates to a
document that originated with, or has been received from, a part of the Department
of Defence specified in Division 2 of Part I of Schedule 2—to
that Department.
(3) Where a request is made to an agency for
access to a document that:
(a) originated in, or has been
received from, another agency, being an agency specified in Part II of
Schedule 2 or an agency that is a body corporate established by or under
an Act specified in Part III of Schedule 2; and
(b) is
more closely connected with the functions of the other agency in relation to
documents in respect of which the other agency is exempt from the operation of
this Act than with the functions of the agency to which the request is made;
the agency to which the request is made shall transfer the
request to the other agency.
(3A) Where:
(a) a request is made to an agency for
access to more than one document; and
(b) one
or more of those documents is a document to which subsection (1), (2) or
(3) applies;
this section applies to each of those documents as if
separate requests for access had been made to the agency in respect of each of
those documents.
(4) Where a request is transferred to an
agency in accordance with this section, the agency making the transfer shall
inform the person making the request accordingly and, if it is necessary to do
so in order to enable the other agency to deal with the request, send the
document to the other agency.
(5) Where a request is transferred to an
agency in accordance with this section, the request is to be taken to be a
request:
(a) made to the agency for access to
the document that is the subject of the transfer; and
(b) received by the agency at the time
at which it was first received by an agency.
(6) In this section, agency
includes a Minister.
17
Requests involving use of computers etc.
(1) Where:
(a) a request (including a request in
relation to which a practical refusal reason exists) is made in accordance with
the requirements of subsection 15(2) to an agency;
(b) it appears from the request that
the desire of the applicant is for information that is not available in
discrete form in written documents of the agency; and
(ba) it does not appear from the request
that the applicant wishes to be provided with a computer tape or computer disk
on which the information is recorded; and
(c) the agency could produce a written
document containing the information in discrete form by:
(i) the use of a computer
or other equipment that is ordinarily available to the agency for retrieving or
collating stored information; or
(ii) the
making of a transcript from a sound recording held in the agency;
the agency shall deal with the request as if it were a
request for access to a written document so produced and containing that
information and, for that purpose, this Act applies as if the agency had such a
document in its possession.
(2) An agency is not required to comply with subsection (1)
if compliance would substantially and unreasonably divert the resources of the
agency from its other operations.
20
Forms of access
(1) Access to a document may be given to a
person in one or more of the following forms:
(a) a reasonable opportunity to
inspect the document;
(b) provision by the agency or
Minister of a copy of the document;
(c) in
the case of a document that is an article or thing from which sounds or visual
images are capable of being reproduced, the making of arrangements for the
person to hear or view those sounds or visual images;
(d) in the case of a document by which
words are recorded in a manner in which they are capable of being reproduced in
the form of sound or in which words are contained in the form of shorthand
writing or in codified form, provision by the agency or Minister of a written
transcript of the words recorded or contained in the document.
(2) Subject to subsection (3) and to
section 22, where the applicant has requested access in a particular form,
access shall be given in that form.
(3) If the giving of access in the form
requested by the applicant:
(a) would interfere unreasonably with
the operations of the agency, or the performance by the Minister of his or her
functions, as the case may be;
(b) would be detrimental to the
preservation of the document or, having regard to the physical nature of the
document, would not be appropriate; or
(c) would,
but for this Act, involve an infringement of copyright (other than copyright
owned by the Commonwealth, an agency, Norfolk Island or a State) subsisting in
matter contained in the document, being matter that does not relate to the
affairs of an agency or of a Department of State;
access in that form may be refused and access given in
another form.
(4) Subject to subsection 17(1), where a
person requests access to a document in a particular form and, for a reason
specified in subsection (3), access in that form is refused but access is
given in another form, the applicant shall not be required to pay a charge in
respect of the provision of access to the document that is greater than the
charge that he or she would have been required to pay if access had been given
in the form requested.
21
Deferment of access
(1) An agency
which, or a Minister who, receives a request may defer the provision of access
to the document concerned:
(a) if the publication of the document
concerned is required by law—until the expiration of the period within which
the document is required to be published; or
(b) if the document concerned has been
prepared for presentation to Parliament or for the purpose of being made
available to a particular person or body or with the intention that it should
be so made available—until the expiration of a reasonable period after its
preparation for it to be so presented or made available; or
(c) if
the premature release of the document concerned would be contrary to the public
interest—until the occurrence of any event after which or the expiration of any
period of time beyond which the release of the document would not be contrary
to the public interest; or
(d) if a Minister considers that the
document concerned is of such general public interest that the Parliament
should be informed of the contents of the document before the document is
otherwise made public—until the expiration of 5 sitting days of either
House of the Parliament; or
(e) if:
(i) the request is
received by a Norfolk Island Minister or a Norfolk Island authority; and
(ii) a Norfolk Island
Minister considers that the document concerned is of such general public
interest that the Legislative Assembly of Norfolk Island should be informed of
the contents of the document before the document is otherwise made public;
until the end of 5 sitting days
of the Legislative Assembly of Norfolk Island.
(2) Where the provision of access to a
document is deferred in accordance with subsection (1), the agency or
Minister shall, in informing the applicant of the reasons for the decision,
indicate, as far as practicable, the period for which the deferment will
operate.
22
Access to edited copies with exempt or irrelevant matter deleted
Scope
(1) This section applies if:
(a) an agency or Minister decides:
(i) to refuse to give
access to an exempt document; or
(ii) that to give access to
a document would disclose information that would reasonably be regarded as
irrelevant to the request for access; and
(b) it is possible for the agency or
Minister to prepare a copy (an edited copy) of the document,
modified by deletions, ensuring that:
(i) access to the edited
copy would be required to be given under section 11A (access to documents
on request); and
(ii) the edited copy would
not disclose any information that would reasonably be regarded as irrelevant to
the request; and
(c) it is reasonably practicable for
the agency or Minister to prepare the edited copy, having regard to:
(i) the nature and extent
of the modification; and
(ii) the resources
available to modify the document; and
(d) it is not apparent (from the
request or from consultation with the applicant) that the applicant would
decline access to the edited copy.
Access to edited copy
(2) The agency or Minister must:
(a) prepare the edited copy as
mentioned in paragraph (1)(b); and
(b) give the applicant access to the
edited copy.
Notice to applicant
(3) The agency or Minister must give the
applicant notice in writing:
(a) that the edited copy has been
prepared; and
(b) of the grounds for the deletions;
and
(c) if any matter deleted is exempt
matter—that the matter deleted is exempt matter because of a specified
provision of this Act.
(4) Section 26 (reasons for decision)
does not apply to the decision to refuse access to the whole document unless
the applicant requests the agency or Minister to give the applicant a notice in
writing in accordance with that section.
23
Decisions to be made by authorised persons
(1) Subject to subsection (2), a
decision in respect of a request made to an agency may be made, on behalf of
the agency, by the responsible Minister or the principal officer of the agency
or, subject to the regulations, by an officer of the agency acting within the
scope of authority exercisable by him or her in accordance with arrangements
approved by the responsible Minister or the principal officer of the agency.
(2) A decision in respect of a request made
to a court, or made to a tribunal, authority or body that is specified in
Schedule 1, may be made on behalf of that court, tribunal, authority or
body by the principal officer of that court, tribunal, authority or body or,
subject to the regulations, by an officer of that court, tribunal, authority or
body acting within the scope of authority exercisable by him or her in
accordance with arrangements approved by the principal officer of that court,
tribunal, authority or body.
24
Power to refuse request—diversion of resources etc.
(1) If an agency or Minister is satisfied,
when dealing with a request for a document, that a practical refusal reason
exists in relation to the request (see section 24AA), the agency or
Minister:
(a) must undertake a request
consultation process (see section 24AB); and
(b) if, after the request consultation
process, the agency or Minister is satisfied that the practical refusal reason
still exists—the agency or Minister may refuse to give access to the document
in accordance with the request.
(2) For the purposes of this section, the
agency or Minister may treat 2 or more requests as a single request if the
agency or Minister is satisfied that:
(a) the requests relate to the same
document or documents; or
(b) the requests relate to documents,
the subject matter of which is substantially the same.
24AA
When does a practical refusal reason
exist?
(1) For the purposes of section 24, a practical
refusal reason exists in relation to a request for a document if either
(or both) of the following applies:
(a) the work involved in processing
the request:
(i) in the case of an
agency—would substantially and unreasonably divert the resources of the agency
from its other operations; or
(ii) in the case of a
Minister—would substantially and unreasonably interfere with the performance of
the Minister’s functions;
(b) the request does not satisfy the
requirement in paragraph 15(2)(b) (identification of documents).
(2) Subject to subsection (3), but
without limiting the matters to which the agency or Minister may have regard,
in deciding whether a practical refusal reason exists, the agency or Minister
must have regard to the resources that would have to be used for the following:
(a) identifying, locating or collating
the documents within the filing system of the agency, or the office of the
Minister;
(b) deciding whether to grant, refuse
or defer access to a document to which the request relates, or to grant access
to an edited copy of such a document, including resources that would have to be
used for:
(i) examining the
document; or
(ii) consulting with any
person or body in relation to the request;
(c) making a copy, or an edited copy,
of the document;
(d) notifying any interim or final
decision on the request.
(3) In deciding whether a practical refusal
reason exists, an agency or Minister must not have regard to:
(a) any reasons that the applicant
gives for requesting access; or
(b) the agency’s or Minister’s belief
as to what the applicant’s reasons are for requesting access; or
(c) any maximum amount, specified in
the regulations, payable as a charge for processing a request of that kind.
24AB
What is a request consultation process?
Scope
(1) This section sets out what is a request
consultation process for the purposes of section 24.
Requirement to notify
(2) The agency or Minister must give the
applicant a written notice stating the following:
(a) an intention to refuse access to a
document in accordance with a request;
(b) the practical refusal reason;
(c) the name of an officer of the
agency or member of staff of the Minister (the contact person)
with whom the applicant may consult during a period;
(d) details of how the applicant may
contact the contact person;
(e) that the period (the consultation
period) during which the applicant may consult with the contact person
is 14 days after the day the applicant is given the notice.
Assistance to revise request
(3) If the applicant contacts the contact
person during the consultation period in accordance with the notice, the agency
or Minister must take reasonable steps to assist the applicant to revise the
request so that the practical refusal reason no longer exists.
(4) For the purposes of subsection (3), reasonable
steps includes the following:
(a) giving the applicant a reasonable
opportunity to consult with the contact person;
(b) providing the applicant with any
information that would assist the applicant to revise the request.
Extension of consultation period
(5) The contact person may, with the
applicant’s agreement, extend the consultation period by written notice to the
applicant.
Outcome of request consultation process
(6) The applicant must, before the end of the
consultation period, do one of the following, by written notice to the agency
or Minister:
(a) withdraw the request;
(b) make a revised request;
(c) indicate that the applicant does
not wish to revise the request.
(7) The request is taken to have been
withdrawn under subsection (6) at the end of the consultation period if:
(a) the applicant does not consult the
contact person during the consultation period in accordance with the notice; or
(b) the applicant does not do one of
the things mentioned in subsection (6) before the end of the consultation
period.
Consultation period to be disregarded in calculating
processing period
(8) The period starting on the day an
applicant is given a notice under subsection (2) and ending on the day the
applicant does one of the things mentioned in paragraph (6)(b) or (c) is
to be disregarded in working out the 30 day period mentioned in paragraph
15(5)(b).
Note: Paragraph 15(5)(b) requires that an agency or
Minister take all reasonable steps to notify an applicant of a decision on the
applicant’s request within 30 days after the request is made.
No more than one request consultation process required
(9) To avoid doubt, this section only obliges
the agency or Minister to undertake a request consultation process once for any
particular request.
24A
Requests may be refused if documents cannot be found, do not exist or have not
been received
Document lost or non‑existent
(1) An agency or Minister may refuse a
request for access to a document if:
(a) all reasonable steps have been
taken to find the document; and
(b) the
agency or Minister is satisfied that the document:
(i) is
in the agency’s or Minister’s possession but cannot be found; or
(ii) does
not exist.
Document not received as required by contract
(2) An agency may refuse a request for access
to a document if:
(a) in order to comply with
section 6C, the agency has taken contractual measures to ensure that it
receives the document; and
(b) the agency has not received the
document; and
(c) the agency has taken all reasonable
steps to receive the document in accordance with those contractual measures.
25
Information as to existence of certain documents
(1) Nothing in this Act shall be taken to
require an agency or Minister to give information as to the existence or non‑existence
of a document where information as to the existence or non‑existence of that
document, if included in a document of an agency, would cause the last‑mentioned
document to be an exempt document by virtue of section 33 or subsection
37(1).
(2) Where a request relates to a document
that is, or if it existed would be, of a kind referred to in subsection (1),
the agency or Minister dealing with the request may give notice in writing to
the applicant that the agency or the Minister, as the case may be, neither
confirms nor denies the existence, as a document of the agency or an official
document of the Minister, of such a document but that, assuming the existence
of such a document, it would be an exempt document under section 33 or
subsection 37(1) and, where such a notice is given:
(a) section 26 applies as if the
decision to give such a notice were a decision referred to in that section; and
(b) the decision shall, for the
purposes of Part VI, be deemed to be a decision refusing to grant access
to the document in accordance with the request for the reason that the document
would, if it existed, be an exempt document under section 33 or subsection
37(1), as the case may be.
26
Reasons and other particulars of decisions to be given
(1) Where, in
relation to a request, a decision is made relating to a refusal to grant access
to a document in accordance with the request or deferring provision of access
to a document, the decision‑maker shall cause the applicant to be given notice
in writing of the decision, and the notice shall:
(a) state the findings on any material
questions of fact, referring to the material on which those findings were
based, and state the reasons for the decision; and
(aa) in the case of a decision to
refuse to give access to a conditionally exempt document—include in those
reasons the public interest factors taken into account in making the decision;
and
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
(b) where the decision relates to a
document of an agency, state the name and designation of the person giving the
decision; and
(c) give to the applicant appropriate
information concerning:
(i) his or her rights with
respect to review of the decision;
(ii) his or her rights to
make a complaint to the Information Commissioner in relation to the decision;
and
(iii) the
procedure for the exercise of the rights referred to in subparagraphs (i)
and (ii);
including (where applicable)
particulars of the manner in which an application for internal review
(Part VI) and IC review (Part VII) may be made.
(1A) Section 13 of the Administrative
Decisions (Judicial Review) Act 1977 does not apply to a decision
referred to in subsection (1).
(2) A notice under this section is not
required to contain any matter that is of such a nature that its inclusion in a
document of an agency would cause that document to be an exempt document.
26A
Consultation—documents affecting Commonwealth‑State relations etc.
Scope
(1) This section applies if:
(a) arrangements have been entered
into between the Commonwealth and a State about consultation under this
section; and
(b) a request is made to an agency or
Minister for access to a document that:
(i) originated with, or
was received from, the State or an authority of the State; or
(ii) contains information (State‑originated
information) that originated with, or was received from, the State or
an authority of the State; and
(c) it appears to the agency or
Minister that the State may reasonably wish to contend that:
(i) the document is
conditionally exempt under section 47B (Commonwealth‑State relations etc.);
and
(ii) access to the document
would, on balance, be contrary to the public interest for the purposes of
subsection 11A(5).
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
Consultation required
(2) The agency or Minister must not decide to
give the applicant access to the document unless consultation has taken place
between the Commonwealth and the State in accordance with the arrangements.
Decision to give access
(3) If, after such consultation has taken
place, the agency or Minister decides to give the applicant access to the
document, the agency or Minister must give written notice of the decision to
both of the following:
(a) the State;
(b) the applicant.
Access not to be given until review or appeal
opportunities have run out
(4) However, the agency or Minister must not
give the applicant access to the document unless, after all the opportunities
of the State for review or appeal in relation to the decision to give access to
the document have run out, the decision still stands, or is confirmed.
Note 1: The decision to give access to the document is
subject to internal review (see Part VI), review by the Information
Commissioner (see Part VII) and review by the Tribunal (see
Part VIIA).
Note 2: For when all opportunities for review or appeal
in relation to the decision to give access to the document have run out,
see subsection 4(1).
Edited copies and State‑originated information
(5) This section applies:
(a) in relation to an edited copy of a
document—in the same way as it applies to the document; and
(b) in relation to a document
containing State‑originated information—to the extent to which the document
contains such information.
Definition
(6) In this section:
State includes Norfolk Island.
26AA
Consultation—documents affecting Norfolk Island intergovernmental relations
Scope
(1) This section applies if:
(a) either:
(i) arrangements have been
entered into between Norfolk Island and the Commonwealth about consultation
under this section; or
(ii) arrangements have been
entered into between Norfolk Island and a State about consultation under this
section; and
(b) if subparagraph (a)(i)
applies—a request is made to a Norfolk Island authority or Norfolk Island
Minister for access to a document that:
(i) originated with, or
was received from, the Commonwealth or an authority of the Commonwealth; or
(ii) contains information (Commonwealth‑originated
information) that originated with, or was received from, the
Commonwealth or an authority of the Commonwealth; and
(c) if subparagraph (a)(ii)
applies—a request is made to a Norfolk Island authority or Norfolk Island
Minister for access to a document that:
(i) originated with, or
was received from, the State or an authority of the State; or
(ii) contains information (State‑originated
information) that originated with, or was received from, the State or
an authority of the State; and
(d) if subparagraph (a)(i)
applies—it appears to the Norfolk Island authority or Norfolk Island Minister
that the Commonwealth may reasonably wish to contend that:
(i) the document is
conditionally exempt under section 47B (Commonwealth‑State relations
etc.); and
(ii) access to the document
would, on balance, be contrary to the public interest for the purposes of subsection 11A(5);
and
(e) if subparagraph (a)(ii)
applies—it appears to the Norfolk Island authority or Norfolk Island Minister
that the State may reasonably wish to contend that:
(i) the document is
conditionally exempt under section 47B (Commonwealth‑State relations
etc.); and
(ii) access to the document
would, on balance, be contrary to the public interest for the purposes of
subsection 11A(5).
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
Consultation required
(2) The Norfolk Island authority or Norfolk
Island Minister must not decide to give the applicant access to the document
unless consultation has taken place between:
(a) if subparagraph (1)(a)(i)
applies—Norfolk Island and the Commonwealth in accordance with the arrangements
mentioned in that subparagraph; or
(b) if subparagraph (1)(a)(ii)
applies—Norfolk Island and the State in accordance with the arrangements
mentioned in that subparagraph.
Decision to give access
(3) If, after such consultation has taken
place, the Norfolk Island authority or Norfolk Island Minister decides to give
the applicant access to the document, the Norfolk Island authority or Norfolk
Island Minister must give written notice of the decision to:
(a) if subparagraph (1)(a)(i)
applies—the Commonwealth; and
(b) if subparagraph (1)(a)(ii)
applies—the State; and
(c) in any case—the applicant.
Access not to be given until review or appeal
opportunities have run out
(4) However, the Norfolk Island authority or
Norfolk Island Minister must not give the applicant access to the document
unless, after all the opportunities of:
(a) if subparagraph (1)(a)(i)
applies—the Commonwealth; or
(b) if subparagraph (1)(a)(ii)
applies—the State;
for review or appeal in relation to the decision to give
access to the document have run out, the decision still stands, or is
confirmed.
Note 1: The decision to give access to the document is
subject to internal review (see Part VI), review by the Information
Commissioner (see Part VII) and review by the Tribunal (see
Part VIIA).
Note 2: For when all opportunities for review or appeal
in relation to the decision to give access to the document have run out,
see subsection 4(1).
Edited copies, Commonwealth‑originated information and
State‑originated information
(5) This section applies:
(a) in relation to an edited copy of a
document in the same way as it applies to the document; and
(b) in relation to a document
containing Commonwealth‑originated information—to the extent to which the
document contains such information; and
(c) in relation to a document
containing State‑originated information—to the extent to which the document
contains such information.
27
Consultation—business documents
Scope
(1) This section applies if:
(a) a request is made to an agency or
Minister for access to a document containing information (business
information) covered by subsection (2) in respect of a person,
organisation or undertaking; and
(b) it appears to the agency or
Minister that the person, organisation or proprietor of the undertaking (the person
or organisation concerned) might reasonably wish to make a contention
(the exemption contention) that:
(i) the document is exempt
under section 47 (trade secrets etc.); or
(ii) the document is
conditionally exempt under section 47G (business information) and access
to the document would, on balance, be contrary to the public interest for the
purposes of subsection 11A(5).
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
(2) This subsection covers the following
information:
(a) in relation to a
person—information about the person’s business or professional affairs;
(b) in relation to an organisation or
undertaking—information about the business, commercial or financial affairs of
the organisation or undertaking.
(3) In determining, for the purposes of
paragraph (1)(b), whether the person or organisation concerned might
reasonably wish to make an exemption contention because of business information
in a document, the agency or Minister must have regard to the following
matters:
(a) the extent to which the
information is well known;
(b) whether the person, organisation
or undertaking is known to be associated with the matters dealt with in the
information;
(c) the availability of the
information from publicly accessible sources;
(d) any other matters that the agency
or Minister considers relevant.
Opportunity to make submissions
(4) The agency or Minister must not decide to
give access to the document unless:
(a) the person or organisation
concerned is given a reasonable opportunity to make submissions in support of
the exemption contention; and
(b) the agency or the Minister has
regard to any submissions so made.
(5) However, subsection (4) only applies
if it is reasonably practicable for the agency or Minister to give the person
or organisation concerned a reasonable opportunity to make submissions in
support of the exemption contention, having regard to all the circumstances
(including the application of subsections 15(5) and (6) (time limits for
processing requests)).
Notice of decision to give access
(6) If the agency or Minister decides to give
access to the document, the agency or Minister must give written notice of the
decision to both of the following:
(a) the person or organisation
concerned;
(b) the applicant.
Access not to be given until review or appeal
opportunities have run out
(7) However, the agency or Minister must not
give the applicant access to the document unless, after all the opportunities
of the person or organisation concerned for review or appeal in relation to the
decision to give access to the document have run out, the decision to give
access still stands, or is confirmed.
Note 1: The decision to give access to the document is
subject to internal review (see Part VI), review by the Information
Commissioner (see Part VII) and review by the Tribunal (see
Part VIIA).
Note 2: For when all opportunities for review or appeal
in relation to the decision to give access to the document have run out,
see subsection 4(1).
Notice and stay of decision not to apply unless
submission made in support of exemption contention
(8) Subsections (6) and (7) do not apply
unless the person or organisation concerned makes a submission in support of
the exemption contention as allowed under paragraph (4)(a).
Edited copies and business information
(9) This section applies:
(a) in relation to an edited copy of a
document—in the same way as it applies to the document; and
(b) in relation to a document
containing business information—to the extent to which the document contains
such information.
27A
Consultation—documents affecting personal privacy
Scope
(1) This section applies if:
(a) a request is made to an agency or
Minister for access to a document containing personal information about a
person (including a person who has died); and
(b) it
appears to the agency or Minister that the person or the person’s legal
personal representative (the person concerned) might reasonably
wish to make a contention (the exemption contention) that:
(i) the
document is conditionally exempt under section 47F; and
(ii) access
to the document would, on balance, be contrary to the public interest for the
purposes of subsection 11A(5).
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
(2) In determining, for the purposes of
paragraph (1)(b), whether the person concerned might reasonably wish to
make an exemption contention because of personal information in a document, the
agency or Minister must have regard to the following matters:
(a) the extent to which the
information is well known;
(b) whether the person to whom the
information relates is known to be (or to have been) associated with the
matters dealt with in the information;
(c) the availability of the
information from publicly accessible sources;
(d) any other matters that the agency
or Minister considers relevant.
Opportunity to make submissions
(3) The agency or Minister must not decide to
give the applicant access to the document unless:
(a) the person concerned is given a
reasonable opportunity to make submissions in support of the exemption
contention; and
(b) the agency or the Minister has
regard to any submissions so made.
(4) However, subsection (3) only applies
if it is reasonably practicable for the agency or Minister to give the person
concerned a reasonable opportunity to make submissions in support of the
exemption contention, having regard to all the circumstances (including the
application of subsections 15(5) and (6) (time limits for processing
requests)).
Decision to give access
(5) If the agency or Minister decides to give
access to the document, the agency or Minister must give written notice of the
decision to both of the following:
(a) the person concerned;
(b) the applicant.
Access not to be given until review or appeal
opportunities have run out
(6) However, the agency or Minister must not
give the applicant access to the document unless, after all the opportunities
of the person concerned for review or appeal in relation to the decision to
give access to the document have run out, the decision to give access still
stands, or is confirmed.
Note 1: The decision to give access to the document is
subject to internal review (see Part VI), review by the Information
Commissioner (see Part VII) and review by the Tribunal (see
Part VIIA).
Note 2: For when all opportunities for review or appeal
in relation to the decision to give access to the document have run out,
see subsection 4(1).
Notice and stay of decision not to apply unless
submission made in support of exemption contention
(7) Subsections (5) and (6) do not apply
unless the person concerned makes a submission in support of the exemption
contention as allowed under paragraph (3)(a).
Edited copies and personal information
(8) This section applies:
(a) in relation to an edited copy of a
document—in the same way as it applies to the document; and
(b) in relation to a document containing
personal information—to the extent to which the document contains such
information.
29
Charges
(1) Where, under the regulations, an agency
or Minister decides that an applicant is liable to pay a charge in respect of a
request for access to a document, or the provision of access to a document, the
agency or Minister must give to the applicant a written notice stating:
(a) that the applicant is liable to
pay a charge; and
(b) the agency’s or Minister’s
preliminary assessment of the amount of the charge, and the basis on which the
assessment is made; and
(c) that the applicant may contend
that the charge has been wrongly assessed, or should be reduced or not imposed;
and
(d) the matters that the agency or
Minister must take into account under subsection (5) in deciding whether
or not to reduce, or not impose, the charge; and
(e) the
amount of any deposit that the agency or Minister has determined, under the
regulations, that the applicant will be required to pay if the charge is
imposed; and
(f) that the applicant must, within
the period of 30 days, or such further period as the agency or Minister allows,
after the notice was given, notify the agency or Minister in writing:
(i) of the applicant’s
agreement to pay the charge; or
(ii) if the applicant
contends that the charge has been wrongly assessed, or should be reduced or not
imposed, or both—that the applicant so contends, giving the applicant’s reasons
for so contending; or
(iii) that the applicant
withdraws the request for access to the document concerned; and
(g) that if the applicant fails to
give the agency or Minister such a notice within that period or further period,
the request for access to the document will be taken to have been withdrawn.
(2) If the applicant fails to notify the
agency or Minister in a manner mentioned in paragraph (1)(f) within the
period or further period mentioned in that paragraph, the applicant is to be
taken to have withdrawn the request for access to the document concerned.
(3) An agency or Minister must not impose a
charge in respect of a request for access to a document, or the provision of
access to a document, until:
(a) the applicant has notified the
agency or Minister in a manner mentioned in paragraph (1)(f); or
(b) the end of the period or further
period mentioned in that paragraph.
(4) Where the applicant has notified the
agency or Minister, in a manner mentioned in subparagraph (1)(f)(ii), that
the applicant contends that the charge should be reduced or not imposed, the
agency or Minister may decide that the charge is to be reduced or not to be
imposed.
(5) Without
limiting the matters the agency or Minister may take into account in
determining whether or not to reduce or not to impose the charge, the agency or
Minister must take into account:
(a) whether the payment of the charge,
or part of it, would cause financial hardship to the applicant, or to a person
on whose behalf the application was made; and
(b) whether the giving of access to
the document in question is in the general public interest or in the interest
of a substantial section of the public.
(6) If the applicant has notified the agency
or Minister in the manner mentioned in subparagraph (1)(f)(ii), the agency
or Minister must take all reasonable steps to enable the applicant to be
notified of the decision on the amount of charge payable as soon as practicable
but in any case no later than 30 days after the day on which the applicant so
notified the agency or Minister.
(7) If:
(a) that period of 30 days has elapsed
since the day on which the agency or Minister was so notified; and
(b) the
applicant has not received notice of a decision on the amount of charge
payable;
the principal officer of the agency, or the Minister, as
the case requires, is, for all purposes of this Act, taken to have made, on the
last day of the period, a decision to the effect that the amount of charge
payable is the amount equal to the agency’s or Minister’s preliminary
assessment of the amount of the charge mentioned in paragraph (1)(b).
(8) If:
(a) the applicant makes a contention
about a charge as mentioned in subsection (4); and
(b) the
agency or Minister makes a decision to reject the contention, in whole or in
part;
the agency or Minister, as the case requires, must give
the applicant written notice of the decision and of the reasons for the
decision.
Note: Section 25D of the Acts Interpretation
Act 1901 sets out rules about the contents of a statement of reasons.
(9) A notice under subsection (8) must
also state the name and designation of the person making the decision and give
the applicant appropriate information about:
(a) his or her rights with respect to
review of the decision; and
(b) his or her rights to make a
complaint to the Information Commissioner in relation to the decision; and
(c) the
procedure for the exercise of those rights;
including (where applicable) particulars of the manner in
which an application for internal review (Part VI) and IC review
(Part VII) may be made.
(10) Section 13 of the Administrative
Decisions (Judicial Review) Act 1977 does not apply to a decision
referred to in subsection (8).
(11) A notice under subsection (8) is not
required to contain any matter that is of such a nature that its inclusion in a
document of an agency would cause that document to be an exempt document.
31
Decision to impose charge—extended period for processing request
Scope
(1) This section applies if:
(a) on a particular day (the charge
notice day) an applicant in relation to a request receives a notice
under subsection 29(1) or (6) to the effect that the applicant is
liable to pay a charge in respect of the request; and
(b) the notice is received before the
end of the period (the processing period) applicable under
paragraph 15(5)(b) in relation to the request (or that period as extended).
Processing period to be calculated disregarding period
when charge unpaid
(2) In working out the length of the
processing period (or that period as extended) for the purposes of paragraph
15(5)(b), disregard the number of days in the period starting on the charge
notice day and ending on the earliest occurring of the following days:
(a) the day the applicant pays the
amount of the charge (or a deposit on account of the charge prescribed by the
regulations), whether or not the decision to impose the charge has been
considered under section 29, or is the subject of a review under this Act;
(b) if the amount of the charge is
changed under section 29, or following a review under this Act—the day the
applicant pays the amount of the charge (or a deposit on account of the charge
prescribed by the regulations) as changed following the review;
(c) if, under section 29, or
following a review under this Act, a decision is made with the effect that the
charge is not imposed—the day the applicant is notified of the decision.
Note: A decision under section 29 relating to
the imposition of a charge or the amount of a charge may be the subject of an
internal review (see Part VI), an IC review (see Part VII) or review
by the Tribunal (see Part VIIA).
Part IV—Exempt documents
Division 1—Preliminary
31A
Access to exempt and conditionally exempt documents
The following table summarises how this
Act applies to exempt documents and documents that are conditionally exempt:
|
How this Act applies to
exempt and conditionally exempt documents
|
|
Item
|
If …
|
then …
|
because of …
|
|
1
|
a document is an exempt document under Division 2
(exemptions) or under paragraph (b) or (c) of the definition of exempt
document in subsection 4(1)
|
access to the document is not required to be given
|
subsection 11A(4).
|
|
2
|
a document is a
conditionally exempt document under Division 3 (public interest
conditional exemptions)
|
access to the document is
required to be given, unless it would be contrary to the public interest
|
subsection 11A(5) (see also
section 11B (public interest factors)).
|
|
3
|
a document is an exempt document as mentioned in
item 1, and also a conditionally exempt document under Division 3
|
access to the document is not required to be given
|
subsections 11A(4) and (6), and section 32
(interpretation).
|
|
4
|
access to a document is refused because it contains exempt
matter, and the exempt matter can be deleted
|
(a) an edited copy deleting the exempt matter must be
prepared (if practicable); and
(b) access to the edited copy must be given;
|
section 22.
|
|
5
|
a document is an exempt
document because of any provision of this Act
|
access to the document may
be given apart from under this Act
|
section 3A
(objects—information or documents otherwise accessible).
|
31B
Exempt documents for the purposes of this Part
A document is exempt for
the purposes of this Part if:
(a) it is an exempt document under
Division 2; or
(b) it is conditionally exempt under
Division 3, and access to the document would, on balance, be contrary to
the public interest for the purposes of subsection 11A(5).
Note 1: A document is an exempt document for
the purposes of this Act (see subsection 4(1)) if:
(a) it is
exempt under this section; or
(b) it is
exempt because of section 7 (exemption of certain persons and bodies); or
(c) it is an
official document of a Minister that contains matters not relating to the
affairs of an agency or a Department of State.
Note 2: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
32
Interpretation [see
Note 2]
A provision of this Part by virtue of
which documents referred to in the provision are exempt documents:
(a) shall not be construed as limited
in its scope or operation in any way by any other provision of this Part by
virtue of which documents are exempt documents; and
(b) shall not be construed as not
applying to a particular document by reason that another provision of this Part
of a kind mentioned in paragraph (a) also applies to that document.
Division 2—Exemptions
33
Documents affecting national security, defence or international relations
A document is an exempt document if
disclosure of the document under this Act:
(a) would, or could reasonably be
expected to, cause damage to:
(i) the security of the
Commonwealth;
(ii) the defence of the
Commonwealth; or
(iii) the international
relations of the Commonwealth; or
(b) would divulge any information or
matter communicated in confidence by or on behalf of a foreign government, an
authority of a foreign government or an international organization to the
Government of the Commonwealth, to an authority of the Commonwealth or to a
person receiving the communication on behalf of the Commonwealth or of an
authority of the Commonwealth.
Note: See also subsection 4(10).
34
Cabinet documents
General rules
(1) A document is an exempt document if:
(a) both of the following are
satisfied:
(i) it has been submitted
to the Cabinet for its consideration, or is or was proposed by a Minister to be
so submitted;
(ii) it was brought into
existence for the dominant purpose of submission for consideration by the
Cabinet; or
(b) it is an official record of the
Cabinet; or
(c) it was brought into existence for
the dominant purpose of briefing a Minister on a document to which
paragraph (a) applies; or
(d) it is a draft of a document to
which paragraph (a), (b) or (c) applies.
(2) A document is an exempt document to the
extent that it is a copy or part of, or contains an extract from, a document to
which subsection (1) applies.
(3) A document is an exempt document to the
extent that it contains information the disclosure of which would reveal a
Cabinet deliberation or decision, unless the existence of the deliberation or
decision has been officially disclosed.
Exceptions
(4) A document is not an exempt document only
because it is attached to a document to which subsection (1), (2) or (3)
applies.
Note: However, the attachment itself may be an
exempt document.
(5) A document by which a decision of the
Cabinet is officially published is not an exempt document.
(6) Information in a document to which
subsection (1), (2) or (3) applies is not exempt matter because of this
section if the information consists of purely factual material, unless:
(a) the disclosure of the information
would reveal a Cabinet deliberation or decision; and
(b) the existence of the deliberation
or decision has not been officially disclosed.
37
Documents affecting enforcement of law and protection of public safety
(1) A document is an exempt document if its
disclosure under this Act would, or could reasonably be expected to:
(a) prejudice the conduct of an
investigation of a breach, or possible breach, of the law, or a failure, or
possible failure, to comply with a law relating to taxation or prejudice the
enforcement or proper administration of the law in a particular instance;
(b) disclose, or enable a person to
ascertain, the existence or identity of a confidential source of information,
or the non‑existence of a confidential source of information, in relation to
the enforcement or administration of the law; or
(c) endanger the life or physical
safety of any person.
(2) A document is an exempt document if its
disclosure under this Act would, or could reasonably be expected to:
(a) prejudice the fair trial of a
person or the impartial adjudication of a particular case;
(b) disclose lawful methods or
procedures for preventing, detecting, investigating, or dealing with matters
arising out of, breaches or evasions of the law the disclosure of which would,
or would be reasonably likely to, prejudice the effectiveness of those methods
or procedures; or
(c) prejudice the maintenance or
enforcement of lawful methods for the protection of public safety.
(2A) For the
purposes of paragraph (1)(b), a person is taken to be a confidential
source of information in relation to the enforcement or administration of the
law if the person is receiving, or has received, protection under a program
conducted under the auspices of the Australian Federal Police, or the police
force of a State or Territory, for the protection of:
(a) witnesses; or
(b) people who, because of their
relationship to, or association with, a witness need, or may need, such
protection; or
(c) any other people who, for any
other reason, need or may need, such protection.
(3) In this section, law means
law of the Commonwealth or of a State or Territory.
38
Documents to which secrecy provisions of enactments apply
(1) Subject to subsection (1A), a
document is an exempt document if:
(a) disclosure of the document, or
information contained in the document, is prohibited under a provision of an
enactment; and
(b) either:
(i) that provision is
specified in Schedule 3; or
(ii) this section is
expressly applied to the document, or information, by that provision, or by
another provision of that or any other enactment.
(1A) A person’s
right of access to a document under section 11 or 22 is not affected
merely because the document is an exempt document under subsection (1) of
this section if disclosure of the document, or information contained in the
document, to that person is not prohibited by the enactment concerned or any
other enactment.
(2) Subject to subsection (3), if a
person requests access to a document, this section does not apply in relation
to the document so far as it contains personal information about the person.
(3) This
section applies in relation to a document so far as it contains personal
information about a person if:
(a) the person requests access to the
document; and
(b) disclosure of the document, or
information contained in the document, is prohibited under section 503A of
the Migration Act 1958 as affected by section 503D of that Act.
(4) In this section:
enactment includes a Norfolk Island
enactment.
42 Documents
subject to legal professional privilege
(1) A document is an exempt document if it is
of such a nature that it would be privileged from production in legal
proceedings on the ground of legal professional privilege.
(2) A document is not an exempt document
because of subsection (1) if the person entitled to claim legal
professional privilege in relation to the production of the document in legal
proceedings waives that claim.
(3) A document is not an exempt document
under subsection (1) by reason only that:
(a) the document contains information
that would (apart from this subsection) cause the document to be exempt under
subsection (1); and
(b) the information is operational
information of an agency.
Note: For operational information, see
section 8A.
45
Documents containing material obtained in confidence
(1) A document is an exempt document if its
disclosure under this Act would found an action, by a person (other than an
agency, the Commonwealth or Norfolk Island), for breach of confidence.
(2) Subsection (1) does not apply to a
document to which subsection 47C(1) (deliberative processes) applies (or
would apply, but for subsection 47C(2) or (3)), that is prepared by a Minister,
a member of the staff of a Minister, or an officer or employee of an agency, in
the course of his or her duties, or by a prescribed authority or Norfolk Island
authority in the performance of its functions, for purposes relating to the
affairs of an agency or a Department of State unless the disclosure of the
document would constitute a breach of confidence owed to a person or body other
than:
(a) a person in the capacity of
Minister, member of the staff of a Minister or officer of an agency; or
(b) an agency, the Commonwealth or
Norfolk Island.
46
Documents disclosure of which would be contempt of Parliament or contempt of
court
A document is an exempt document if
public disclosure of the document would, apart from this Act and any immunity
of the Crown:
(a) be in contempt of court;
(b) be contrary to an order made or
direction given by a Royal Commission or by a tribunal or other person or body
having power to take evidence on oath; or
(c) infringe the privileges of the
Parliament of the Commonwealth or of a State or of a House of such a Parliament
or of the Legislative Assembly of the Northern Territory or of Norfolk Island.
47
Documents disclosing trade secrets or commercially valuable information
(1) A document is an exempt document if its
disclosure under this Act would disclose:
(a) trade secrets; or
(b) any other information having a
commercial value that would be, or could reasonably be expected to be,
destroyed or diminished if the information were disclosed.
(2) Subsection (1) does not have effect
in relation to a request by a person for access to a document:
(a) by reason only of the inclusion in
the document of information concerning that person in respect of his or her
business or professional affairs; or
(b) by reason only of the inclusion in
the document of information concerning the business, commercial or financial
affairs of an undertaking where the person making the request is the proprietor
of the undertaking or a person acting on behalf of the proprietor; or
(c) by reason only of the inclusion in
the document of information concerning the business, commercial or financial
affairs of an organisation where the person making the request is the
organisation or a person acting on behalf of the organisation.
(3) A reference in this section to an
undertaking includes a reference to an undertaking that is carried on by, or by
an authority of, the Commonwealth, Norfolk Island or a State or by a local
government authority.
47A
Electoral rolls and related documents
(1) In this section:
Electoral Act means the Commonwealth
Electoral Act 1918.
electoral roll
means:
(a) a
Roll of the electors of:
(i) a State or Territory;
or
(ii) a Division (within the
meaning of the Electoral Act); or
(iii) a
Subdivision (within the meaning of the Electoral Act);
prepared under the Electoral
Act; or
(b) any part of a Roll referred to in paragraph (a);
or
(c) an electoral roll prepared under
the Legislative Assembly Act 1979 of Norfolk Island; or
(d) any part of an electoral
roll referred to in paragraph (c).
(2) Subject to
this section, a document is an exempt document if it is:
(a) an electoral roll; or
(b) a print, or a copy of a print, of
an electoral roll; or
(c) a microfiche of an electoral roll;
or
(d) a copy on tape or disk of an
electoral roll; or
(e) a document that:
(i) sets out particulars
of only one elector; and
(ii) was used to prepare an
electoral roll; or
(f) a document that:
(i) is a copy of a
document referred to in paragraph (e); or
(ii) contains only copies
of documents referred to in paragraph (e); or
(g) a document (including a habitation
index within the meaning of the Electoral Act) that:
(i) sets out particulars
of electors; and
(ii) was derived from an
electoral roll.
(3) The part of an electoral roll that sets
out the particulars of an elector is not an exempt document in relation to the
elector.
(4) Any print, copy of a print, microfiche,
tape or disk that sets out or reproduces only the particulars entered on an
electoral roll in respect of an elector is not an exempt document in relation
to the elector.
(5) A document that sets out only the
particulars of one elector and:
(a) is a copy of a document referred
to in paragraph (2)(e); or
(b) is
a copy, with deletions, of a document referred to in paragraph (2)(e), (f)
or (g);
is not an exempt document in relation to the elector.
Division 3—Public interest conditional exemptions
47B
Public interest conditional exemptions—Commonwealth‑State relations etc.
A document is conditionally exempt if
disclosure of the document under this Act:
(a) would, or could reasonably be
expected to, cause damage to relations between the Commonwealth and a State; or
(b) would divulge information or
matter communicated in confidence by or on behalf of the Government of a State
or an authority of a State, to the Government of the Commonwealth, to an
authority of the Commonwealth or to a person receiving the communication on
behalf of the Commonwealth or of an authority of the Commonwealth; or
(c) would, or could reasonably be
expected to, cause damage to relations between the Commonwealth and Norfolk
Island; or
(d) would divulge information or
matter communicated in confidence by or on behalf of the Government of Norfolk
Island or an authority of Norfolk Island, to the Government of the
Commonwealth, to an authority of the Commonwealth or to a person receiving the
communication on behalf of the Commonwealth or an authority of the
Commonwealth; or
(e) would, or could reasonably be
expected to, cause damage to relations between Norfolk Island and a State; or
(f) would divulge information or
matter communicated in confidence by or on behalf of the Government of a State
or an authority of a State, to the Government of Norfolk Island, to an
authority of Norfolk Island or to a person receiving the communication on
behalf of Norfolk Island or of an authority of Norfolk Island.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
47C
Public interest conditional exemptions—deliberative processes
General rule
(1) A document is conditionally exempt if its
disclosure under this Act would disclose matter (deliberative matter)
in the nature of, or relating to, opinion, advice or recommendation obtained,
prepared or recorded, or consultation or deliberation that has taken place, in
the course of, or for the purposes of, the deliberative processes involved in the
functions of:
(a) an agency; or
(b) a Minister; or
(c) the Government of the
Commonwealth; or
(d) the Government of Norfolk Island.
Exceptions
(2) Deliberative matter does not include
either of the following:
(a) operational information (see
section 8A);
(b) purely factual material.
Note: An agency must publish its operational
information (see section 8).
(3) This section does not apply to any of the
following:
(a) reports (including reports
concerning the results of studies, surveys or tests) of scientific or technical
experts, whether employed within an agency or not, including reports expressing
the opinions of such experts on scientific or technical matters;
(b) reports of a body or organisation,
prescribed by the regulations, that is established within an agency;
(c) the record of, or a formal
statement of the reasons for, a final decision given in the exercise of a power
or of an adjudicative function.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
47D
Public interest conditional exemptions—financial or property interests of the
Commonwealth or Norfolk Island
A document is conditionally exempt if
its disclosure under this Act would have a substantial adverse effect on the
financial or property interests of the Commonwealth, of Norfolk Island or of an
agency.
Note: Access must generally be given to a conditionally
exempt document unless it would be contrary to the public interest (see
section 11A).
47E
Public interest conditional exemptions—certain operations of agencies
A document is conditionally exempt if
its disclosure under this Act would, or could reasonably be expected to, do any
of the following:
(a) prejudice the effectiveness of
procedures or methods for the conduct of tests, examinations or audits by an
agency;
(b) prejudice the attainment of the
objects of particular tests, examinations or audits conducted or to be
conducted by an agency;
(c) have a substantial adverse effect
on the management or assessment of personnel by the Commonwealth, by Norfolk
Island or by an agency;
(d) have a substantial adverse effect
on the proper and efficient conduct of the operations of an agency.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
47F
Public interest conditional exemptions—personal privacy
General rule
(1) A document is conditionally exempt if its
disclosure under this Act would involve the unreasonable disclosure of personal
information about any person (including a deceased person).
(2) In determining whether the disclosure of
the document would involve the unreasonable disclosure of personal information,
an agency or Minister must have regard to the following matters:
(a) the extent to which the
information is well known;
(b) whether the person to whom the
information relates is known to be (or to have been) associated with the
matters dealt with in the document;
(c) the availability of the
information from publicly accessible sources;
(d) any other matters that the agency
or Minister considers relevant.
(3) Subject to subsection (5), subsection (1)
does not have effect in relation to a request by a person for access to a
document by reason only of the inclusion in the document of matter relating to
that person.
Access given to qualified person instead
(4) Subsection (5) applies if:
(a) a request is made to an agency or
Minister for access to a document of the agency, or an official document of the
Minister, that contains information concerning the applicant, being information
that was provided by a qualified person acting in his or her capacity as a
qualified person; and
(b) it
appears to the principal officer of the agency or to the Minister (as the case
may be) that the disclosure of the information to the applicant might be
detrimental to the applicant’s physical or mental health, or well‑being.
(5) The principal officer or Minister may, if
access to the document would otherwise be given to the applicant, direct that
access to the document, so far as it contains that information, is not to be
given to the applicant but is to be given instead to a qualified person who:
(a) carries on the same occupation, of
a kind mentioned in the definition of qualified person in
subsection (7), as the first‑mentioned qualified person; and
(b) is to be nominated by the
applicant.
(6) The powers and functions of the principal
officer of an agency under this section may be exercised by an officer of the
agency acting within his or her scope of authority in accordance with
arrangements referred to in section 23.
(7) In this
section:
qualified person
means a person who carries on, and is entitled to carry on, an occupation that
involves the provision of care for the physical or mental health of people or
for their well‑being, and, without limiting the generality of the foregoing,
includes any of the following:
(a) a
medical practitioner;
(b) a
psychiatrist;
(c) a
psychologist;
(d) a
counsellor;
(e) a
social worker.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
47G
Public interest conditional exemptions—business
(1) A document is conditionally exempt if its
disclosure under this Act would disclose information concerning a person in
respect of his or her business or professional affairs or concerning the business,
commercial or financial affairs of an organisation or undertaking, in a case in
which the disclosure of the information:
(a) would, or could reasonably be
expected to, unreasonably affect that person adversely in respect of his or her
lawful business or professional affairs or that organisation or undertaking in
respect of its lawful business, commercial or financial affairs; or
(b) could reasonably be expected to
prejudice the future supply of information to the Commonwealth, Norfolk Island
or an agency for the purpose of the administration of a law of the Commonwealth
or of a Territory or the administration of matters administered by an agency.
(2) Subsection (1) does not apply to
trade secrets or other information to which section 47 applies.
(3) Subsection (1) does not have effect
in relation to a request by a person for access to a document:
(a) by reason only of the inclusion in
the document of information concerning that person in respect of his or her
business or professional affairs; or
(b) by reason only of the inclusion in
the document of information concerning the business, commercial or financial
affairs of an undertaking where the person making the request is the proprietor
of the undertaking or a person acting on behalf of the proprietor; or
(c) by reason only of the inclusion in
the document of information concerning the business, commercial or financial
affairs of an organisation where the person making the request is the
organisation or a person acting on behalf of the organisation.
(4) A reference in this section to an
undertaking includes a reference to an undertaking that is carried on by, or by
an authority of, the Commonwealth, Norfolk Island or a State or by a local
government authority.
(5) For the purposes of subsection (1),
information is not taken to concern a person in respect of the person’s
professional affairs merely because it is information concerning the person’s
status as a member of a profession.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
47H
Public interest conditional exemptions—research
A document is conditionally exempt if:
(a) it contains information relating
to research that is being, or is to be, undertaken by an officer of an agency
specified in Schedule 4; and
(b) disclosure of the information
before the completion of the research would be likely unreasonably to expose
the agency or officer to disadvantage.
Note: Access must generally be given to a conditionally
exempt document unless it would be contrary to the public interest (see
section 11A).
47J
Public interest conditional exemptions—the economy
(1) A document is conditionally exempt if its
disclosure under this Act would, or could be reasonably expected to, have a
substantial adverse effect on Australia’s economy by:
(a) influencing a decision or action
of a person or entity; or
(b) giving a person (or class of
persons) an undue benefit or detriment, in relation to business carried on by
the person (or class), by providing premature knowledge of proposed or possible
action or inaction of a person or entity.
Note: A person includes a body corporate and a body
politic (see section 22 of the Acts Interpretation Act 1901).
Examples of a body politic include the government of the Commonwealth, a State,
a Territory or a foreign country.
(2) For the purposes of subsection (1),
a substantial adverse effect on Australia’s economy includes a substantial
adverse effect on:
(a) a particular sector of the economy;
or
(b) the economy of a particular region
of Australia.
(2A) For the purposes of paragraph (2)(b),
Norfolk Island is taken to be a region of Australia.
(3) The documents to which
subsection (1) applies include, but are not limited to, documents containing
matter relating to any of the following:
(a) currency or exchange rates;
(b) interest rates;
(c) taxes, including duties of customs
or of excise;
(d) the regulation or supervision of
banking, insurance and other financial institutions;
(e) proposals for expenditure;
(f) foreign investment in Australia;
(g) borrowings by the Commonwealth, Norfolk
Island, a State or an authority of the Commonwealth, of Norfolk Island or of a
State.
Note: Access must generally be given to a
conditionally exempt document unless it would be contrary to the public
interest (see section 11A).
Part V—Amendment and annotation of personal records
48
Application for amendment or annotation of personal records
Where a person claims that a document of
an agency or an official document of a Minister to which access has been
lawfully provided to the person, whether under this Act or otherwise, contains
personal information about that person:
(a) that is incomplete, incorrect, out
of date or misleading; and
(b) that
has been used, is being used or is available for use by the agency or Minister
for an administrative purpose;
the person may apply to the agency or Minister for:
(c) an amendment; or
(d) an
annotation;
of the record of that information kept by the agency or
Minister.
49
Requirements of an application for amendment
An application for amendment must:
(a) be in writing; and
(b) as far as practicable, specify:
(i) the document or
official document containing the record of personal information that is claimed
to require amendment; and
(ii) the information that
is claimed to be incomplete, incorrect, out of date or misleading; and
(iii) whether the
information is claimed to be incomplete, incorrect, out of date or misleading;
and
(iv) the applicant’s reasons
for so claiming; and
(v) the amendment requested
by the applicant; and
(c) specify an address in Australia to which a notice under this Part may be sent to the applicant; and
(d) be
sent by post to the agency or Minister, or delivered to an officer of the
agency or a member of the staff of the Minister, at the address of the office
of the agency or Minister (as the case may be) determined in accordance with
paragraph 15(2)(d).
50
Amendment of records
(1) Subject to section 51C, where the
agency or Minister to whom such an application is made is satisfied that:
(a) the record of personal information
to which the request relates is contained in a document of the agency or an
official document of the Minister, as the case may be; and
(b) the information is incomplete,
incorrect, out of date or misleading; and
(c) the
information has been used, is being used or is available for use by the agency
or Minister for an administrative purpose;
the agency or Minister may amend the record of
information.
(2) The agency or Minister may make the
amendment:
(a) by altering the document or
official document concerned to make the information complete, correct, up to
date or not misleading; or
(b) by adding to that document or
official document a note:
(i) specifying the
respects in which the agency or Minister is satisfied that the information is
incomplete, incorrect, out of date or misleading; and
(ii) in a case where the
agency or Minister is satisfied that the information is out of date—setting out
such information as is required to bring the information up to date.
(3) To the extent that it is practicable to
do so, the agency or Minister must, when making an amendment under paragraph (2)(a),
ensure that the record of information is amended in a way that does not
obliterate the text of the record as it existed prior to the amendment.
51
Annotations of records etc. following unsuccessful applications for amendments
of records
(1) Where an agency or Minister decides not
to amend a document or official documents wholly or partly in accordance with
an application under section 48, the agency or Minister must:
(a) take such steps as are reasonable
in the circumstances to enable the applicant to provide a statement of the kind
mentioned in paragraph 51A(c); and
(b) subject to subsection (2),
annotate the document or official document concerned by adding to it the
statement so provided.
(2) Paragraph (1)(b) does not apply if
the agency or Minister considers the statement to be irrelevant, defamatory or
unnecessarily voluminous.
(3) For the purposes of this Act, the
provision by the applicant of a statement under subsection (1) is taken to
be an application made under section 51A on the day the statement is so
provided.
51A
Requirements of an application for annotation
An application for annotation must:
(a) be in writing; and
(b) as far as practicable, specify the
document or official document containing the record of personal information
that is claimed to require annotation; and
(c) be accompanied by a statement by
the applicant that specifies:
(i) the information that
is claimed to be incomplete, incorrect, out of date or misleading; and
(ii) whether the
information is claimed to be incomplete, incorrect, out of date or misleading;
and
(iii) the applicant’s
reasons for so claiming; and
(iv) such other information
as would make the information complete, correct, up to date or not misleading;
and
(d) specify an address in Australia to which a notice under this Part may be sent to the applicant; and
(e) be sent by post to the agency or
Minister, or delivered to an officer of the agency or a member of the staff of
the Minister, at the address of the office of the agency or Minister (as the
case may be) determined in accordance with paragraph 15(2)(d).
51B
Annotation of records
(1) Subject to section 51C, where the
agency or Minister to whom such an application is made is satisfied that the
record of personal information to which the request relates is contained in a
document of the agency or an official document of the Minister (as the case may
be), the agency or Minister must annotate the document or official document by
adding to it the statement provided by the applicant under paragraph 51A(c).
(2) Subsection (1) does not apply if the
agency or Minister considers the statement to be irrelevant, defamatory or
unnecessarily voluminous.
51C
Transfer of requests
(1) Where an application is made under
section 48 to an agency or a Minister and:
(a) the document containing the record
of personal information to which the request relates is not in the possession
of that agency or Minister, but is, to the knowledge of the agency or Minister,
in the possession of another agency or Minister; or
(b) the
subject matter of that document is more closely connected with the functions of
another agency or Minister than with those of the agency or Minister to whom
the application is made;
the agency or Minister to whom the application is made
may, with the agreement of the other agency or Minister, transfer the application
to the other agency or Minister.
(2) Where an application is made under
section 48 to an agency or Minister and the document containing the record
of personal information to which the application relates:
(a) originated with, or has been
received from, a body or person specified in Part I of Schedule 2;
and
(b) is
more closely connected with the functions of that body or person than with
those of the agency or Minister to whom the application is made;
the agency or Minister to whom the application is made
must transfer the application:
(c) to the Department corresponding to
the Department of State administered by the Minister who administers the
enactment by or under which the body or person is established, continued in
existence or appointed; or
(d) if the application relates to a
document that originated with, or has been received from, a part of the
Department of Defence specified in Division 2 of Part I of Schedule 2—to
that Department.
(3) Where an application is made under
section 48 to an agency or a Minister and the document containing the
record of personal information to which the application relates:
(a) originated in, or has been
received from, another agency, being an agency specified in Part II of
Schedule 2 or an agency that is a body corporate established by or under
an Act specified in Part III of Schedule 2; and
(b) is
more closely connected with the functions of the other agency in relation to
documents in respect of which the other agency is exempt from the operation of
this Act than with the functions of the agency or Minister to whom the
application is made;
the agency or Minister to whom the application is made
must transfer the application to the other agency.
(4) Where:
(a) an application made under section 48
to an agency or a Minister concerns records of personal information contained
in more than one document; and
(b) one
or more of those documents is a document to which subsection (1), (2) or
(3) applies;
this section applies to each of those documents as if
separate applications had been made to the agency or Minister in respect of
records of personal information contained in each of those documents.
(5) Where an application is transferred to an
agency or Minister under this section, the agency or Minister making the
transfer must:
(a) inform the person making the
application of the transfer; and
(b) if it is necessary to do so in
order to enable the other agency or Minister to deal with the application, send
the document concerned to the other agency or Minister.
(6) Where an application is transferred to an
agency or a Minister under this section, the application is to be taken to be
an application:
(a) made to that agency or Minister
under section 48; and
(b) received by the agency or Minister
at the time at which it was first received by an agency or Minister.
(7) Where:
(a) an application has been
transferred to an agency or Minister in accordance with this section; and
(b) the
agency or Minister to whom the application has been transferred decides to amend
or annotate, under this Part, a record of personal information to which the
application relates;
the agency or Minister must, by written notice, notify the
agency or Minister who made the transfer:
(c) of that decision; and
(d) of any amendment or annotation
made by the first‑mentioned agency or Minister in relation to that record.
(8) Where the agency or Minister receiving a
notice under subsection (7) is in possession of a document containing the
record of personal information to which the application relates, the agency or
Minister must, upon receiving the notice, amend or annotate the record in the
same manner as the record was amended or annotated by the agency or Minister to
whom the application was transferred.
51D
Notification etc. of a decision under this Part
(1) Where an application is made to an agency
or Minister under this Part, the agency or Minister must take all reasonable
steps to enable the applicant to be notified of a decision on the application
as soon as practicable but in any case not later than 30 days after the day on
which the request is received by or on behalf of the agency or Minister.
(2) Section 23 applies in relation to a
decision on an application made under section 48.
(3) Section 26 applies in relation to a
decision made under this Part refusing to amend or annotate a record as if that
decision were a decision made under Part III refusing to grant access to a
document in accordance with a request made under subsection 15(1).
51DA
Decision not made on request for amendment or annotation within time—deemed
refusal
(1) This section applies if:
(a) an application has been made to an
agency or Minister under section 48; and
(b) the period of 30 days mentioned in
section 51D (the initial decision period) has ended since
the day the application was received by, or on behalf of, the agency or
Minister; and
(c) notice of a decision on the
application has not been received by the applicant.
Deemed refusal
(2) Subject to this section:
(a) the principal officer of the agency
or the Minister is taken to have made a decision personally refusing to amend
or annotate the record of personal information to which the application relates
on the last day of the initial decision period; and
(b) notice of the decision is taken to
have been given under section 26 to the applicant on the same day.
Agency or Minister may apply for further time
(3) However, the agency or Minister concerned
may apply, in writing, to the Information Commissioner for further time to deal
with the application.
(4) The Information Commissioner may allow
further time considered appropriate by the Information Commissioner for the
agency or Minister to deal with the application.
(5) If the Information Commissioner allows
further time, the Information Commissioner may impose any condition that he or
she considers appropriate.
(6) Subsection (2) (deemed refusal) does
not apply, and is taken never to have applied, if the agency or Minister:
(a) makes a decision on the
application within the further time allowed; and
(b) complies with any condition
imposed under subsection (5).
(7) However, subsection (2) (deemed
refusal) applies as if the initial decision period were extended by the time
allowed by the Information Commissioner under subsection (4) if the agency
or Minister:
(a) does not make a decision on the
request within the further time allowed; or
(b) does not comply with any condition
imposed under subsection (5).
No further time allowed
(8) If subsection (7) (deemed refusal
after allowance of further time) applies, the Information Commissioner does not
have the power to allow further time under this section in relation to the
decision taken to be made under subsection (2) in its operation as
affected by subsection (7).
51E
Comments on annotations
Nothing in this Part prevents an agency
or Minister adding the agency’s or Minister’s comments to an annotation made to
a record of information under section 51 or 51B.
Part VI—Internal review of decisions
52
Internal review of decisions—guide
This Part provides for internal review
of decisions by agencies, other than decisions made personally by the principal
officer of an agency or the responsible Minister. Agencies are required to
complete internal reviews within 30 days. However, this period may be extended.
Sections 53A, 53B and 53C define
the terms access refusal decision, access grant decision
and affected third party. These terms are used in this Part and
in Parts VII and VIIA.
53
Interpretation
For the purposes of this Act, unless the
contrary intention appears, a claim that a document would, if it exists, be an
exempt document under section 33 or 34 is to be deemed to be a claim that
the document is an exempt document under that section despite the fact that the
existence or non‑existence of the document is not acknowledged.
53A
What is an access refusal decision?
An access refusal decision
is any of the following decisions:
(a) a decision refusing to give access
to a document in accordance with a request;
(b) a decision giving access to a document
but not giving, in accordance with the request, access to all documents to
which the request relates;
(c) a decision purporting to give, in
accordance with a request, access to all documents to which the request
relates, but not actually giving that access;
(d) a decision to defer the provision
of access to a document (other than a document covered by paragraph 21(1)(d)
(Parliament should be informed of contents));
(e) a decision under section 29
relating to imposition of a charge or the amount of a charge;
(f) a decision to give access to a
document to a qualified person under subsection 47F(5);
(g) a decision refusing to amend a
record of personal information in accordance with an application made under
section 48;
(h) a decision refusing to annotate a
record of personal information in accordance with an application made under
section 48.
Note: If a decision is not made on a request under
section 15 within the time required by that section, a decision is taken
to have been made to refuse to give access to a document in accordance with the
request (see section 15AC).
53B
What is an access grant decision? [see Note 3]
(1) An access grant decision is
a decision covered by the following table:
Note: The table covers documents that may be
conditionally exempt under section 47B (items 1 and 1A), 47G
(item 2) or 47F (items 3 and 4), or exempt under section 47
(item 2). Access must generally be given to a conditionally exempt
document unless it would be contrary to the public interest (see
section 11A).
|
Access grant decisions
|
|
Item
|
If, in relation to a
request for access to a document ...
|
the access grant
decision is ...
|
|
1
|
consultation with a State under section 26A
(documents affecting Commonwealth‑State relations) is required
|
a decision of an agency or Minister to give the applicant
access to the document (or an edited copy of the document) because:
(a) the document is not conditionally exempt under
section 47B (Commonwealth‑State relations); or
(b) access to the document would not, on balance, be contrary
to the public interest for the purposes of subsection 11A(5).
|
|
1A
|
consultation with the
Commonwealth or a State under section 26AA (documents affecting Norfolk
Island intergovernmental relations) is required
|
a decision of an agency or
Minister to give the applicant access to the document (or an edited copy of
the document) because:
(a) the document is not
conditionally exempt under section 47B (Commonwealth‑State relations
etc.); or
(b) access to the document
would not, on balance, be contrary to the public interest for the purposes of
subsection 11A(5).
|
|
2
|
section 27 (business
documents) applies in relation to business information in the document
|
a decision of an agency or
Minister to give access to the document (or an edited copy of the document) because:
(a) the document is neither
exempt under section 47, nor conditionally exempt under
section 47G; or
(b) if the document is
conditionally exempt under section 47G—access to the document would not,
on balance, be contrary to the public interest for the purposes of subsection
11A(5).
Note: Section 47
deals with documents disclosing trade secrets or commercially valuable
information. Section 47G deals with other business documents.
|
|
3
|
section 27A (documents affecting personal privacy)
applies in relation to personal information in the document about a living
person
|
a decision of an agency or Minister to give the applicant
access to the document (or an edited copy of the document) because:
(a) the document is not conditionally exempt under
section 47F (personal privacy); or
(b) access to the document would not, on balance, be contrary
to the public interest for the purposes of subsection 11A(5).
|
|
4
|
section 27A (documents
affecting personal privacy) applies in relation to personal information in
the document about a deceased person
|
a decision of an agency or
Minister to give the applicant access to the document (or an edited copy of
the document) because:
(a) the document is not
conditionally exempt under section 47F (personal privacy); or
(b) access to the document
would not, on balance, be contrary to the public interest for the purposes of
subsection 11A(5).
|
(2) For the purposes of table item 1, State
has the same meaning as in section 26A.
53C
Internal review—who is an affected third party?
(1) The following
table has effect:
|
Who is an affected
third party?
|
|
|
Item
|
If, in relation to a
request for access to a document ...
|
the affected third
party for the document is ...
|
|
|
1
|
consultation with a State under section 26A
(documents affecting Commonwealth‑State relations) is required
|
the State.
|
|
|
1A
|
consultation with the Commonwealth or a State under
section 26AA (documents affecting Norfolk Island intergovernmental
relations) is required
|
the Commonwealth or the State, as the case may be.
|
|
2
|
section 27 (business documents) applies in relation
to business information in the document
|
the person or organisation concerned (within the meaning
of section 27).
|
|
|
3
|
section 27A (documents affecting personal privacy)
applies in relation to personal information in the document about a living
person
|
the person.
|
|
|
4
|
section 27A (documents
affecting personal privacy) applies in relation to personal information in
the document about a deceased person
|
the legal personal
representative of the deceased person.
|
|
(2) For the purposes of table item 1, State
has the same meaning as in section 26A.
54
Internal review—access refusal decision
(1) This section applies if an access refusal
decision is made in relation to a request to an agency for access to a
document, other than a decision made personally by the principal officer of the
agency or the responsible Minister.
(2) The applicant in relation to the request
may apply under this Part for the review (the internal review) of
the access refusal decision.
54A
Internal review—access grant decision
(1) This section applies if an access grant
decision is made in relation to a request to an agency for access to a
document, other than a decision made personally by the principal officer of the
agency or the responsible Minister.
(2) The affected third party for the document
may apply under this Part for the review (the internal review) of
the access grant decision.
Note: For affected third party, see
section 53C.
54B
Internal review—application for review
(1) An application for internal review must
be in writing and must be made:
(a) within 30 days, or such further
period as the agency allows, after the day the decision is notified to the
applicant for internal review (the internal review applicant); or
(b) in the case of an access refusal
decision of a kind mentioned in paragraph 53A(b), (c) or (f), within whichever
of the following is the longer period:
(i) 30 days, or such
further period as the agency allows, after the day the decision is notified to
the internal review applicant;
(ii) 15 days after the day
the access referred to in that paragraph was given (or purported to be given).
(2) A decision by an agency to allow a
further period for making an application may be made whether or not the time
for making such an application has already expired.
(3) The agency’s power to allow a further
period for making an application may be exercised by an officer of the agency
who is:
(a) acting within the scope of
authority exercisable by him or her; and
(b) acting in accordance with arrangements
approved by the responsible Minister or principal officer of the agency.
54C
Internal review—decision on internal review
Scope
(1) This section applies if an application
for internal review of an access refusal decision or an access grant decision
(the original decision) is made in accordance with this Part.
Decision
(2) The agency must, as soon as practicable,
arrange for a person (other than the person who made the original decision) to
review the decision.
(3) The person must make a fresh decision on
behalf of the agency within 30 days after the day on which the application was
received by, or on behalf of, the agency.
Notice of decision
(4) Section 26 extends to a decision
made under this section.
54D
Internal review—deemed affirmation of original decision
(1) This section applies if:
(a) an application for internal review
has been made to an agency; and
(b) the period (the initial
decision period) of 30 days (as mentioned in subsection 54C(3)) has
ended since the day the application for internal review was received by the
agency; and
(c) notice of a decision on the
application has not been received by the internal review applicant.
(2) Subject to this section:
(a) the principal officer of the
agency is taken to have made a decision personally affirming the original
decision on the last day of the initial decision period; and
(b) notice of the decision is taken to
have been given under section 26 to the internal review applicant on the
same day.
Agency may apply for further time
(3) However, the agency may apply, in
writing, to the Information Commissioner for further time to deal with the
application.
(4) The Information Commissioner may allow
further time considered appropriate by the Information Commissioner for the
agency to deal with the application.
(5) If the Information Commissioner allows
further time the Information Commissioner may impose any condition that he or
she considers appropriate.
(6) Subsection (2) (deemed affirmation)
does not apply, and is taken never to have applied, if the agency:
(a) makes a decision on the
application within the further time allowed; and
(b) complies with any condition
imposed under subsection (5).
(7) However, subsection (2) (deemed
affirmation) applies as if the initial decision period were extended by the
time allowed by the Information Commissioner under subsection (4) if the
agency:
(a) does not make a decision on the
request within the further time allowed; or
(b) does not comply with any condition
imposed under subsection (5).
No further time allowed
(8) If subsection (7) (deemed
affirmation after allowance of further time) applies, the Information
Commissioner does not have the power to allow further time under this section
in relation to the decision taken to be made under subsection (2) in its
operation as affected by subsection (7).
54E
Internal review—decisions to which this Part does not apply
This Part does not apply in relation to:
(a) a decision on internal review; or
(b) a decision in relation to the
provision of access to a document upon a request that is taken to have been
made under section 15AC or 51DA.
Part VII—Review by Information Commissioner
Division 1—Guide to this Part
54F
Review by the Information Commissioner—guide
This Part sets up a system for review of
decisions by the Information Commissioner.
Division 2 sets out the key
concepts for the Part.
Division 3 sets out the types of
decisions that are reviewable.
Division 4 provides for the
making of applications for review by the Information Commissioner, including
the time limits within which applications must be made.
The Information Commissioner may make
preliminary inquiries before deciding whether or not to conduct a review. In
certain circumstances, the Information Commissioner may decide not to review a
decision (or a part of a decision) (see Division 5).
Division 6 provides for the
procedure in an IC review, including the parties to the proceeding,
circumstances in which a hearing may be held and who bears the onus of proof.
The Information Commissioner may refer
questions of law to the Federal Court of Australia at any time during the
review.
The Information Commissioner must make
a decision on the review in accordance with Division 7.
The Information Commissioner has
powers to gather information for the purposes of an IC review (see
Division 8).
In certain circumstances, the
Inspector‑General of Intelligence and Security must be called to give evidence
(see Division 9).
An application
for review of a decision of the Information Commissioner may be made to the
Administrative Appeals Tribunal. A review party may appeal to the Federal Court
of Australia, on a question of law, from a decision of the Information
Commissioner (see Division 10).
Division 2—Key concepts
54G Key concepts—what is an
IC review?
An IC review is a review
of an IC reviewable decision undertaken by the Information Commissioner under
this Part.
Note: IC review is short for
Information Commissioner review.
54H
Key concepts—what is an IC review application?
An IC review
application is an application made under Division 4 for the review
of an IC reviewable decision.
Note: IC review application is short
for Information Commissioner review application.
54J
Key concepts—who is an IC review applicant?
An IC review applicant is
a person who applies for an IC review under section 54L or 54M.
Note: IC review applicant is short for
Information Commissioner review applicant.
54K
Key concepts—what is an IC reviewable decision?
An IC reviewable decision
is:
(a) a decision covered by subsection
54L(2) (access refusal decisions); or
(b) a decision covered by subsection
54M(2) (access grant decisions).
Note: IC reviewable decision is short
for Information Commissioner reviewable decision.
Division 3—IC reviewable decisions
54L IC
reviewable decisions—access refusal decisions
(1) An application may be made to the
Information Commissioner for a review of a decision covered by
subsection (2).
(2) This subsection covers the following
decisions:
(a) an access refusal decision;
(b) a decision made by an agency on
internal review of an access refusal decision (see section 54C);
(c) a decision refusing to allow a
further period for making an application for internal review of an access
refusal decision (under section 54B).
Note 1: An application for the review of an access
refusal decision made for the purposes of paragraph (a) may be made
regardless of whether the decision was the subject of internal review.
Note 2: If no decision is made on internal review
within 30 days, a decision to affirm the original access refusal decision is
taken to have been made (see section 54D).
(3) The IC review application may be made by,
or on behalf of, the person who made the request to which the decision relates.
54M IC
reviewable decisions—access grant decisions
(1) An application may be made to the
Information Commissioner for a review of a decision covered by
subsection (2).
(2) This subsection covers the following
decisions:
(a) an access grant decision;
(b) a decision made by an agency on
internal review of an access grant decision (see section 54C).
Note: If no decision is made on internal review
within 30 days, a decision to affirm the original access grant decision is
taken to have been made (see section 54D).
(3) The IC
review application may be made by, or on behalf of, the following:
(a) in
any case—an affected third party for the document in relation to which the
decision covered by subsection (2) was made;
(b) in
a case covered by paragraph (2)(b)—the person who made the request to
which the decision relates.
Note: For affected third party, see
section 53C.
Division 4—IC review applications
Subdivision A—Making an application
54N IC
review applications—application
Content of application
(1) An IC review application must be in
writing, and must:
(a) give details of how notices under
this Part may be sent to the IC review applicant (for example, by providing an
electronic address to which notices may be sent by electronic communication);
and
(b) include a copy of the notice given
under section 26 of the IC reviewable decision for which an IC review is
sought.
Note: For who may make an IC review application, see
sections 54L and 54M.
(2) The IC review application may contain
particulars of the basis on which the IC review applicant disputes the IC
reviewable decision.
(3) The Office of the Australian Information
Commissioner must provide appropriate assistance to a person who:
(a) wishes to make an IC review
application; and
(b) requires assistance to prepare the
IC review application.
Delivery of application
(4) The IC review application must be sent to
the Information Commissioner. The IC review application may be sent in any of
the following ways:
(a) delivery to the Information
Commissioner at the address of the Information Commissioner specified in a
current telephone directory;
(b) postage by pre‑paid post to an
address mentioned in paragraph (a);
(c) sending by electronic
communication to an electronic address specified by the Information
Commissioner.
54P IC
review applications—requirement to notify affected third parties
Scope
(1) This section applies if:
(a) an agency or Minister decides not
to give access to a document to which a consultation requirement applies under
section 26A, 26AA, 27 or 27A; and
(b) an IC review application is made
for an IC review of that decision.
Requirement to notify
(2) The agency or Minister must, as soon as
practicable, take all reasonable steps to notify the affected third party for
the document of the application.
Note 1: For affected third party, see
section 53C.
Note 2: The agency or Minister is not required to give
notice if the Information Commissioner orders that it is not appropriate to do
so in the circumstances (see section 54Q).
(3) The agency or Minister must, as soon as
practicable, give a copy of the notice to the Information Commissioner.
54Q IC
review applications—circumstances in which not giving notice is appropriate
(1) This section applies in relation to a
document to which a consultation requirement applies under section 27 or
27A.
(2) An agency or Minister is not required to
notify an affected third party for the document under subsection 54P(2) if:
(a) the agency or the Minister applies
to the Information Commissioner for an order that it would not be appropriate to
notify the affected third party in the circumstances covered by
subsection (3); and
(b) the Information Commissioner makes
the order.
Note: For affected third party, see
section 53C.
(3) The circumstances covered by this
subsection are whether notifying the affected third party would, or could
reasonably be expected to, do any of the following:
(a) prejudice the conduct of an
investigation of a breach, or possible breach, of the law, or a failure, or
possible failure, to comply with a law relating to taxation;
(b) prejudice the enforcement or
proper administration of the law in a particular instance;
(c) disclose, or enable a person to
ascertain, the existence or identity of a confidential source of information,
or the non‑existence of a confidential source of information, in relation to
the enforcement or administration of the law;
(d) endanger the life or physical
safety of any person;
(e) cause damage to the security,
defence or international relations of the Commonwealth.
54R IC
review applications—withdrawal
(1) An IC review applicant may, in writing,
withdraw the IC review application at any time before the Information
Commissioner makes a decision under section 55K.
(2) If the IC review application is
withdrawn, it is taken never to have been made.
Subdivision B—Time limits
54S IC
review applications—time limits
Access refusal decisions
(1) An IC review application in relation to a
decision covered by subsection 54L(2) (access refusal decisions) must be made
within 60 days after the day notice of the IC reviewable decision was given
under section 26.
Access grant decisions
(2) An IC
review application in relation to a decision covered by subsection 54M(2)
(access grant decisions) must be made within 30 days after:
(a) if
a decision is made on internal review of the decision—the day notice of the
decision under section 54C was given to the affected third party for the
document in relation to which the decision is made; or
(b) otherwise—the
day notice under section 26A, 26AA, 27 or 27A was given to the affected
third party for the document in relation to which the decision was made.
Note: For affected third party, see
section 53C.
54T IC
review applications—extension of time
Application for extension of time
(1) A person may apply to the Information
Commissioner for an extension of time for making an IC review application.
(2) The Information Commissioner may extend
the time if the Information Commissioner is satisfied that it is reasonable in
all the circumstances to do so.
(3) The time for making an IC review
application may be extended under this section although the period mentioned in
section 54S has ended.
Requirement to notify
(4) Before determining an application under
subsection (1), the Information Commissioner may require the IC review
applicant to give notice of the application to a specified person or persons
that the Information Commissioner considers is affected by the application.
Person may oppose application
(5) A person to whom notice is given under
subsection (4) may notify the Information Commissioner in writing that he
or she opposes the application under subsection (1). The person must do so
within the time required by the Information Commissioner.
Reasonable opportunity to be heard
(6) If notice is given under subsection (5),
the Information Commissioner must give the IC review applicant and the person
to whom notice has been given under subsection (4) a reasonable
opportunity to present their cases before determining the application under
subsection (1).
Division 5—Decision to review
54U
Decision to review—interpretation
This Division applies to a part of an IC
review application as if a reference to an IC review application were a
reference to the part of the IC review application.
54V
Decision to review—preliminary inquiries
The Information Commissioner may make
inquiries of the review parties for the purpose of determining whether or not
to undertake an IC review.
54W
Decision to review—discretion not to review
The Information Commissioner may decide
not to undertake an IC review, or not to continue to undertake an IC review,
if:
(a) the Information Commissioner is
satisfied of any of the following:
(i) the IC review
application is frivolous, vexatious, misconceived, lacking in substance or not
made in good faith;
(ii) the IC review
applicant has failed to cooperate in progressing the IC review application, or
the IC review, without reasonable excuse;
(iii) the Information
Commissioner cannot contact the IC review applicant after making reasonable
attempts; or
(b) the Information Commissioner is
satisfied that the interests of the administration of this Act make it
desirable that the IC reviewable decision be considered by the Tribunal; or
(c) the IC review applicant fails to
comply with a direction of the Information Commissioner.
Note 1: The Information Commissioner may make a
decision under this section to review only part of an IC reviewable decision
(see section 54U).
Note 2: If the Information Commissioner makes a
decision under paragraph (b), an application for review may be made to the
Tribunal for review of the IC reviewable decision (see section 57A).
Note 3: Division 1 of Part VIII sets out the
circumstances in which a vexatious applicant declaration may be made in
relation to a person. A declaration may permit the Information Commissioner to
refuse to consider an IC review application if the person makes the IC review
application under this section without the written permission of the
Information Commissioner.
54X
Decision to review—notice requirement if discretion not to review exercised
(1) This section applies if the Information
Commissioner decides not to undertake an IC review, or not to continue to
undertake an IC review.
(2) The Information Commissioner must, as
soon as practicable, notify the review parties of the decision in writing.
(3) The notice must:
(a) state the reasons for the
Information Commissioner’s decision; and
(b) if the Information Commissioner
makes a decision under paragraph 54W(b)—state that an application for review of
the relevant IC reviewable decision may be made to the Tribunal under
section 57A.
Note: See section 57A for the time within which
the application for review must be made to the Tribunal.
(4) However, the notice must not include:
(a) exempt matter; or
(b) information of the kind referred
to in subsection 25(1).
Note: Subsection 25(1) deals with information about
the existence or otherwise of certain documents.
54Y
Decision to review—actual decisions made after IC review has commenced
(1) This section applies if:
(a) an agency or Minister has been
taken to have made a decision (the deemed decision) under
subsection 15AC(3), 51DA(2) or 54D(2); and
(b) a person makes an IC review
application for review of the deemed decision; and
(c) the Information Commissioner has
not made a decision under section 54W (decision not to review) or 55K
(decision on review) in relation to the deemed decision; and
(d) subsection 15AC(7), 51DA(6) or
54D(6) applies in relation to a decision (the actual decision) made
by the agency or Minister.
(2) The Information Commissioner must deal
with the IC review application for review of the deemed decision as if it were
an IC review application for the review of the actual decision, subject
otherwise to this Part.
Note: When making the actual decision, a
consultation requirement under section 26A (documents affecting
Commonwealth‑State relations), 26AA (documents affecting Norfolk Island
intergovernmental relations), 27 (business documents) or 27A (documents
affecting personal privacy) may apply.
Division 6—Procedure in IC review
54Z
Procedure in IC review—general notice requirement
Before undertaking an IC review, the
Information Commissioner must inform:
(a) the person, agency or Minister who
made the decision; or
(b) if the IC review application is
made under section 54M (access grant decisions)—the person who made the
request.
55
Procedure in IC review—general
(1) The Information Commissioner may, for the
purposes of an IC review, review an IC reviewable decision by considering the
documents or other material lodged with or provided to the Information
Commissioner, and without holding a hearing, if:
(a) it appears to the Information
Commissioner that the issues for determination on the IC review can be
adequately determined in the absence of the review parties; and
(b) the Information Commissioner is
satisfied that there are no unusual circumstances that would warrant the
Information Commissioner holding a hearing; and
(c) none of the review parties have
applied for a hearing under section 55B.
(2) The Information Commissioner may
otherwise:
(a) conduct an IC review in whatever
way he or she considers appropriate; and
(b) use any technique that the
Information Commissioner considers appropriate to facilitate an agreed
resolution of matters at issue in the IC review (for example by using
techniques that are used in alternative dispute resolution processes); and
(c) allow a person to participate in
an IC review by any means of communication; and
(d) obtain any information from any
person, and make any inquiries, that he or she considers appropriate; and
(e) give
written directions as to the procedure to be followed in relation to:
(i) IC
reviews generally; or
(ii) a
particular IC review.
Example 1: The Information Commissioner may allow a person
under paragraph (2)(c) to participate in a hearing by telephone.
Example 2: The Information Commissioner may give written
directions under subparagraph (2)(e)(ii) as to the procedure to be
followed when dealing with confidential documents in a particular IC review.
(3) A direction given under
paragraph (2)(e) is not a legislative instrument.
(4) Without limiting subsection (2), the
Information Commissioner must, in relation to an IC review:
(a) conduct the IC review with as
little formality and as little technicality as is possible given:
(i) the requirements of
this Act; and
(ii) the requirements of
any other law; and
(iii) a proper consideration
of the matters before the Information Commissioner; and
(b) ensure that each review party is
given a reasonable opportunity to present his or her case; and
(c) conduct the IC review in as timely
a manner as is possible given the matters mentioned in
subparagraphs (a)(i) to (iii).
(5) If the Information Commissioner holds a
hearing, the Information Commissioner:
(a) must hold the hearing in public,
unless the Information Commissioner is satisfied that it is not desirable to do
so:
(i) because of the
confidential nature of any evidence or matter relating to the proceeding; or
(ii) for any other reason;
and
(b) is not bound by the rules of
evidence; and
(c) may hold a part of the hearing in
the absence of a review party (or a review party’s representative) if it is
necessary to do so to prevent disclosure to the review party (or the review
party’s representative) of any evidence or matter relating to the proceeding
that is of a confidential nature.
55A
Procedure in IC review—parties to proceeding
Who are the review parties?
(1) The parties to an IC review (the review
parties) are as follows:
(a) the IC review applicant;
(b) the principal officer of the
agency, or the Minister, to whom the request was made;
(c) an affected third party (if any)
required to be notified of the IC review application under section 54P (requirement
to notify affected third parties);
(d) a party to the proceeding under
subsection (3).
Note: For affected third party, see
section 53C.
Application to become a review party
(2) If an IC review application is made in
relation to an IC reviewable decision, a person whose interests are affected by
the IC reviewable decision may apply, in writing, to the Information
Commissioner to be a review party.
(3) The Information Commissioner may, by
notice in writing, make a person who applies under subsection (2) an IC
review party.
55B
Procedure in IC review—application for hearing
(1) At any time during an IC review, a review
party may apply to the Information Commissioner requesting that the Information
Commissioner hold a hearing for the purposes of the IC review.
(2) The Information Commissioner must notify
the other review parties of the application.
(3) The Information Commissioner must:
(a) give all review parties a
reasonable opportunity to make submissions on the application; and
(b) decide whether or not to hold a
hearing.
55C
Procedure in IC review—representation
At the
hearing of a proceeding before the Information Commissioner, a review party
may:
(a) appear
in person; or
(b) be
represented by another person.
55D
Procedure in IC review—onus
(1) Subject to subsection (2), in an IC
review in relation to a request or an application under section 48, the
agency or Minister concerned has the onus of establishing that:
(a) a decision given in respect of the
request or application is justified; or
(b) the Information Commissioner
should give a decision adverse to the IC review applicant.
(2) In an IC review of a decision for which
an IC review application is made under section 54M (access grant
decisions), the affected third party for the document in relation to which the
decision was made has the onus of establishing that:
(a) a decision refusing the request is
justified; or
(b) the Information Commissioner
should give a decision adverse to the person who made the request.
Note: For affected third party, see
section 53C.
55DA
Decision‑maker must assist Information Commissioner
In an IC review, the agency or Minister
who made the IC reviewable decision must use the agency’s or the Minister’s
best endeavours to assist the Information Commissioner to make his or her
decision in relation to the IC review.
55E
Procedure in IC review—inadequate reasons from decision maker
(1) This section applies if:
(a) an IC review application is made
in relation to an IC reviewable decision made by an agency or a Minister; and
(b) the agency or Minister was
required to provide a statement of reasons under section 26 for the
decision to the person who made the request; and
(c) the Information Commissioner
believes that:
(i) no statement has been
provided; or
(ii) the statement that has
been provided is inadequate.
(2) The Information Commissioner may, by
notice in writing, require the agency or Minister to provide an adequate
statement of reasons as mentioned in subsection 26(1).
(3) If the Information Commissioner gives
notice under subsection (2), the agency or Minister must provide the
adequate statement of reasons to the IC review applicant and the Information
Commissioner within:
(a) the period specified in the
notice; or
(b) if no period is specified in the
notice—28 days after the day the notice was given to the agency or Minister.
55F
Procedure in IC review—review parties reach agreement
(1) This section applies if, at any stage of
an IC review:
(a) the review parties reach agreement
as to the terms of a decision on an IC review:
(i) on the IC review
application; or
(ii) in relation to a part
of the IC review application; or
(iii) in relation to a
matter arising out of the IC review application; and
(b) the agreement is acceptable to all
of the review parties; and
(c) the terms of the agreement are
reduced to writing, signed by, or on behalf of, the review parties and given to
the Information Commissioner; and
(d) the Information Commissioner is
satisfied that a decision in those terms or consistent with those terms would
be within the powers of the Information Commissioner.
(2) The Information Commissioner may, if
satisfied that it is appropriate:
(a) in the case of an agreement as to
the terms of a decision of the Information Commissioner on the IC review—make a
decision in accordance with those terms without completing the IC review; or
(b) in the case of an agreement that
relates to a part of the proceeding or a matter arising out of the
proceeding—in the Information Commissioner’s decision on the IC review, give
effect to the terms of the agreement without completing the IC review with
respect to the part.
55G
Procedure in IC review—revocation or variation of access refusal decision
(1) An agency or Minister may vary (or set aside
and substitute) an access refusal decision (the original decision)
in relation to a request or an application under section 48 at any time
during an IC review of the access refusal decision if the variation or
substitution (the revised decision) would have an effect of:
(a) giving access to a document in
accordance with the request; or
(b) relieving the IC review applicant
from liability to pay a charge; or
(c) requiring a record of personal
information to be amended or annotated in accordance with the application.
Note: When making the revised decision, a
consultation requirement under section 26A (documents affecting
Commonwealth‑State relations), 26AA (documents affecting Norfolk Island
intergovernmental relations), 27 (business documents) or 27A (documents
affecting personal privacy) may apply.
(2) If an agency or Minister varies (or sets
aside and substitutes) an access refusal decision under subsection (1):
(a) the agency or Minister must, in
writing, notify the Information Commissioner as soon as practicable after the
agency or Minister makes the variation or substitution; and
(b) the Information Commissioner must
deal with the IC review application for review of the original decision as if
it were an IC review application for the review of the varied or substituted
decision, subject otherwise to this Part.
55H
Procedure in IC review—reference of questions of law to Federal Court of
Australia
(1) The Information Commissioner may, at any
time during an IC review, refer a question of law arising in an IC
review to the Federal Court of Australia for decision.
(2) The Information Commissioner may refer
the question of law:
(a) on the application of a review
party; or
(b) on the Information Commissioner’s
initiative.
(3) The Federal Court of Australia has
jurisdiction to hear and determine a question of law referred to it.
(4) The jurisdiction of the Federal Court of
Australia may be exercised by a single judge of the Court.
(5) If a question of law is referred, the
Information Commissioner must not, for the purposes of the IC review:
(a) give a decision to which the
question is relevant before the Federal Court of Australia makes a decision in
relation to the reference; or
(b) proceed in a manner, or make a
decision, that is inconsistent with the opinion of the Federal Court of
Australia on the question.
55J
Procedure in IC review—sending of documents to, and disclosure of documents by,
the Federal Court of Australia
If a question of law is referred under
section 55H:
(a) the Information Commissioner must
cause all documents and information in the possession of the Information
Commissioner that relate to the IC review and to the reference to be sent to
the Federal Court of Australia; and
(b) at the conclusion of the
proceeding before the Federal Court of Australia, the Court must cause the
documents to be returned to the Information Commissioner.
Division 7—Decision on IC review
55K
Decision on IC review—decision of Information Commissioner
(1) After undertaking an IC review, the Information
Commissioner must make a decision in writing:
(a) affirming the IC reviewable
decision; or
(b) varying the IC reviewable
decision; or
(c) setting aside the IC reviewable
decision and making a decision in substitution for that decision.
(2) For the purposes of implementing a
decision on an IC review, the Information Commissioner may perform the
functions, and exercise the powers, of the person who made the IC reviewable
decision.
(3) A decision of the Information
Commissioner on an IC review has the same effect as a decision of the agency or
Minister who made the IC reviewable decision.
Content of the decision
(4) A decision on an IC review must include
the following:
(a) a statement of reasons for the
decision;
(b) a statement of the rights of the
review parties to apply to the Tribunal for review of the decision under
section 57A.
(5) However, a decision on an IC review must
not include:
(a) information of the kind referred
to in subsection 25(1); or
(b) exempt matter.
Note: Subsection 25(1) deals with information about
the existence or otherwise of certain documents.
Providing copy of decision
(6) The Information Commissioner must give a
copy of a decision on an IC review to each review party.
Copy of decision prima facie evidence
(7) A document is prima facie evidence of a
decision on an IC review if:
(a) the document purports to be a copy
of the decision; and
(b) the document purports to be
certified by, or on behalf of, the Information Commissioner to be a true copy
of the decision.
Publication requirement
(8) The Information Commissioner must publish
a decision on an IC review to members of the public generally.
55L
Decision on IC review—no power to give access to exempt documents
(1) This section applies if it is established
in proceedings on an IC review that a document is an exempt document.
(2) The Information Commissioner does not
have power to decide that access to the document is to be given, so far as it
contains exempt matter.
55M
Decision on IC review—limitation on amending records
(1) The Information Commissioner may, in a
decision under section 55K, make a decision that requires, or has the
effect of requiring, that an amendment be made to a record that relates to a
record of an opinion only if he or she is satisfied of either (or both) of the
following:
(a) the opinion was based on a mistake
of fact;
(b) the author of the opinion was
biased, unqualified to form the opinion or acted improperly in conducting the
factual inquiries that led to the formation of the opinion.
(2) The Information Commissioner must not, in
a decision under section 55K, make a decision that requires, or has the
effect of requiring, that an amendment be made to a record if he or she is
satisfied of either of the following:
(a) the record is a record of a
decision, under an enactment, by a court, tribunal, authority or person;
(b) the decision whether to amend the
record involves the determination of a question that the person seeking
amendment of the record is, or has been, entitled to have determined by the
agency (on internal review), the Information Commissioner, a court or tribunal.
(3) In this section:
enactment includes a Norfolk Island
enactment.
55N
Decision on IC review—obligation to comply with decision
A principal officer of an agency or a
Minister must comply with a decision of the Information Commissioner under
section 55K on an IC review.
55P
Decision on IC review—enforcement of decision against agency
(1) If the principal officer of an agency or
a Minister fails to comply with section 55N, an application may be made to
the Federal Court of Australia for an order directing the principal officer or
Minister to comply.
(2) The application may be made by:
(a) the Information Commissioner; or
(b) the IC review applicant.
(3) The court may make any other orders that
it thinks fit to secure compliance by the principal officer or the Minister.
(4) An application under subsection (1)
may only be made if:
(a) the time has ended for making an
application to the Tribunal under section 57A for review of the
Information Commissioner’s decision; and
(b) such an application is not made
before the end of the time.
55Q
Decision on IC review—correction of errors
(1) The
Information Commissioner may correct an obvious error in a decision under
section 55K of the Information Commissioner on an IC review.
Example: The following are
examples of obvious errors:
(a) an obvious clerical or typographical error in the text of the
decision or statement of reasons;
(b) an inconsistency between the decision and the statement of
reasons.
(2) The Information Commissioner may correct
an obvious error:
(a) on an application by a review
party; or
(b) on the Information Commissioner’s
initiative.
Division 8—Information gathering powers
55R
Information gathering powers—obliging production of information and documents
Scope
(1) This section applies if the Information
Commissioner has reason to believe that a person has information, or a
document, relevant to an IC review.
(2) This section applies subject to
sections 55T (exempt documents generally) and 55U (particular exempt
documents).
Notice to produce
(3) The Information Commissioner may, by
written notice, require a person to, for the purposes of an IC review:
(a) give the Information Commissioner
information of a kind specified by the notice; or
(b) produce to the Information
Commissioner a document specified by the notice.
(4) The notice must:
(a) be in writing; and
(b) specify the place at which the
person must comply with the notice; and
(c) state that the person must comply
with the notice:
(i) within a specified
period that is not less than 14 days after the day on which the person is given
the notice; or
(ii) at a specified time
that is not less than 14 days after the time at which the person is given the
notice.
Offence for failure to comply
(5) A person commits an offence if:
(a) the person is subject to a
requirement specified in a notice under subsection (3); and
(b) the person engages in conduct; and
(c) the person’s conduct breaches the
requirement.
Penalty for a contravention of this subsection: Imprisonment
for 6 months.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
55S
Information gathering powers—dealings with documents
What the Information Commissioner may do with documents
(1) The Information Commissioner may do any
of the following in relation to any documents produced in accordance with a
notice under subsection 55R(3):
(a) take possession of the documents;
(b) make copies of the documents;
(c) take extracts from the documents;
(d) hold the documents for a period
that is necessary for the purposes of the IC review.
Information Commissioner must permit access by those
entitled
(2) For the purposes of an IC review, the
Information Commissioner must permit a person to inspect a document that the
person would be entitled to inspect if the document were not held by the
Information Commissioner.
(3) The Information Commissioner must permit
the person to inspect the document at any reasonable time.
55T
Information gathering powers—production of exempt documents generally
Scope
(1) This section applies to an IC review of a
decision in relation to a document if:
(a) the principal officer of an agency
or a Minister claims that the document is an exempt document; and
(b) section 55U does not apply to
the document.
Note: Section 55U deals with the production of
documents that are claimed to be exempt documents under section 33
(national security etc.) or 34 (Cabinet documents).
Exempt document produced under obligation
(2) The Information Commissioner may, for the
purposes of deciding whether the document is an exempt document, require the
document to be produced.
(3) If the Information Commissioner is
satisfied that the document is an exempt document, the Information Commissioner
must return the document to the person by whom it was produced.
Production to determine whether access can be given to
part of document
(4) The Information Commissioner may require
the production of an exempt document for the purpose of determining whether it
is practicable for an agency or a Minister to give access to an edited copy of
the document.
(5) If the document is produced to the
Information Commissioner (whether under this section or voluntarily), only the
following persons may have access to the document, or to the contents of the
document:
(a) the Information Commissioner;
(b) a member of the staff of the
Information Commissioner in the course of the performance of his or her duties
as a member of that staff.
55U
Information gathering powers—production of national security and cabinet
documents
(1) This section applies to an IC review of a
decision in relation to a document that is claimed to be an exempt document
under section 33 (national security documents) or 34 (cabinet documents).
(2) The Information Commissioner may only
require the production of the document in accordance with this section.
(3) If the Information Commissioner is not
satisfied by evidence on affidavit or otherwise that the document is an exempt
document under section 33 or 34, the Information Commissioner may require
the document to be produced for inspection by the Information Commissioner.
(4) If the Information Commissioner is
satisfied that the document is an exempt document, the Information Commissioner
must return the document to the person by whom it was produced without
permitting a person to have access to the document or disclosing the contents
of the document to a person, unless the person is:
(a) the Information Commissioner; or
(b) a member of the staff of the
Information Commissioner in the course of the performance of his or her duties
as a member of that staff; or
(c) in the circumstances permitted
under paragraph 55ZD(3)(a)—the Inspector‑General of Intelligence and
Security.
55V
Information gathering powers—further searches for a document
(1) This section applies to an IC review in
relation to a request for access to a document if:
(a) access to the document is refused
under section 24A (document cannot be found etc.); or
(b) access is purportedly given to the
document (amongst others to which the request relates), but is not actually
given.
(2) The Information Commissioner may require
the agency or Minister concerned to conduct further searches for the document.
55W
Information gathering powers—obliging persons to appear
Notice to appear
(1) The Information Commissioner may, by
written notice, require a person to appear before the Information Commissioner
to answer questions for the purposes of an IC review.
(2) The notice must:
(a) be in writing; and
(b) state that the person must comply
with the notice at a specified time that is not less than 14 days after the
time at which the person is given the notice; and
(c) specify the place at which the
person must comply with the notice.
Offence for failure to comply
(3) A person commits an offence if:
(a) the person is subject to a
requirement specified in a notice under subsection (1); and
(b) the person engages in conduct; and
(c) the person’s conduct breaches the
requirement.
Penalty for a contravention of this subsection: 6 months
imprisonment.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
55X
Information gathering powers—administration of oath or affirmation
(1) If, by a notice under subsection 55W(1),
the Information Commissioner requires a person to appear before him or her, the
Information Commissioner may:
(a) administer an oath or affirmation
to the person; and
(b) examine the person on oath or
affirmation.
(2) The oath or affirmation to be taken or
made by a person for the purposes of this section is an oath or affirmation
that the answers the person will give will be true.
(3) A person commits an offence if:
(a) the person is required under this
section to be examined on oath or affirmation; and
(b) the person engages in conduct; and
(c) the person’s conduct breaches that
requirement.
Penalty for a contravention of this subsection: 6 months
imprisonment.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
55Y
Information gathering powers—no loss of legal professional privilege
Information or a document does not cease
to be the subject of legal professional privilege merely because it is given,
provided, produced or referred to for the purposes of this Part.
55Z
Information gathering powers—protection from liability
(1) This section applies if a person does any
of the following in good faith for the purposes of an IC review:
(a) gives information;
(b) produces a document;
(c) answers a question.
(2) If this section applies, then:
(a) civil proceedings do not lie
against a person because the person does any of the matters mentioned in
paragraphs (1)(a) to (c); and
(b) the person is not liable for a
penalty under a provision of any law because the person does any of those
matters.
(3) This section applies whether or not the
person is required to do a thing mentioned in subsection (1) in accordance
with this Division.
Division 9—Evidence by Inspector‑General of Intelligence and Security
55ZA
Evidence by Inspector‑General of Intelligence and Security—scope
This Division applies in an IC review of
a decision in relation to a document that is claimed to be an exempt document
under section 33 (national security documents).
55ZB
Evidence by Inspector‑General of Intelligence and Security—request to give
evidence
(1) Before determining that a document is not
an exempt document under section 33, the Information Commissioner must
request the Inspector‑General of Intelligence and Security to appear personally
and give evidence on:
(a) the damage that would, or could
reasonably be expected to, be caused to:
(i) the security of the
Commonwealth; or
(ii) the defence of the Commonwealth;
or
(iii) the international
relations of the Commonwealth;
if access to the document were
given in accordance with the request; or
(b) whether giving access to the
document in accordance with the request would divulge any information or matter
communicated in confidence by, or on behalf of, a foreign government, an
authority of a foreign government or an international organisation to the
Government of the Commonwealth, to an authority of the Commonwealth or to a
person receiving the communication on behalf of the Commonwealth or of an
authority of the Commonwealth.
(2) Before
determining that an agency or Minister must grant access to a copy of the
document with deletions, the Information Commissioner must request the
Inspector‑General to appear personally and give evidence on:
(a) the
damage that would, or could reasonably be expected to, be caused to:
(i) the
security of the Commonwealth; or
(ii) the
defence of the Commonwealth; or
(iii) the
international relations of the Commonwealth;
if
the proposed deletions were not made; or
(b) whether giving access to the
document without the proposed deletions would divulge any information or matter
communicated in confidence by, or on behalf of, a foreign government, an
authority of a foreign government or an international organisation to the
Government of the Commonwealth, to an authority of the Commonwealth or to a
person receiving the communication on behalf of the Commonwealth or of an
authority of the Commonwealth.
(3) Before hearing the evidence of the
Inspector‑General, the Information Commissioner must hear any evidence to be
given or submissions to be made by, or on behalf of, the agency to which, or
the Minister to whom, the request was made for access to the document.
(4) The Information Commissioner is not bound
by any opinion of the Inspector‑General expressed while giving evidence under
this Division.
55ZC
Evidence by Inspector‑General of Intelligence and Security—compliance with
request
The Inspector‑General of Intelligence
and Security must comply with a request under section 55ZB unless, in the
opinion of the Inspector‑General, the Inspector‑General is not appropriately
qualified to give evidence on the matters in relation to which the Inspector‑General
has been requested to give evidence.
55ZD
Evidence by Inspector‑General of Intelligence and Security—procedural matters
(1) This section applies for the purposes of
enabling the Inspector‑General of Intelligence and Security to comply with a
request under section 55ZB.
(2) The Information Commissioner must allow
the Inspector‑General to take possession of, and make copies of or take
extracts from, any document given to the Information Commissioner for the
purposes of the proceeding.
(3) The Inspector‑General may require the production
of the following:
(a) the document that is claimed to be
an exempt document under section 33 by the agency to which or the Minister
to whom the request was made for access to the document;
(b) any document of an agency or
official document of a Minister that relates to the document mentioned in
subsection (2) by the agency or Minister.
(4) The Inspector‑General may make copies of,
or take extracts from, the documents mentioned in subsection (3).
(5) After the period that is reasonably
necessary for the purposes of giving evidence to the Information Commissioner,
the Inspector‑General must:
(a) return the original of any
document to the Information Commissioner or to the agency or Minister; and
(b) destroy any copies of or extracts
taken from any document.
(6) The Inspector‑General must permit a
person to inspect a document that the person would be entitled to inspect if
the document were not held by the Inspector‑General.
(7) The Inspector‑General must permit the
person to inspect the document at all reasonable times.
(8) The Information Commissioner must allow
the Inspector‑General a period within which to consider the documents mentioned
in subsections (2) to (4) that is reasonable having regard to:
(a) the nature of the evidence that
the Inspector‑General has been requested to give; and
(b) the time required by the Inspector‑General
to perform the Inspector‑General’s other functions.
Division 10—Appeals
56
Appeals—appeals to Federal Court of Australia on questions of law
(1) A review party may appeal to the Federal
Court of Australia, on a question of law, from a decision of the Information
Commissioner on an IC review.
(2) An appeal under this section must be
instituted:
(a) either:
(i) not later than 28 days
after the day a decision under section 55K of the Information Commissioner
on an IC review is given to the review party; or
(ii) within the further
time that the Federal Court of Australia allows; and
(b) in any way that is prescribed by
rules of court made under the Federal Court of Australia Act 1976.
(3) The Federal Court of Australia has
jurisdiction to hear and determine appeals instituted under this section.
(4) The jurisdiction of the Federal Court of
Australia under subsection (3) includes jurisdiction to make findings of
fact under section 56A.
(5) The Federal Court of Australia:
(a) must hear and determine the
appeal; and
(b) may make any order or orders that
it thinks appropriate by reason of its decision.
(6) Without limiting subsection (5), the
orders that the Federal Court of Australia may make include the following:
(a) an order affirming the decision of
the Information Commissioner;
(b) an order setting aside the
decision of the Information Commissioner and making a decision in substitution
for the decision;
(c) an order remitting the case to be
considered and decided again by the Information Commissioner in accordance with
the directions of the Court:
(i) with or without the
holding of a hearing; and
(ii) with or without the
hearing of further evidence.
56A
Appeals—Federal Court of Australia may make findings of fact
(1) If a review party appeals to the Federal
Court of Australia under section 56, the Court may make findings of fact
if:
(a) the findings of fact are not
inconsistent with findings of fact made by the Information Commissioner (other
than findings made by the Information Commissioner as the result of an error of
law); and
(b) it appears to the Court that it is
convenient for the Court to make the findings of fact, having regard to all of
the following:
(i) the extent (if any) to
which it is necessary for facts to be found;
(ii) the means by which
those facts might be established;
(iii) the expeditious and
efficient resolution of the whole of the matter to which the IC review relates;
(iv) the relative expense to
the parties of the Court, rather than the Information Commissioner, making the
findings of fact;
(v) the relative delay to
the parties of the Court, rather than the Information Commissioner, making the
findings of fact;
(vi) whether any of the
parties considers that it is appropriate for the Court, rather than the
Information Commissioner, to make the findings of fact;
(vii) such other matters (if
any) as the Court considers relevant.
(2) For the purposes of making findings of
fact under subsection (1), the Federal Court of Australia may:
(a) have regard to the evidence given
in the IC review; and
(b) receive further evidence.
(3) Subsection (2) does not limit the
Federal Court of Australia’s power under subsection 56(6) to make an order
remitting the case to be heard and decided again by the Information
Commissioner.
Part VIIA—Review by the Tribunal
Division 1—Guide to this Part
57
Review by the Tribunal—guide
An application may be made to the
Administrative Appeals Tribunal for the review of certain decisions (see
section 57A).
Division 3 sets out the powers of
the Tribunal in a review.
Division 4 deals with the
procedure to be followed in a review by the Tribunal.
Division 5 deals with ensuring
that exempt matter that comes before the Tribunal is protected from disclosure.
Division 6 deals with the
circumstances in which the Tribunal may make recommendations as to costs.
Division 7 deals with the stay of
decisions pending appeal to the Federal Court of Australia.
Division 2—Tribunal reviewable decisions
57A
Tribunal reviewable decisions—which decisions are reviewable?
(1) An
application may be made to the Tribunal for review of the following decisions:
(a) a decision of the Information
Commissioner under section 55K on an IC review;
(b) if the Information Commissioner
makes a decision under paragraph 54W(b) (matters inappropriate for IC
review)—the IC reviewable decision in relation to which the Information
Commissioner makes the decision.
Note 1: An application for the review of a decision may
be made by a person whose interests are affected by the decision (see
section 27 of the Administrative Appeals Tribunal Act 1975).
Note 2: Subsection 29(2) of the Administrative
Appeals Tribunal Act 1975 sets out the time within which the application
for review must be made.
Time for applying to Tribunal if Information
Commissioner declines to review decision
(2) Despite subsection 29(2) of the Administrative
Appeals Tribunal Act 1975, for the purposes of paragraph 29(1)(d) of that
Act, the prescribed time for a person to lodge an application for review of an
IC reviewable decision mentioned in paragraph (1)(b) of this section is
the period:
(a) starting on the day on which the
decision by the Information Commissioner under paragraph 54W(b) of this Act is
made; and
(b) ending on the 28th day after the
day on which notice of the decision under paragraph 54W(b) was given to the
person under section 54X of this Act.
Division 3—Powers of Tribunal
58
Powers of Tribunal
(1) Subject to this section, in proceedings
under this Part, the Tribunal has power, in addition to any other power, to
review any decision that has been made by an agency or Minister in respect of
the request and to decide any matter in relation to the request that, under
this Act, could have been or could be decided by an agency or Minister, and any
decision of the Tribunal under this section has the same effect as a decision
of the agency or Minister.
(2) Where, in proceedings under this Act, it
is established that a document is an exempt document, the Tribunal does not
have power to decide that access to the document, so far as it contains exempt
matter, is to be granted.
(6) The powers of the Tribunal under this
section extend to matters relating to charges payable under this Act in
relation to a request.
58A
Powers of Tribunal—requiring further searches
(1) This section applies to a review on an
application to the Tribunal under section 57A if:
(a) access to the document is refused
under section 24A (document cannot be found etc.); or
(b) access is purportedly given to the
document (amongst others to which the request relates), but is not actually
given.
(2) For the purposes of the review, the
Tribunal may require the agency or Minister concerned to conduct further
searches for the document.
58AA
Powers of Tribunal—limitation on amending records
(1) The Tribunal may, in a decision on an
application to the Tribunal under section 57A, make a decision that
requires, or that has the effect of requiring, that an amendment be made to a
record that relates to a record of an opinion only if the Tribunal is satisfied
of either (or both) of the following:
(a) the opinion was based on a mistake
of fact;
(b) the author of the opinion was
biased, unqualified to form the opinion or acted improperly in conducting the
factual inquiries that led to the formation of the opinion.
(2) The Tribunal must not, in a decision on
an application under section 57A, make a decision that requires, or that
has the effect of requiring, that an amendment be made to a record if it is
satisfied of either of the following:
(a) the record is a record of a
decision, under an enactment, by a court, tribunal, authority or person;
(b) the decision whether to amend the
record involves the determination of a question that the person seeking
amendment of the record is, or has been, entitled to have determined by the
agency (on internal review), the Information Commissioner, a court or tribunal.
(3) In this section:
enactment includes a Norfolk Island
enactment.
Division 4—Procedure in Tribunal
58B Constitution
of Tribunal for proceedings about certain exempt documents
(1) If an application is made to the Tribunal
for review in relation to a decision refusing to grant access to a document in
accordance with a request, being a document that is claimed to be an exempt
document under section 33 or 34, then the Tribunal must be constituted in
accordance with subsection (2) for the purposes of any proceeding in
relation to the application.
(2) For the purposes of a proceeding referred
to in subsection (1), the Tribunal shall be constituted by:
(a) 3 presidential members; or
(b) a presidential member alone.
(3) In its application to a proceeding
referred to in subsection (1), section 21A of the Administrative
Appeals Tribunal Act 1975 applies as if:
(a) subsection (1) of that
section were omitted and the following subsection substituted:
“(1) At any time during the
hearing of a proceeding before the Tribunal constituted in accordance with
subsection 58B(2) of the Freedom of Information Act 1982 by a
presidential member alone, a party to the proceeding may make an application to
the Tribunal as constituted for the purposes of that proceeding requesting that
the Tribunal be reconstituted for the purposes of that proceeding.”; and
(b) subsection (3) of that
section were omitted and the following subsection substituted:
“(3) The President may, after
taking the submissions into account, if he or she considers that the matters to
which the proceeding relates are of such public importance as to justify him or
her in so doing, give a direction varying the constitution of the Tribunal for
the purposes of that proceeding so that the Tribunal is constituted by 3
presidential members.”.
(4) In its application to a proceeding
referred to in subsection (1), section 22 of the Administrative
Appeals Tribunal Act 1975 applies as if there were inserted after paragraph (1)(aa)
of that section the following paragraphs:
“(ab) if the Tribunal is constituted by
presidential members of whom at least 2 are Judges and none of whom is the
President—the senior Judge shall preside;
(ac) if the Tribunal is constituted by
presidential members none of whom is a Judge—one of those presidential members
who is directed by the President to do so shall preside;”.
58D
Modification of section 42 of the Administrative Appeals Tribunal Act
1975
In its application to a proceeding
referred to in subsection 58B(1) of this Act, section 42 of the Administrative
Appeals Tribunal Act 1975 applies as if subsection (3) of that
section were omitted and the following subsection substituted:
“(3) A question of law arising in a
proceeding before the Tribunal constituted in accordance with subsection 58B(2)
of the Freedom of Information Act 1982 by 3 presidential members shall:
(a) in a case where one
only of those members is a Judge—be decided according to the opinion of that
member; and
(b) in a case where 2 of
those members are Judges—be decided according to the opinion of the majority;
and
(c) in a case where 3 of
those members are Deputy Presidents—be decided according to the opinion of the
majority.”.
58E
Production to the Tribunal of certain exempt documents
(1) In any proceedings before the Tribunal
under this Act in relation to a document that is claimed to be an exempt
document under section 33 or 34, the Tribunal is entitled to require the
production of the document in accordance with this section and not in
accordance with section 64, section 37 of the Administrative
Appeals Tribunal Act 1975 or otherwise.
(2) If the Tribunal is not satisfied by
evidence on affidavit or otherwise that the document is an exempt document
under section 33 or 34, the Tribunal may require the document to be
produced for inspection by the Tribunal as constituted for the purposes of the
proceeding.
(3) If, after an inspection of a document
under this section, the Tribunal is satisfied that the document is an exempt
document, the Tribunal must return the document to the person by whom it was
produced without permitting a person to have access to the document or
disclosing the contents of the document to a person, unless the person is:
(a) a member of the Tribunal as
constituted for the purposes of the proceeding; or
(b) a member of the staff of the
Tribunal in the course of the performance of his or her duties as a member of
that staff; or
(c) in the circumstances permitted
under paragraph 60A(6)(a)—the Inspector‑General of Intelligence and Security.
60
Procedure in Tribunal—parties
(1) This section applies for the purposes of
this Part and of the application of the Administrative Appeals Tribunal Act
1975 in relation to proceedings under this Part.
(2) A decision given by a person on behalf of
an agency is taken to have been given by the agency.
(3) The parties to a proceeding before the
Tribunal for a review of a decision are as follows:
(a) the person who applied to the
Tribunal for a review of the decision under section 57A;
(b) the person who made the request or
application in respect of which the decision was made;
(c) the principal officer of the
agency, or the Minister, to whom the request or application was made;
(d) any other person who is made a
party to the proceeding by the Tribunal under subsection 30(1A) of the Administrative
Appeals Tribunal Act 1975.
60AA
Procedure in Tribunal—requirement to notify affected third parties
Scope
(1) This section applies if an application is
made to the Tribunal under section 57A for the review of a decision not to
give access to a document to which a consultation requirement applies under
section 26A, 26AA, 27 or 27A (whether the decision is made by the
Information Commissioner, an agency or a Minister).
Requirement to notify
(2) The agency to which, or the Minister to
whom, the request was made for access to the document must, as soon as
practicable, take all reasonable steps to notify the affected third party for
the document of the application to the Tribunal.
Note 1: For affected third party, see
section 53C.
Note 2: Notice is not required to be given in certain
circumstances (see section 60AB).
Note 3: The affected third party may apply to be made a
party to the proceeding by the Tribunal under subsection 30(1A) of the Administrative
Appeals Tribunal Act 1975.
60AB
Procedure in Tribunal—circumstances in which not giving notice is appropriate
(1) This section applies in relation to a
document to which a consultation requirement applies under section 27 or
27A.
(2) An agency or Minister is not required to
notify an affected third party for the document under subsection 60AA(2) if:
(a) the agency or the Minister applies
to the Tribunal for an order that it would not be appropriate to notify the
affected third party in the circumstances covered by subsection (3); and
(b) the Tribunal makes the order.
Note: For affected third party, see
section 53C.
(3) The
circumstances covered by this subsection are whether notifying the affected
third party would, or could reasonably be expected to, do any of the following:
(a) prejudice
the conduct of an investigation of a breach, or possible breach, of the law, or
a failure, or possible failure, to comply with a law relating to taxation;
(b) prejudice
the enforcement or proper administration of the law in a particular instance;
(c) disclose,
or enable a person to ascertain, the existence or identity of a confidential
source of information, or the non‑existence of a confidential source of
information, in relation to the enforcement or administration of the law;
(d) endanger
the life or physical safety of any person;
(e) cause
damage to the security, defence or international relations of the Commonwealth.
60A
Inspector‑General of Intelligence and Security must be requested to give
evidence in certain proceedings
(1) This section applies in any proceedings
before the Tribunal under this Act in relation to a document that is claimed to
be an exempt document under section 33.
(2) Before determining that the document is
not an exempt document under section 33, the Tribunal must request the
Inspector‑General of Intelligence and Security to appear personally and give
evidence on:
(a) the damage that would, or could
reasonably be expected to, be caused to:
(i) the security of the
Commonwealth; or
(ii) the defence of the
Commonwealth; or
(iii) the international
relations of the Commonwealth;
if access to the document were
given in accordance with the request; or
(b) whether giving access to the
document in accordance with the request would divulge any information or matter
communicated in confidence by or on behalf of a foreign government, an
authority of a foreign government or an international organisation to the
Government of the Commonwealth, to an authority of the Commonwealth or to a
person receiving the communication on behalf of the Commonwealth or of an authority
of the Commonwealth.
(3) Before determining that an agency or
Minister must grant access to a copy of the document with deletions, the
Tribunal must request the Inspector‑General to appear personally and give
evidence on:
(a) the damage that would, or could
reasonably be expected to, be caused to:
(i) the security of the
Commonwealth; or
(ii) the defence of the
Commonwealth; or
(iii) the international
relations of the Commonwealth;
if the proposed deletions were
not made; or
(b) whether giving access to the
document without the proposed deletions would divulge any information or matter
communicated in confidence by or on behalf of a foreign government, an
authority of a foreign government or an international organisation to the
Government of the Commonwealth, to an authority of the Commonwealth or to a
person receiving the communication on behalf of the Commonwealth or of an
authority of the Commonwealth.
(4) Before hearing the evidence of the
Inspector‑General, the Tribunal must hear any evidence to be given or
submissions to be made by or on behalf of the agency to which or the Minister
to whom the request was made for access to the document.
(5) The Inspector‑General must comply with a
request under subsection (2) or (3) unless, in the opinion of the
Inspector‑General, the Inspector‑General is not appropriately qualified to give
evidence on the matters in relation to which the Inspector‑General has been
requested to give evidence.
(6) For the purposes of enabling the
Inspector‑General to comply with a request under subsection (2) or (3):
(a) the Tribunal must allow the
Inspector‑General to take possession of, and make copies of or take extracts
from, any document given to the Tribunal for the purposes of the proceeding;
and
(b) the Inspector‑General may require
the production of the document that is claimed to be an exempt document under
section 33 by the agency to which or the Minister to whom the request was
made for access to the document; and
(c) the Inspector‑General may require
the production of any document of an agency or official document of a Minister
that relates to the document mentioned in paragraph (b) by the agency or
Minister; and
(d) the Inspector‑General may make
copies of, or take extracts from, the documents mentioned in
paragraphs (b) and (c); and
(e) after such period as is reasonably
necessary for the purposes of giving evidence to the Tribunal, the Inspector‑General
must:
(i) return the original of
any document to the Tribunal or to the agency or Minister; and
(ii) destroy any copies of
or extracts taken from any document.
(7) The Inspector‑General must permit a
person who would be entitled to inspect a document mentioned in
paragraphs (6)(a) to (d) if it were not in the possession of the Inspector‑General
to inspect the document at all reasonable times as the person would be so
entitled.
(8) The Tribunal is not bound by any opinion
of the Inspector‑General expressed while giving evidence under this section.
(9) The Tribunal must allow the Inspector‑General
a period within which to consider the documents mentioned in
paragraphs (6)(a) to (d) that is reasonable having regard to:
(a) the nature of the evidence that
the Inspector‑General has been requested to give; and
(b) the time required by the Inspector‑General
to perform the Inspector‑General’s other functions.
(10) The fact that a person is obliged to
produce a document under subsection (6) does not otherwise affect a claim
of legal professional privilege that anyone may make in relation to that
document.
61 Onus
(1) In
proceedings under this Part for review of a decision in relation to a request,
or in relation to an application under section 48 (a personal
records application):
(a) if
an agency or a Minister applied for the review—the agency or Minister has the
onus of establishing that the decision is not justified, or that the Tribunal
should give a decision adverse to the applicant in relation to the request or
the personal records application; or
(b) if
the applicant in relation to the request or the personal records application
applied for the review—the agency to which, or the Minister to whom, the
request or personal records application was made has the onus of establishing
that the decision is justified, or that the Tribunal should give a decision adverse
to the applicant.
(2) However, in proceedings under this Part
that relate to a decision to give access to a document to which a consultation
requirement applies under section 26A, 26AA, 27 or 27A, an affected third
party for the document in relation to which the decision was made has, if the
affected third party is a party to the proceeding, the onus of establishing
that:
(a) a decision refusing to give access
to the document is justified; or
(b) the Tribunal should give a
decision adverse to the person who made the relevant request.
Note: For affected third party, see
section 53C.
61A
Modification of the Administrative Appeals Tribunal Act 1975
(1) The Administrative Appeals Tribunal
Act 1975 applies to proceedings under this Part in the way set out in the
following table:
|
Modification of the Administrative
Appeals Tribunal Act 1975
|
|
Item
|
A reference to ...
|
in the following
provision of the Administrative Appeals Tribunal Act 1975:
|
is taken to be a
reference to ...
|
|
1
|
the person who made the decision
|
subsection 29(11) (notification of review application)
|
each of the review parties.
|
|
2
|
the person who made the
decision
|
(a) subsection 33(1AA)
(requirement to assist Tribunal);
(b) paragraph 33(2A)(b)
(procedural directions)
|
the agency or Minister who
made the IC reviewable decision.
|
|
3
|
the person who made the
decision that is the subject of the application for a review by the Tribunal
|
subsection 37(1) or (1AF)
(lodging material with Tribunal)
|
the agency or Minister who
made the IC reviewable decision.
|
|
4
|
the person who made the decision
|
subsection 37(1A) or (1B) (deadlines for lodging
documents)
|
the agency or Minister who made the IC reviewable
decision.
|
|
5
|
the person who made the decision to which the relevant
proceeding relates
|
subsection 41(4) (stay of decisions being reviewed)
|
each of the review parties.
|
|
6
|
the person who made the decision
|
subsection 41(5) (stay of decisions being reviewed)
|
each of the review parties.
|
|
7
|
the person who made the decision
|
subsection 42A(2) (dismissal for failure to appear)
|
the agency or Minister who made the IC reviewable
decision.
|
|
8
|
the person who made a decision
|
section 67A (giving of notices)
|
the person who made the decision or an agency.
|
(2) The agency or Minister who made the IC
reviewable decision is taken to have complied with the obligation under
paragraph 37(1)(a) of the Administrative Appeals Tribunal Act 1975
if the agency or Minister gives the AAT the number of copies prescribed by the
regulations of the decision under section 55K in relation to which an application
has been made to the Tribunal.
(3) Subsection (2) does not limit the
powers of the Tribunal under section 38 of the Administrative Appeals
Tribunal Act 1975.
62
Application of section 28 of Administrative Appeals Tribunal Act etc.
(1) Where, in relation to a decision in
respect of a request, the applicant has been given a notice in writing under
section 26, section 28 of the Administrative Appeals Tribunal Act
1975 does not apply to that decision.
(2) If the Tribunal, upon application for a declaration
under this subsection made to it by a person to whom a notice has been
furnished in pursuance of subsection 26(1), considers that the notice does not
contain adequate particulars of findings on material questions of fact, an
adequate reference to the evidence or other material on which those findings
were based or adequate particulars of the reasons for the decision, the
Tribunal may make a declaration accordingly, and, where the Tribunal makes such
a declaration, the person responsible for furnishing the notice shall, as soon
as practicable but in any case within 28 days after the Tribunal makes the
declaration, furnish to the applicant an additional notice or additional
notices containing further and better particulars in relation to matters specified
in the declaration with respect to those findings, that evidence or other
material or those reasons.
Division 5—Protection of information in Tribunal
63
Tribunal to ensure non‑disclosure of certain matters
(1) In determining whether the Tribunal is
satisfied that it is desirable to make an order or orders under subsection
35(2) of the Administrative Appeals Tribunal Act 1975, the Tribunal
must:
(a) have regard to:
(i) the necessity of
avoiding the disclosure to the applicant of exempt matter contained in a
document to which the proceedings relate; and
(ii) the necessity of
avoiding the disclosure to the applicant of information of the kind referred to
in subsection 25(1); and
(b) where the proceedings relate to a
document that is claimed to be an exempt document under section 33—give
particular weight to a submission made by an agency or a Minister that
it is desirable to make the order or orders under subsection 35(2) of the Administrative
Appeals Tribunal Act 1975 because disclosure of the document:
(i) would, or could
reasonably be expected to, cause damage to the security, defence or
international relations of the Commonwealth; or
(ii) would divulge
information or matter communicated in confidence by or on behalf of a foreign
government, an authority of a foreign government or an international
organisation to the Government of the Commonwealth, to an authority of the
Commonwealth or to a person receiving the communication on behalf of the
Commonwealth or of an authority of the Commonwealth.
(2) Notwithstanding anything contained in the
Administrative Appeals Tribunal Act 1975:
(a) the Tribunal shall not, in its
decision, or reasons for a decision, in a matter arising under this Act,
include any matter or information of a kind referred to in paragraph (1)(a);
and
(b) the Tribunal may receive evidence,
or hear argument, in the absence of the applicant or his or her representative
where it is necessary to do so in order to prevent the disclosure to the
applicant of matter or information of a kind referred to in paragraph (1)(a).
64
Production of exempt documents
(1) Section 37 of the Administrative
Appeals Tribunal Act 1975 does not apply in relation to a document that is
claimed to be an exempt document, but in proceedings before the Tribunal in
relation to such a document, the Tribunal may, for the purpose of deciding
whether the document is an exempt document, require the document to be produced
for inspection by members of the Tribunal only.
(1AA) If, upon the inspection, the Tribunal is
satisfied that the document is an exempt document, the Tribunal must return the
document to the person by whom it was produced without permitting a person to
have access to the document, or disclosing the contents of the document to a
person, unless the person is:
(a) a member of the Tribunal as
constituted for the purposes of the proceeding; or
(b) a member of the staff of the
Tribunal in the course of the performance of his or her duties as a member of
that staff; or
(c) in the circumstances permitted
under paragraph 60A(6)(a)—the Inspector‑General of Intelligence and Security.
(1A) If, for the purposes of proceedings before
the Tribunal under this Act in relation to a document that is claimed to be an
exempt document, the document is voluntarily produced to the Tribunal, then
only:
(a) the members of the Tribunal as
constituted for the purposes of the review; or
(b) a member of the staff of the
Tribunal in the course of the performance of his or her duties as a member of
that staff;
may inspect, or have access to, the document.
(2) The Tribunal may require the production,
for inspection by members of the Tribunal only, of an exempt document for the
purpose of determining whether it is practicable for an agency or a Minister to
grant access to a copy of the document with such deletions as to make the copy
not an exempt document and, where an exempt document is produced by reason of
such a requirement, the Tribunal shall, after inspection of the document by the
members of the Tribunal as constituted for the purposes of the proceeding,
return the document to the person by whom it was produced without permitting a
person to have access to the document, or disclosing the contents of the
document to a person, unless the person is:
(a) a member of the Tribunal as
constituted for the purposes of the proceeding; or
(b) a member of the staff of the
Tribunal in the course of the performance of his or her duties as a member of
that staff; or
(c) in the circumstances permitted
under paragraph 60A(6)(a)—the Inspector‑General of Intelligence and Security.
Note: The Tribunal is not entitled, under this
section, to require production of documents that are exempt under
section 33 or 34, but is entitled to do so under section 58E if the
Tribunal is not satisfied by evidence on affidavit or otherwise that the
document is an exempt document.
(4A) In making an order for the purposes of subsection (1)
or (2), the Tribunal may require the relevant document to be produced at any
time later than 28 days after the decision‑maker was given notice of the
application, even if that time is before the Tribunal has begun to hear
argument or otherwise deal with the matter.
(5) Subsections (1), (1A) and (2) apply
in relation to a document in the possession of a Minister that is claimed by
the Minister not to be an official document of the Minister as if references in
those subsections to an exempt document were references to a document in the
possession of a Minister that is not an official document of the Minister.
(6) Subsection (1), (1A) or (2) does not
operate so as to prevent the Tribunal from causing a document produced in
accordance with that subsection to be sent to the Federal Court of Australia in
accordance with section 46 of the Administrative Appeals Tribunal Act
1975, but, where such a document is so sent to the Court, the Court shall
do all things necessary to ensure that the contents of the document are not
disclosed (otherwise than in accordance with this Act) to any person other than
a member of the Court as constituted for the purpose of the proceeding before
the Court or a member of the staff of the Court in the course of the
performance of his or her duties as a member of that staff.
(7) Subsection (6) does not prevent the
Federal Court of Australia from causing the document concerned to be sent to
the Federal Magistrates Court as mentioned in subparagraph 46(1)(c)(i) of the Administrative
Appeals Tribunal Act 1975.
(8) If a document produced in accordance with
subsection (1), (1A) or (2) is sent to the Federal Magistrates Court as
mentioned in subparagraph 46(1)(c)(i) of the Administrative Appeals Tribunal
Act 1975, the Federal Magistrates Court must do all things necessary to
ensure that the contents of the document are not disclosed (otherwise than in
accordance with this Act) to any person other than:
(a) the Federal Magistrate who
constitutes the Federal Magistrates Court for the purposes of the proceeding
before the Federal Magistrates Court; or
(b) a member of the staff of the
Federal Magistrates Court in the course of the performance of his or her duties
as a member of that staff.
Division 6—Recommendations as to costs
66
Tribunal may make recommendation that costs be available in certain
circumstances
(1) Where:
(a) a person applies, under
section 57A, to the Tribunal for review of a decision of the Information
Commissioner on an IC review; and
(b) the
person is successful, or substantially successful, in his or her application
for review;
the Tribunal may, in its discretion, recommend to the responsible
Minister that the costs of the applicant in relation to the proceedings be paid
by the Commonwealth or Norfolk Island.
(2) Without limiting the generality of the
matters to which the Tribunal may have regard in deciding whether to make a
recommendation under subsection (1), the Tribunal shall have regard to:
(a) the question whether payment of
the costs or any part of the costs would cause financial hardship to the
applicant;
(b) the question whether the decision
of the Tribunal on review will be of benefit to the general public;
(c) the question whether the decision
of the Tribunal on review will be of commercial benefit to the person making
application to the Tribunal; and
(d) the reasonableness of the decision
reviewed by the Tribunal.
(3) The responsible Minister may, pursuant to
a recommendation of the Tribunal under subsection (1), authorize the
payment of costs to an applicant.
Division 7—Automatic stay of certain decisions
67
Automatic stay of certain decisions on appeal
(1) This
section applies if:
(a) a person applies, under
section 57A, to the Tribunal for review in relation to a decision by an
agency or Minister refusing to grant access to a document in accordance with a
request, being a document that is claimed to be an exempt document; and
(b) the Tribunal decides that a person
may have access to the document; and
(c) the agency or the Minister
institutes an appeal to the Federal Court of Australia from the decision of the
Tribunal.
(2) If this section applies to a decision of
the Tribunal, the operation of the decision is stayed by force of this section
from the time at which the appeal is instituted.
(3) If the agency or the Minister appeals to
the Federal Court of Australia from the decision of the Tribunal and the appeal
in relation to the decision is determined by the Federal Court of Australia,
the stay continues to have effect until the earlier of:
(a) the time at which the decision of
the Federal Court of Australia on the appeal takes effect; and
(b) the time otherwise determined by
the Federal Court of Australia.
(4) If the agency or the Minister appeals to
the Federal Court of Australia from the decision of the Tribunal and the appeal
in relation to the decision is determined by the Federal Magistrates Court, the
stay continues to have effect until the earlier of:
(a) the time at which the decision of
the Federal Magistrates Court on the appeal takes effect; and
(b) the time otherwise determined by
the Federal Magistrates Court.
(5) Nothing in this section affects the power
of the Federal Court of Australia or the Federal Magistrates Court to make
orders under section 44A of the Administrative Appeals Tribunal Act
1975 in relation to matters other than staying the decision of the
Tribunal.
Part VIIB—Investigations and complaints
Division 1—Guide to this Part
68
Investigations and complaints—guide
This Part is about investigations by
the Information Commissioner and by the Ombudsman.
Division 2 sets up a system for
investigations by the Information Commissioner.
The Information
Commissioner may investigate an action taken by an agency in the performance of
functions or the exercise of powers under this Act on a complaint from a
person, or on the Information Commissioner’s initiative.
If a person disputes the merits of an
access refusal decision or an access grant decision, this Act provides
elsewhere for the review of that decision (see Parts VI, VII and VIIA).
However, this does not prevent a
person from making a complaint to the Information Commissioner about the way in
which the agency has handled the decision.
The Information Commissioner has
powers to obtain documents, to question persons and to enter premises (see
Subdivision D of Division 2).
At the conclusion of the
investigation, the Information Commissioner must give a notice to the
complainant and to the respondent agency about the Information Commissioner’s
findings, with any recommendations that the Information Commissioner believes
the agency ought to implement (see section 86).
If the Information Commissioner is not
satisfied that the agency has taken adequate and appropriate action to
implement the recommendations, the Information Commissioner may take further
steps (see sections 89, 89A and 89B).
Division 3 deals with the
investigation of complaints by the Ombudsman about action taken under this Act.
Division 2—Information Commissioner investigations
Subdivision A—Power to investigate
69
Information Commissioner investigations—power to investigate
Obligation to investigate
(1) The Information Commissioner must,
subject to this Division, investigate a complaint made under section 70.
Discretion to investigate
(2) The Information Commissioner may, at the
Information Commissioner’s initiative, investigate an action taken by an agency
(the respondent agency) in the performance of functions, or the
exercise of powers, under this Act.
Subdivision B—Making complaints
70
Information Commissioner investigations—making complaints
(1) A person (the complainant)
may complain to the Information Commissioner about an action taken by an agency
in the performance of functions, or the exercise of powers, under this Act.
(2) A complaint must:
(a) be in writing; and
(b) identify the agency (also the respondent
agency) in respect of which the complaint is made.
(3) The Office of the Australian Information
Commissioner must provide appropriate assistance to a person who:
(a) wishes to make a complaint; and
(b) requires assistance to formulate
the complaint.
Subdivision C—Decision to investigate
71
Information Commissioner investigations—interpretation
This Subdivision applies to a part of a
complaint as if:
(a) a reference to a complaint were a
reference to the part of the complaint; and
(b) a reference to an action were a
reference to an action to which the part of the complaint relates.
72
Information Commissioner investigations—preliminary inquiries
The Information Commissioner may make
inquiries of the respondent agency for the purpose of determining whether or
not to investigate a complaint made (or purported to be made) under
section 70.
73
Information Commissioner investigations—discretion not to investigate
The Information Commissioner may decide
not to investigate, or not to continue to investigate, a complaint about an
action made under section 70 if the Information Commissioner is satisfied
of any of the following:
(a) that the action is not taken by an
agency in the performance of the agency’s functions or the exercise of the
agency’s powers under this Act;
(b) that:
(i) the complainant has or
had a right to cause the action to be reviewed by the respondent agency, the
Information Commissioner, a court or a tribunal; and
(ii) the complainant has
not exercised, or did not exercise, the right; and
(iii) it would be, or would
have been, reasonable for the complainant to exercise the right;
(c) that:
(i) the complainant has or
had a right to complain about the action to another body; and
(ii) the complainant has
not exercised, or did not exercise the right; and
(iii) it would be, or would
have been, reasonable for the complainant to exercise the right;
(d) that the complainant has
complained to the respondent agency, and the respondent agency:
(i) has dealt, or is
dealing, adequately with the complaint; or
(ii) has not yet had an
adequate opportunity to deal with the complaint;
(e) that the complaint is frivolous,
vexatious, misconceived, lacking in substance or not made in good faith;
(f) that the complainant does not
have a sufficient interest in the subject matter of the complaint.
Note: The Information Commissioner may make a
decision under this section to investigate only part of a complaint (see
section 71).
74
Information Commissioner investigations—transfer to Ombudsman
Scope
(1) This section applies if the Information
Commissioner is satisfied that a complaint about an action could be more
effectively or appropriately dealt with:
(a) by the Ombudsman under the Ombudsman
Act 1976; or
(b) by the Ombudsman under a
particular Norfolk Island enactment.
Example 1: A complaint about the way in which the Information
Commissioner has dealt with an IC review.
Example 2: A complaint relates to an action under this Act,
but is part of a complaint that relates to other matters that can be more
appropriately dealt with by the Ombudsman.
Transfer of complaints to Ombudsman
(2) The Information Commissioner:
(a) must consult the Ombudsman about
the complaint with a view to avoiding inquiries being conducted into that
matter by both the Information Commissioner and the Ombudsman; and
(b) may decide not to investigate the
action, or not to continue to investigate the action.
(3) If the Information Commissioner decides
not to investigate, or not to continue to investigate, the action under
paragraph (2)(b), the Information Commissioner must:
(a) transfer the complaint to the
Ombudsman; and
(b) give the Ombudsman any information
or documents that relate to the complaint in the possession, or under the
control, of the Information Commissioner; and
(c) notify the complainant in writing
that the complaint has been transferred.
(4) A notice under paragraph (3)(c) must
state the reasons for the Information Commissioner’s decision.
(5) If paragraph (1)(a) applies, a
complaint transferred under subsection (3) is taken to be a complaint made
to the Ombudsman under the Ombudsman Act 1976.
(6) If paragraph (1)(b) applies, a
complaint transferred under subsection (3) is taken to be a complaint made
to the Ombudsman under the Norfolk Island enactment concerned.
Note: The Information Commissioner may make a decision
under this section to investigate only part of a complaint (see
section 71).
75
Information Commissioner investigations—notice requirements
Notice to respondent agency before commencing
investigation
(1) Before beginning an investigation, the
Information Commissioner must notify the respondent agency in writing.
Notice of decision not to investigate, or not to
continue to investigate
(2) Subsection (3) applies if the
Information Commissioner decides:
(a) not to investigate, or not to
continue to investigate, a complaint made under section 70; or
(b) not to continue an investigation
commenced at the Information Commissioner’s initiative.
(3) The Information Commissioner must, as
soon as practicable, notify the complainant (if any) and the respondent agency
of the decision in writing.
(4) A notice under subsection (3) must
state the reasons for the Information Commissioner’s decision.
Subdivision D—Investigation procedure
76
Information Commissioner investigations—conduct of investigation
(1) An investigation must be conducted in
private and in a way the Information Commissioner thinks fit.
(2) For the purposes of an investigation, the
Information Commissioner may obtain information from any officer of an agency,
and make any inquiry, that he or she thinks is relevant to the investigation.
77
Information Commissioner investigations—general power to enter premises
(1) If a consenting person consents to entry
under paragraph (2)(a), an authorised person may, at any reasonable time
of day arranged with the consenting person:
(a) enter and remain at the place; or
(b) carry on the investigation at that
place; or
(c) inspect any documents relevant to
the investigation kept at the place.
Note: For consenting person, see
subsection (3).
Authority to enter premises
(2) The authorised person may enter a place
that:
(a) is occupied by an agency; or
(b) is occupied by a contracted
service provider and used by the contracted service provider predominantly for
the purposes of a Commonwealth contract.
(3) The authorised person may enter a place
only if:
(a) consent to the entry has been
given by the person (the consenting person) who is:
(i) in the case of an
agency—the principal officer of the agency; or
(ii) in the case of a
contracted service provider—the person in charge (however described) of the
contracted service provider; and
(b) before giving the consent, the
authorised person informed the consenting person that he or she may refuse
consent.
(4) The authorised person must leave the
premises if the consenting person asks the authorised person to do so.
(5) This section is subject to
section 78.
Who is an authorised person?
(6) An authorised person is:
(a) an information officer (within the
meaning of the Australian Information Commissioner Act 2010); or
(b) an APS employee who:
(i) is performing the
duties of an Executive Level 2, or equivalent, position (or a higher position)
in the Office of the Australian Information Commissioner; and
(ii) is authorised by the
Information Commissioner for the purposes of this section.
78
Information Commissioner investigations—places for which approval required
before entry
Specific places and areas
(1) Subsection (2) applies if an
authorised person proposes to enter, or carry on an investigation, at any of
the following:
(a) a place referred to in paragraph
80(c) of the Crimes Act 1914;
(b) a place that is a prohibited area
for the purposes of the Defence (Special Undertakings) Act 1952 because
of section 7 of that Act;
(c) an area of land or water or an
area of land and water that is declared under section 14 of the Defence
(Special Undertakings) Act 1952 to be a restricted area for the purposes of
that Act.
(2) If this subsection applies, the
authorised person must not enter, or carry on an investigation, unless:
(a) the Minister administering that
Act, or another Minister acting for and on behalf of the Minister, has, in
writing, approved the entry or carrying on of the investigation; and
(b) the authorised person complies
with any conditions specified in the approval.
Places in respect of which Attorney‑General makes
declaration
(3) The Attorney‑General may, by notice in
writing to the Information Commissioner, declare a place to be a prohibited
place if the Attorney‑General is satisfied that the carrying on of an
investigation at the place might prejudice the security or defence of the
Commonwealth.
(4) If a declaration under
subsection (3) is in force, an authorised person must not enter, or carry
on an investigation at, the prohibited place unless:
(a) a Minister specified in the
declaration, or another Minister acting for and on behalf of the Minister, has,
in writing, approved the entry or carrying on of the investigation; and
(b) the authorised person complies
with any conditions specified in the approval.
79
Information Commissioner investigations—obliging production of information and
documents
Scope
(1) This section applies if the Information
Commissioner has reason to believe that a person has information, or a
document, relevant to an investigation under this Part.
(2) This section applies subject to
section 81 (production of exempt documents).
Notice to produce
(3) The Information Commissioner may, by
written notice, require a person, for the purposes of the investigation:
(a) to give the Information
Commissioner information of the kind referred to in the notice; or
(b) to produce to the Information
Commissioner the document referred to in the notice.
(4) The notice must:
(a) be in writing; and
(b) specify the place at which the
person must comply with the notice; and
(c) state that the person must comply
with the notice:
(i) within a specified
period that is not less than 14 days after the day on which the person is given
the notice; or
(ii) at a specified time
that is not less than 14 days after the time at which the person is given the
notice.
Offence for failure to comply
(5) A person commits an offence if:
(a) the person is subject to a
requirement specified in a notice under subsection (3); and
(b) the person engages in conduct; and
(c) the person’s conduct breaches the
requirement.
Penalty for a contravention of this subsection: Imprisonment
for 6 months.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
80
Information Commissioner investigations—dealings with documents
What the Information Commissioner may do with documents
(1) The Information Commissioner may do one
or more of the following with respect to any documents produced in accordance
with a notice under subsection 79(3):
(a) take possession of the documents;
(b) make copies of the documents;
(c) take extracts from the documents;
(d) hold the documents for a period
that is necessary for the purposes of the investigation.
Information Commissioner must permit access by those
entitled
(2) During an investigation the Information
Commissioner must permit a person to inspect a document that the person would
be entitled to inspect if the document were not held by the Information
Commissioner.
(3) The Information Commissioner must permit
the person to inspect the document at any reasonable time.
81
Information Commissioner investigations—exempt documents
Sections 55T and 55U apply to an
investigation under this Part as if a reference in those sections to an IC review
of a decision were a reference to an investigation of a complaint made under
section 70.
Note: Sections 55T and 55U deal with access by
the Information Commissioner to exempt documents.
82
Information Commissioner investigations—obliging persons to appear
Notice to require person to appear
(1) The Information Commissioner may, by
written notice, require a person to appear before the Information Commissioner
to answer questions for the purposes of an investigation.
(2) The notice must:
(a) be in writing; and
(b) state that the person must comply
with the notice at a specified time that is not less than 14 days after the
time at which the person is given the notice; and
(c) specify the place at which the
person must comply with the notice.
Offence for failure to comply
(3) A person commits an offence if:
(a) the person is subject to a
requirement specified in a notice under subsection (1); and
(b) the person engages in conduct; and
(c) the person’s conduct breaches the
requirement.
Penalty for a contravention of this subsection: 6 months
imprisonment.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
83
Information Commissioner investigations—administration of oath or affirmation
(1) If, by a notice under subsection 82(1),
the Information Commissioner requires a person to appear before him or her, the
Information Commissioner may:
(a) administer an oath or affirmation
to the person; and
(b) examine the person on oath or
affirmation.
(2) The oath or affirmation to be taken or
made by a person for the purposes of this section is an oath or affirmation
that the answers the person will give will be true.
(3) A person commits an offence if:
(a) the person is required under this
section to be examined on oath or affirmation; and
(b) the person engages in conduct; and
(c) the person’s conduct breaches that
requirement.
Penalty for a contravention of this subsection: 6 months
imprisonment.
Note: Chapter 2 of the Criminal Code
sets out the general principles of criminal responsibility.
84
Information Commissioner investigations—no loss of legal professional privilege
Information or a document does not cease
to be the subject of legal professional privilege merely because it is given,
provided, produced or referred to for the purposes of this Part.
85
Information Commissioner investigations—protection from liability
(1) This section applies if a person does any
of the following in good faith for the purposes of an investigation:
(a) gives information;
(b) produces a document;
(c) answers a question.
(2) If this section applies, then:
(a) civil proceedings do not lie
against a person because the person does any of the matters mentioned in
paragraphs (1)(a) to (c); and
(b) the person is not liable for a
penalty under a provision of any law because the person does any of those
matters.
(3) This section applies whether or not the
person is required to do a thing mentioned in subsection (1) in accordance
with this Division.
Subdivision E—Outcome of investigation
86
Information Commissioner investigations—notice on completion
Requirement to notify respondent agency
(1) If the Information Commissioner completes
an investigation, the Information Commissioner must, as soon as practicable,
notify the respondent agency.
(2) The notice must state the following:
(a) the investigation results (see
section 87);
(b) the investigation recommendations
(if any) (see section 88);
(c) the reasons for the investigation
results and the making of the investigation recommendations.
(3) The respondent agency may give to the
Information Commissioner any comments about the notice that the agency wishes
to make.
Requirement to notify complainant (if any)
(4) The Information Commissioner must give a
copy (or a copy prepared in accordance with subsection (5)) of the notice
to the complainant (if any).
(5) However, if the copy of the notice would
contain matters of the kind mentioned in subsection 89C(2), the Information
Commissioner must prepare a copy of the report to give to the complainant that
excludes those matters.
Note: Section 89D sets out further limitations
on recommendations to amend records.
87
Information Commissioner investigations—what are the investigation results?
The investigation results,
in relation to the investigation, are the following:
(a) the matters that the Information
Commissioner has investigated;
(b) any opinions that the Information
Commissioner has formed in relation to those matters;
(c) any conclusions that the
Information Commissioner has reached in relation to those matters;
(d) any suggestions to the respondent
agency the implementation of which the Information Commissioner believes might
improve the processes of the agency;
(e) any other information of which the
Information Commissioner believes the respondent agency ought to be aware.
88
Information Commissioner investigations—what are the investigation
recommendations?
The investigation recommendations,
in relation to the investigation, are the formal recommendations to the respondent
agency that the Information Commissioner believes that the respondent agency
ought to implement.
89
Information Commissioner investigations—failure to implement investigation
recommendation
Scope
(1) This section applies if:
(a) the Information Commissioner
completes an investigation; and
(b) the Information Commissioner gives
an agency a notice under section 86; and
(c) the Information Commissioner is
not satisfied that the agency has taken action that is adequate and appropriate
in the circumstances to implement the investigation recommendations for the
investigation.
Giving implementation notices
(2) The Information Commissioner may, by
notice in writing (an implementation notice), require the
respondent agency to:
(a) give to the Information
Commissioner particulars of any action that the agency proposes to take to
implement the investigation recommendations for the investigation; and
(b) give the particulars within the
time specified in the notice.
(3) The respondent agency must comply with
the implementation notice.
89A
Information Commissioner investigations—failure to take action in response to
implementation notice
Scope
(1) This section applies if:
(a) the Information Commissioner gives
an implementation notice to a respondent agency; and
(b) the Information Commissioner is
satisfied that:
(i) the agency has not
responded to the implementation notice within the time specified in the notice;
or
(ii) the agency has not
taken action that is adequate and appropriate in the circumstances to implement
the investigation recommendations for the investigation.
Report to responsible Minister
(2) The Information Commissioner may give a
written report to the responsible Minister that contains the matters set out in
section 89B.
Note: For responsible Minister, see
subsection 4(1).
Report to Minister
(3) If the Information Commissioner gives a
report to the responsible Minister under subsection (2), the Information
Commissioner must give a copy (or a copy prepared in accordance with subsection (4))
of the report to the Minister (the FOI Minister) responsible for
the administration of this Act.
(4) However, if the copy of the report would
contain matters of the kind mentioned in subsection 89C(2), the Information
Commissioner must prepare a copy of the report to give to the FOI Minister that
excludes those matters.
(5) The FOI Minister must cause the copy of
the report to be laid before each House of the Parliament.
Note: Section 89D sets out further limitations
on recommendations to amend records.
89B
Information Commissioner investigations—requirements for report
A report under subsection 89A(2) must:
(a) include a copy of the notice given
to the respondent agency under subsection 86(2) (notice on completion) and the
implementation notice; and
(b) give details of the respondent
agency’s response (if any) to the implementation notice; and
(c) state that the Information
Commissioner is not satisfied that the agency has taken action that is adequate
and appropriate in the circumstances to implement the investigation
recommendations for the investigation; and
(d) state the action that the
Information Commissioner believes, if taken by the agency, would be adequate
and appropriate in the circumstances to implement the investigation recommendations
for the investigation.
89C
Information Commissioner investigations—ensuring non‑disclosure of certain
matters
(1) This section applies to the following
documents:
(a) a notice to a complainant under
section 86 (notice on completion);
(b) a report to the FOI Minister under
subsection 89A(3) (failure to take action).
(2) The Information Commissioner must not
include in the document:
(a) exempt matter; or
(b) information of the kind referred
to in subsection 25(1).
Note: Subsection 25(1) deals with information about
the existence or otherwise of certain documents.
89D
Information Commissioner investigations—limitation on amending records
Scope
(1) This section applies to the following
documents:
(a) a notice to a complainant under
section 86 (notice on completion);
(b) a report to the FOI Minister under
subsection 89A(3) (failure to take action).
Restrictions on amendments
(2) The Information Commissioner may, in the
document, recommend that an amendment be made to a record that relates to a record
of an opinion only if he or she is satisfied of either (or both) of the
following:
(a) the opinion was based on a mistake
of fact;
(b) the author of the opinion was
biased, unqualified to form the opinion or acted improperly in conducting the
factual inquiries that led to the formation of the opinion.
(3) The Information Commissioner must not, in
the document, recommend that an amendment be made to a record if he or she is
satisfied of either of the following:
(a) the record is a record of a decision,
under an enactment, by a court, tribunal, authority or person;
(b) the decision whether to amend the
record involves the determination of a question that the person seeking
amendment of the record is, or has been, entitled to have determined by the agency
(on internal review), the Information Commissioner, a court or tribunal.
(4) In this section:
enactment includes a Norfolk Island
enactment.
89E
Information Commissioner investigations—protection from civil action
(1) Civil proceedings do not lie against a
person in respect of loss, damage or injury of any kind suffered by another
person because the first‑mentioned person complains about an action under
section 70.
(2) Subsection (1) only applies if the
complaint is made in good faith.
Division 3—Complaints to Ombudsman
89F
Complaints to Ombudsman—powers not affected
This Part does not prevent the Ombudsman
from exercising powers or performing functions under the Ombudsman Act 1976 in
accordance with that Act.
89G
Complaints to Ombudsman—report must not contain certain information
A report under subsection 12(3) or
section 15 or 17 of the Ombudsman Act 1976 in relation to an action
taken under this Act must not include:
(a) exempt matter; or
(b) information of the kind referred
to in subsection 25(1).
Note: Subsection 25(1) deals with information about
the existence or otherwise of certain documents.
89H
Complaints to Ombudsman—certain rights not affected by certificates
(1) This section applies if:
(a) the Ombudsman has commenced an investigation
of a decision made under this Act not to grant a request for access to a
document; and
(b) the Attorney‑General furnishes a
certificate to the Ombudsman under paragraph 9(3)(a), (c) or (d) of the Ombudsman
Act 1976 in relation to that investigation.
(2) The certificate does not affect the
Ombudsman’s right to:
(a) seek from any person the reasons
for a decision made under this Act not to give access to an exempt document; or
(b) require any person to give any
information or to answer any questions concerning the decision.
89J
Complaints to Ombudsman—limitation on amending records in reports under the Ombudsman
Act 1976
(1) The Ombudsman may, in a report under
section 15 of the Ombudsman Act 1976, recommend that an amendment
be made to a record that relates to a record of an opinion only if he or she is
satisfied of either (or both) of the following:
(a) the opinion was based on a mistake
of fact;
(b) the author of the opinion was
biased, unqualified to form the opinion or acted improperly in conducting the
factual inquiries that led to the formation of the opinion.
(2) The Ombudsman must not, in a report under
section 15 of the Ombudsman Act 1976, recommend that an amendment
be made to a record if he or she is satisfied of either of the following:
(a) the record is a record of a
decision, under an enactment, by a court, tribunal, authority or person;
(b) the decision whether to amend the
record involves determination of a question that the person seeking amendment
of the record is, or has been, entitled to have determined by the agency (on
internal review), the Information Commissioner, a court or tribunal.
(3) In this section:
enactment includes a Norfolk Island
enactment.
Part VIII—Miscellaneous
Division 1—Vexatious applicants
89K
Vexatious applicants—declaration
(1) The Information Commissioner may, by
written instrument (a vexatious applicant declaration), declare a
person to be a vexatious applicant.
Note 1: Section 89L sets out the grounds on which
a declaration may be made.
Note 2: For variation and revocation of the instrument,
see subsection 33(3) of the Acts Interpretation Act 1901.
(2) The Information Commissioner may make a
declaration:
(a) on the application of an agency or
Minister; or
(b) on the Information Commissioner’s
initiative.
(3) If an agency or Minister has applied for
a declaration, the agency or Minister has the onus of establishing that the
Information Commissioner should make the declaration.
(4) The Information Commissioner must, as
soon as practicable, give written notice to the person in relation to whom the
vexatious applicant declaration is made.
89L
Vexatious applicants—grounds for declaration
(1) The Information Commissioner may make a
vexatious applicant declaration in relation to a person only if the Information
Commissioner is satisfied of any of the following:
(a) that:
(i) the person has
repeatedly engaged in access actions; and
(ii) the repeated
engagement involves an abuse of the process for the access action;
(b) a particular access action in
which the person engages involves, or would involve, an abuse of the process
for that access action;
(c) a particular access action in
which the person engages would be manifestly unreasonable.
(2) A person engages in an access
action if the person does any of the following:
(a) makes a request;
(b) makes an application under
section 48;
(c) makes an application for internal
review;
(d) makes an IC review application.
(3) The Information Commissioner must not
make a declaration in relation to a person without giving the person an
opportunity to make written or oral submissions.
(4) In this section:
abuse of the process for an access action includes,
but is not limited to, the following:
(a) harassing or intimidating an
individual or an employee of an agency;
(b) unreasonably interfering with the
operations of an agency;
(c) seeking to use the Act for the
purpose of circumventing restrictions on access to a document (or documents)
imposed by a court.
89M
Vexatious applicants—effect of declaration
(1) A vexatious applicant declaration has
effect in accordance with the terms and conditions stated in the declaration.
(2) Without limiting subsection (1), a
vexatious applicant declaration in relation to a person may provide that:
(a) an agency or Minister may refuse
to consider any of the following if made by the person without the written
permission of the Information Commissioner:
(i) a request;
(ii) an application under
section 48 (amendment of records);
(iii) an application for
internal review; and
(b) the Information Commissioner may
refuse to consider an IC review application made by the person.
(3) If a decision is made as mentioned in
subsection (2), the agency, Minister or the Information Commissioner (as
the case requires) must, as soon as practicable, notify the vexatious applicant
of the decision.
89N
Vexatious applicants—review by Tribunal
An application may be made to the
Tribunal for a review of a decision under section 89K of the Information
Commissioner to make a vexatious applicant declaration.
Note 1: An application for the review of a decision may
be made by a person whose interests are affected by the decision (see
section 27 of the Administrative Appeals Tribunal Act 1975).
Note 2: Subsection 29(2) of the Administrative
Appeals Tribunal Act 1975 sets out the time within which the application
for review must be made.
Note 3: Section 30 of the Administrative
Appeals Tribunal Act 1975 sets out who the parties are to a proceeding
before the Tribunal.
Division 2—General
89P
Staff to hold appropriate security clearance
The Information Commissioner must take
all reasonable steps to ensure that a member of the staff of the Office of the Australian
Information Commissioner who performs functions or exercises powers for the purposes
of this Act is given a security clearance at an appropriate level.
Note: Security clearances are given in accordance
with the Australian Government Protective Security Manual.
90
Protection against civil liability—general
(1) No action for defamation, breach of
confidence or infringement of copyright lies against the Commonwealth, Norfolk
Island, a Minister, an agency or an officer of an agency because the Minister,
or an officer of the agency:
(a) publishes a document in good
faith, in the belief that the publication is required or permitted under
Part II (information publication scheme) or section 11C (publication
of information in accessed documents); or
(b) gives access to a document in good
faith, in the belief that the access is required or permitted to be given in
response to a request; or
(c) publishes, or gives access to, a
document in good faith, in the belief that the publication or access is
required or permitted otherwise than under this Act (whether or not under an
express legislative power).
(2) No action for defamation, or breach of
confidence, in respect of the publication of a document covered by
subsection (3), lies against a person (including the author of the
document) because the person supplied the document to a Minister or an agency.
(3) The publication of a document is covered
by this subsection if:
(a) it is published as mentioned in
paragraph (1)(a) or (c); or
(b) its publication is involved in, or
results from, the giving of access to the document (or another document) as
mentioned in paragraph (1)(b) or (c).
91 Protection
against civil liability—particular situations
(1A) Section 90 applies in relation to the
giving of access to a document even if, in giving access, there has been a
failure to comply with section 26A, 26AA, 27 or 27A.
(1B) No action lies against the Commonwealth, Norfolk
Island, an agency, a Minister or an officer merely because of a failure to
comply with section 26A, 26AA, 27 or 27A in relation to giving access to a
document.
(1C) If a document has been shown to a person,
organisation or proprietor for any of the following purposes:
(a) consultation with a State under
subsection 26A(2);
(aa) consultation with the Commonwealth
or a State under subsection 26AA(2);
(b) enabling the person, organisation
or proprietor to make a submission under subsection 27(4);
(c) enabling
the person or the person’s legal personal representative to make a submission
under subsection 27A(3);
then:
(d) no action for defamation, breach
of confidence or infringement of copyright lies against the Commonwealth, Norfolk
Island, an agency, a Minister or an officer because of the showing of the
document; and
(e) no action for defamation or breach
of confidence in respect of any publication involved in, or resulting from, the
showing of the document lies against the author of the document or any other
person because of that author or other person having shown the document.
(2) The giving of access to a document
(including an exempt document) in consequence of a request shall not be taken
to constitute an authorization or approval:
(a) for the purposes of the law
relating to defamation or breach of confidence—of the publication of the
document or its contents by the person to whom access is given;
(b) for
the purposes of the law of copyright—of the doing, by the person to whom access
is given, of any act comprised within the copyright in:
(i) any
literary, dramatic, musical or artistic work;
(ii) any
sound recording, cinematograph film, television broadcast or sound broadcast;
or
(iii) a
published edition of a literary, dramatic, musical or artistic work;
contained in the document.
(2A) If a document has been shown to a person,
organisation or proprietor for any of the following purposes:
(a) consultation with a State under
subsection 26A(1);
(aa) consultation with the Commonwealth
or a State under subsection 26AA(2);
(b) enabling the person, organisation
or proprietor to make a submission under subsection 27(1);
(c) enabling
the person or the person’s legal personal representative to make a submission
under subsection 27A(1);
the showing of the document is not taken to constitute an
authorisation or approval:
(d) for the purposes of the law
relating to defamation or breach of confidence—of the publication of the document
or its contents by the person, organisation or proprietor to whom the document
is shown; and
(e) for the purposes of the law of
copyright—of the doing, by the person, organisation or proprietor to whom the
document is shown, of any act comprised within the copyright in:
(i) any literary,
dramatic, musical or artistic work; or
(ii) any sound recording,
cinematograph film, television broadcast or sound broadcast; or
(iii) a
published edition of a literary, dramatic, musical or artistic work;
contained in the document.
(3) Expressions used in paragraph (2)(b)
or (2A)(e) have the same meaning as in the Copyright Act 1968.
(4) For the purposes of
paragraphs (1C)(a) and (2A)(a), State has the same meaning
as in section 26A.
92
Protection against criminal liability
(1) A Minister, or an officer of an agency,
is not guilty of a criminal offence only because the Minister or officer:
(a) publishes a document in good
faith, in the belief that the publication is required or permitted under
Part II (information publication scheme) or section 11C (publication
of information in accessed documents); or
(b) gives access to a document in good
faith, in the belief that the access is required or permitted to be given in
response to a request; or
(c) publishes, or gives access to, a
document in good faith, in the belief that the publication or access is
required or permitted otherwise than under this Act (whether or not under an
express legislative power).
(2) A person is not guilty of a criminal
offence only because the person shows a document, or is concerned in the
showing of a document, to another person or organisation for any of the
following purposes:
(a) consultation with a State under
subsection 26A(2);
(aa) consultation with the Commonwealth
or a State under subsection 26AA(2);
(b) enabling the other person or the
organisation to make a submission under subsection 27(4);
(c) enabling the other person to make
a submission under subsection 27A(3).
(3) For the purposes of
paragraph (2)(a), State has the same meaning as in
section 26A.
93
Agencies to provide information to Information Commissioner
(1) This section applies to:
(a) an agency, in relation to
documents of the agency; and
(b) each Minister, in relation to his
or her official documents.
(2) The agency or Minister must give to the
Information Commissioner the information that the Information Commissioner
requires to prepare reports under section 30 of the Australian Information
Commissioner Act 2010.
(3) The agency or Minister must comply with
any requirements prescribed by the regulations regarding:
(a) the giving of the information; and
(b) the keeping of records for the
purposes of this section.
93A
Guidelines
(1) The Information Commissioner may, by
instrument in writing, issue guidelines for the purposes of this Act.
Note: For variation and revocation of the
instrument, see subsection 33(3) of the Acts Interpretation Act 1901.
(2) For the purposes of the performance of a
function, or the exercise of a power, under this Act, regard must be had to any
guidelines issued by the Information Commissioner under this section including,
but not limited to, guidelines issued for the purposes of the following
provisions:
(a) paragraph 9A(b) (information
publication scheme);
(b) subsection 11B(5) (public interest
factors);
(c) subsection 15(5A) (decisions on
requests).
(3) Guidelines are not legislative
instruments.
93B
Review of operation of Act
(1) The Minister must cause a review of the
operation of this Act to be undertaken.
(2) The review must:
(a) start 2 years after the
commencement of this section; and
(b) be completed within 6 months.
Note: This section commences immediately after the
commencement of section 3 of the Australian Information Commissioner
Act 2010.
(3) The Minister must cause a written report
about the review to be prepared.
(4) The Minister must cause a copy of the
report to be laid before each House of the Parliament within 15 sitting days of
that House after the Minister receives the report.
94
Regulations
(1) The Governor‑General may make
regulations, not inconsistent with this Act, prescribing all matters that are
required or permitted by this Act to be prescribed, or are necessary or
convenient to be prescribed for carrying out or giving effect to this Act, and,
in particular, making provision for or in relation to:
(a) the making of charges of amounts,
or at rates, fixed by or in accordance with the regulations in respect of
requests for access to documents or in respect of the provision of access to
documents (including the provision of copies or transcripts) in accordance with
this Act, including requiring deposits on account of such charges; and
(b) the officers who may give
decisions on behalf of an agency.
(2) Without limiting the generality of subsection (1),
regulations under that subsection making provision for or in relation to the
making of charges:
(a) shall not be such that the amount
or rate of charge varies according to whether a document is a document of one
agency or of an agency included in one class of agency or is a document of
another agency or of an agency included in another class of agency;
(b) shall, if a charge is made for
time that is spent by an agency or a Minister in undertaking any of the
following activities:
(i) searching for or
retrieving a document;
(ii) making,
or doing things related to making, a decision on a request for access;
provide for the charge in
respect of that activity to be calculated at a single hourly rate that shall be
applied by the agency or Minister in respect of any request, regardless of the
classification or designation of the officer who undertakes the work involved;
and
(d) may provide for a charge to be
made that takes into account the direct costs incurred by an agency or a
Minister in making available an officer to supervise the inspection by a person
of any document for which a request for access has been made under this Act.
(3) Where, as a result of a request, access
is given to a document in respect of which the applicant would not be entitled
to access under this Act, regulations under this Act relating to charges apply
as if the applicant had been given access to that document in accordance with
an entitlement under this Act.