Corporations
Amendment Regulations 2010 (No. 9)1
Select Legislative Instrument 2010 No. 301
I, QUENTIN
BRYCE, Governor-General of the Commonwealth of Australia, acting with the
advice of the Federal Executive Council, make the following Regulations under
the Corporations Act 2001.
Dated 24 November 2010
QUENTIN BRYCE
Governor-General
By Her Excellency’s Command
DAVID
BRADBURY
1 Name of Regulations
These Regulations are the Corporations Amendment Regulations 2010 (No. 9).
2 Commencement
These Regulations commence on the day after they
are registered.
3 Amendment of Corporations
Regulations 2001
Schedule 1 amends the Corporations Regulations
2001.
Schedule 1 Amendments
(regulation 3)
[1] Paragraph 7.5.88 (2) (b)
substitute
(b) the payment of premiums for fidelity
insurance or other compensation arrangements for the financial market as part
of an approved compensation arrangement for Division 3 of Part 7.5 of the Act;
or
(c) costs paid by the
market licensee in relation to ASIC’s responsibilities for market supervision
created by the Corporations Amendment (Financial Market Supervision) Act
2010; or
(d) the making of
payments to ASIC by the market licensee in relation to ASIC’s responsibilities
for market supervision created by the Corporations Amendment (Financial
Market Supervision) Act 2010.
[2] Regulation 8.2.01
omit
the Securities Act 1978 of New
Zealand
insert
[3] Paragraph 8.2.02 (1) (a)
omit
the New Zealand Securities Act 1978 and the Securities (Mutual
Recognition of Securities Offerings) Regulations 2008;
insert
the Securities Act 1978 (New Zealand) and the Securities (Mutual
Recognition of Securities Offerings — Australia) Regulations 2008 (New
Zealand);
[4] Paragraph 8.2.02 (1) (b)
omit
New Zealand Securities Regulations 1983
insert
the Securities Regulations 2009 (New Zealand)
[5] Schedule 10A, item 18.1, inserted paragraph 1012D (9E) (c)
of the Act
omit
the Securities Act 1978 of New
Zealand and Securities Regulation 1983 of New Zealand;
insert
the Securities Act 1978 (New Zealand) and the Securities
Regulations 2009 (New Zealand);
[6] Schedule 10AA, item 2.3, inserted paragraph 1012IA (3B) (c)
of the Act
omit
the Securities Act 1978 of New Zealand and Securities Regulation
1983 of New Zealand;
insert
the Securities Act 1978 (New Zealand) and the Securities Regulations
2009 (New Zealand);